Robert S Schwartz
CIK 1546061 · View on SEC EDGAR ↗
Insider
First SEC filing: March 29, 2012 · Latest: March 29, 2012
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 11 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
11 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 19, 2014 | ENPH | S | 8,291 | $10.27 | $85,149 | 43,463 Direct | -16.02% | Disposed | 270.6% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 11, 2012 | ENPH | Stock Option (Right to Buy) [F1] | Common Stock (24,691) | $8.43 | May 10, 2022 | 24,691 | Acquired |
| April 4, 2012 | ENPH | 9% Junior Convertible Secured Notes due 2014 | Common Stock (2,239) | — | June 14, 2014 | — | Disposed |
| April 4, 2012 | ENPH | Series E Convertible Preferred Stock | Common Stock (3,562) | — | — | 3,562 | Disposed |
| April 4, 2012 | ENPH | Series D Convertible Preferred Stock | Common Stock (23,432) | — | — | 23,432 | Disposed |
| April 4, 2012 | ENPH | Series C Convertible Preferred Stock | Common Stock (6,463) | — | — | 2,571 | Disposed |
| April 4, 2012 | ENPH | Series B Convertible Preferred Stock | Common Stock (15,774) | — | — | 8,311 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 29, 2012 | ENPH | Series B Convertible Preferred Stock→ Common Stock (15,774) | 15,774 | Direct |
| March 29, 2012 | ENPH | Series C Convertible Preferred Stock→ Common Stock (6,463) | 6,463 | Direct |
| March 29, 2012 | ENPH | Series D Convertible Preferred Stock→ Common Stock (23,432) | 23,432 | Direct |
| March 29, 2012 | ENPH | Series E Convertible Preferred Stock→ Common Stock (3,562) | 3,562 | Direct |
| March 29, 2012 | ENPH | 9% Junior Convertible Secured Notes due 2014→ Common Stock (2,239) | 2,239 | Direct |
| March 29, 2012 | ENPH | Common Stock Warrants→ Common Stock (284) | 284 | Direct |