Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 15 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Feb. 2, 2006 CAT G 200 · · 41,855 Direct -0.48% Disposed (price as of 2026-10-02)
Feb. 2, 2006 CAT M 6,076 $16.45 $99,950 47,931 Direct +14.52% Acquired 5039.3% (price as of 2026-10-02)
Feb. 2, 2006 CAT F 1,458 $68.54 $99,931 46,473 Direct -3.04% Disposed 1133.5% (price as of 2026-10-02)
Feb. 2, 2006 CAT M 6,524 $16.45 $107,320 52,997 Direct +14.04% Acquired 5039.3% (price as of 2026-10-02)
Feb. 2, 2006 CAT F 3,082 $68.54 $211,240 49,915 Direct -5.82% Disposed 1133.5% (price as of 2026-10-02)
Feb. 2, 2006 CAT M 6,076 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Feb. 2, 2006 CAT M 6,524 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Feb. 18, 2005 CAT J 27,000 · · 27,000 Direct · Acquired (price as of 2026-10-02)
Feb. 7, 2005 CAT M 2,984 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Feb. 7, 2005 CAT M 3,316 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Feb. 7, 2005 CAT G 200 · · 20,692 Direct -0.96% Disposed (price as of 2026-10-02)
Feb. 7, 2005 CAT F 1,610 $91.72 $147,669 20,892 Direct -7.15% Disposed 1743.5% (price as of 2026-10-02)
Feb. 7, 2005 CAT M 2,984 $30.16 $89,997 22,502 Direct +15.29% Acquired 5506.2% (price as of 2026-10-02)
Feb. 7, 2005 CAT F 1,090 $91.72 $99,975 19,518 Direct -5.29% Disposed 1743.5% (price as of 2026-10-02)
Feb. 7, 2005 CAT M 3,316 $30.16 $100,011 20,608 Direct +19.18% Acquired 5506.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 2, 2006 CAT Employee Stock Option [F5] Common (6,076) $16.45 June 11, 2006 6,076 Disposed
Feb. 2, 2006 CAT Employee Stock Option [F5] Common (6,524) $16.45 June 11, 2006 6,524 Disposed
Feb. 18, 2005 CAT Option (NQ) [F3] Common (27,000) $91.28 Feb. 18, 2015 27,000 Acquired
Feb. 7, 2005 CAT Employee Stock Option [F3] Common (2,984) $30.16 June 6, 2005 2,984 Disposed
Feb. 7, 2005 CAT Employee Stock Option [F3] Common (3,316) $30.16 June 6, 2005 3,316 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 18 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 2, 2004 CAT Common · Direct
Dec. 2, 2004 CAT Common 200 Indirect
Dec. 2, 2004 CAT Option (ISO) [F2]→ Common (3,316) 3,316 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (2,984) 2,984 Direct
Dec. 2, 2004 CAT Option (ISO) [F2]→ Common (3,038) 3,038 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (3,262) 3,262 Direct
Dec. 2, 2004 CAT Option (ISO) [F2]→ Common (1,934) 1,934 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (4,366) 4,366 Direct
Dec. 2, 2004 CAT Option (ISO) [F2]→ Common (1,795) 1,795 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (4,505) 4,505 Direct
Dec. 2, 2004 CAT Option (ISO) [F2]→ Common (1,604) 1,604 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (4,696) 4,696 Direct
Dec. 2, 2004 CAT Option (ISO) [F2]→ Common (2,601) 2,601 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (3,849) 3,849 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (7,860) 7,860 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (7,860) 7,860 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (8,060) 8,060 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (8,260) 8,260 Direct