Robert W. Clarke

Insider

First SEC filing: June 6, 2018 · Latest: June 6, 2018

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 5, 2018	PULM	A	2,000,000	—	—	2,000,000 Direct	—	Acquired	(price as of 2026-08-20)
March 22, 2017	PULM	M	4,525	—	—	2,665 Direct	-62.93%	Disposed	(price as of 2026-08-20)
March 22, 2017	PULM	M	4,525	$2.21	$10,000	4,525 Direct	—	Acquired	-99.7% (price as of 2026-08-20)
March 20, 2017	PULM	A	159,000	—	—	159,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 3, 2016	PULM	A	318,000	—	—	318,000 Direct	—	Acquired	(price as of 2026-08-20)
June 24, 2015	PULM	A	44,341	—	—	44,341 Direct	—	Acquired	(price as of 2026-08-20)
June 16, 2015	PULM	A	407,907	—	—	407,907 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	65,626	—	—	65,625 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	171,009	—	—	171,009 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	23,710	—	—	23,710 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	11,855	—	—	11,855 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	2,413	—	—	2,413 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	7,190	—	—	7,190 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	18,667	—	—	18,667 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 5, 2018	PULM	Stock Option (Right to Buy)	Common Stock (2,000,000)	$0.47	June 5, 2028	2,000,000	Acquired
March 22, 2017	PULM	Stock Option (Right to Buy)	Common Stock	$2.21	Feb. 10, 2020	4,525	Disposed
March 20, 2017	PULM	Stock Option (Right to Buy)	Common Stock (159,000)	$2.78	March 20, 2027	159,000	Acquired
Feb. 3, 2016	PULM	Stock Option (Right to Buy)	Common Stock (318,000)	$2.80	Feb. 3, 2026	318,000	Acquired
June 24, 2015	PULM	Stock Option (Right to Buy)	Common Stock (44,341)	$11.00	June 24, 2025	44,341	Acquired
June 16, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$11.80	June 16, 2025	407,907	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$1.88	Oct. 11, 2023	65,626	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.03	Sept. 18, 2022	171,009	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.03	June 8, 2022	23,710	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.20	June 15, 2021	11,855	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.20	May 24, 2020	2,413	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.20	Feb. 10, 2020	7,190	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2019	$176,597	$32,885	—	—	—	—	$310,895	$520,377
2018	$434,074	$176,516	—	—	—	—	$6,022	$1,250,624
2017	$407,862	—	—	—	—	—	$5,776	$801,133

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.