Robert S Guttman

CIK 1216436 · View on SEC EDGAR ↗

Insider

First SEC filing: June 23, 2009 · Latest: March 16, 2015

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 44 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

44 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 17, 2015 ULTA S 4,650 $150.82 $701,313 23,037 Direct -16.79% Disposed 255.5% (price as of 2026-08-19)
March 17, 2015 ULTA S 1,370 $150.92 $206,760 23,037 Direct -5.61% Disposed 255.2% (price as of 2026-08-19)
Oct. 5, 2012 ULTA S 5,000 $99.03 $495,150 9,693 Direct -34.03% Disposed 441.4% (price as of 2026-08-19)
Oct. 5, 2012 ULTA S 5,332 $99.02 $527,975 4,361 Direct -55.01% Disposed 441.4% (price as of 2026-08-19)
Oct. 3, 2012 ULTA S 5,000 $97.62 $488,100 11,693 Direct -29.95% Disposed 449.2% (price as of 2026-08-19)
Oct. 3, 2012 ULTA S 2,000 $97.70 $195,400 9,693 Direct -17.10% Disposed 448.7% (price as of 2026-08-19)
Sept. 27, 2012 ULTA S 5,000 $97.00 $485,000 11,693 Direct -29.95% Disposed 452.7% (price as of 2026-08-19)
Sept. 27, 2012 ULTA S 3,495 $96.54 $337,407 11,693 Direct -23.01% Disposed 455.3% (price as of 2026-08-19)
Sept. 26, 2012 ULTA S 6,233 $96.62 $602,232 11,693 Direct -34.77% Disposed 454.9% (price as of 2026-08-19)
Sept. 25, 2012 ULTA S 6,100 $98.86 $603,046 17,926 Direct -25.39% Disposed 442.3% (price as of 2026-08-19)
July 5, 2012 ULTA S 6,750 $95.00 $641,250 24,026 Direct -21.93% Disposed 464.3% (price as of 2026-08-19)
Sept. 27, 2011 ULTA S 19,735 $70.91 $1,399,409 22,665 Direct -46.54% Disposed 656.1% (price as of 2026-08-19)
Sept. 23, 2011 ULTA S 11,000 $67.20 $739,200 22,665 Direct -32.67% Disposed 697.8% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 27, 2015 ULTA Stock Option (right to buy) Common Stock (2,738) $151.20 March 27, 2025 2,738 Acquired
March 17, 2015 ULTA Stock Option (right to buy) Common Stock (3,743) $26.71 Sept. 8, 2020 3,743 Disposed
March 17, 2015 ULTA Stock Option (right to buy) Common Stock (4,757) $14.41 Sept. 9, 2019 4,757 Disposed
March 17, 2015 ULTA Stock Option (right to buy) Common Stock (5,000) $6.29 March 24, 2019 5,000 Disposed
March 17, 2015 ULTA Stock Option (right to buy) Common Stock (4,650) $6.29 March 24, 2019 4,650 Disposed
March 28, 2014 ULTA Stock Option (right to buy) Common Stock (6,340) $97.89 March 28, 2024 6,340 Acquired
March 19, 2013 ULTA Stock Option (right to buy) Common Stock (4,999) $74.91 March 19, 2023 4,999 Acquired
Jan. 8, 2013 ULTA Stock Option (right to buy) Common Stock (455) $26.71 Sept. 8, 2020 455 Disposed
Jan. 8, 2013 ULTA Stock Option (right to buy) Common Stock (93) $14.41 Sept. 9, 2019 93 Disposed
Jan. 8, 2013 ULTA Stock Option (right to buy) Common Stock (5,000) $6.29 March 24, 2019 5,000 Disposed
Jan. 8, 2013 ULTA Stock Option (right to buy) Common Stock (5,000) $13.44 Sept. 9, 2018 5,000 Disposed
Jan. 8, 2013 ULTA Stock Option (right to buy) Common Stock (5,555) $18.00 Oct. 24, 2017 5,555 Disposed
Oct. 5, 2012 ULTA Stock Option (right to buy) Common Stock (5,000) $13.44 Sept. 9, 2018 5,000 Disposed
Oct. 3, 2012 ULTA Stock Option (right to buy) Common Stock (5,000) $13.44 Sept. 9, 2018 5,000 Disposed
Sept. 27, 2012 ULTA Stock Option (right to buy) Common Stock (5,000) $13.44 Sept. 9, 2018 5,000 Disposed
Sept. 27, 2012 ULTA Stock Option (right to buy) Common Stock (3,495) $18.00 Oct. 24, 2017 3,495 Disposed
July 5, 2012 ULTA Stock Option (right to buy) Common Stock (6,750) $18.00 Oct. 24, 2017 6,750 Disposed
May 10, 2012 ULTA Stock Option (right to buy) Common Stock (3,624) $86.06 March 23, 2022 3,624 Acquired
Sept. 27, 2011 ULTA Stock Option (right to buy) Common Stock (19,735) $18.00 Oct. 24, 2017 19,735 Disposed
Sept. 23, 2011 ULTA Stock Option (right to buy) Common Stock (27,665) $18.00 Oct. 24, 2017 27,665 Disposed
Sept. 13, 2011 ULTA Stock Option (right to buy) Common Stock (10,000) $69.96 Sept. 13, 2021 10,000 Acquired
Sept. 8, 2010 ULTA Stock Option (right to buy) Common Stock (18,000) $26.71 Sept. 8, 2020 18,000 Acquired
Sept. 9, 2009 ULTA Stock Option (right to buy) Common Stock (20,000) $14.41 Sept. 9, 2019 20,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 23, 2009 ULTA Common Stock 6,000 Direct
June 23, 2009 ULTA Stock Option (right to buy)→ Common Stock (63,200) 63,200 Direct
June 23, 2009 ULTA Stock Option (right to buy)→ Common Stock (20,000) 20,000 Direct
June 23, 2009 ULTA Stock Option (right to buy)→ Common Stock (20,000) 20,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ULTA

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2012 $338,022 — — — $138,829 — $4,143 $757,107
2011 $317,634 — — — $180,050 — $3,391 $864,975

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.