Robert S Lowenthal
CIK 1594628 · View on SEC EDGAR ↗
First SEC filing: Jan. 28, 2022 · Latest: Jan. 28, 2022
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 26, 2022 | OPY | J | 50,000 | — | — | 187,368 Direct | +36.40% | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 26, 2022 | OPY | Restricted Class A non-voting common stock | Class A non-voting common stock (50,000) | — | — | 50,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 10 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 27, 2013 | OPY | Class A non-voting common stock | 303,357 | Indirect |
| Dec. 19, 2013 | OPY | Class A non-voting common stock | 24,221 | Direct |
| Dec. 19, 2013 | OPY | Class A non-voting common stock | 174,000 | Indirect |
| Dec. 19, 2013 | OPY | Class A non-voting common stock | 150,000 | Indirect |
| Dec. 19, 2013 | OPY | Class A non-voting common stock | 3,150 | Indirect |
| Dec. 19, 2013 | OPY | Class B voting common stock | 140 | Direct |
| Dec. 19, 2013 | OPY | Restricted Class A non-voting common stock→ Class A non-voting common stock (7,500) | 7,500 | Direct |
| Dec. 19, 2013 | OPY | Restricted Class A non-voting common stock→ Class A non-voting common stock (7,500) | 7,500 | Direct |
| Dec. 19, 2013 | OPY | Restricted Class A non-voting common stock→ Class A non-voting common stock (3,500) | 3,500 | Direct |
| Dec. 19, 2013 | OPY | Restricted Class A non-voting common stock→ Class A non-voting common stock (8,500) | 8,500 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
OPY
President and Director of the Company and Head of Oppenheimer & Co. Inc.’s Investment Banking Business| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2023 | $300,000 | — | — | — | $4,500,000 | — | — | $5,700,400 |
| 2022 | $300,000 | — | — | — | $5,000,000 | — | — | $7,235,500 |
| 2021 | $300,000 | — | — | — | $10,000,000 | — | — | $12,598,750 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.