Roberto Walker — SEC Insider Profile, Roles & Companies

Insider at

PFG selling Aug. 22, 2022

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 48 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

48 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 30, 2023	PFG	A	289	·	·	40,433 Direct	+0.72%	Acquired	(price as of 2026-10-02)
March 31, 2023	PFG	A	298	·	·	40,063 Direct	+0.75%	Acquired	(price as of 2026-10-02)
March 29, 2023	PFG	M	4,112	$62.78	$258,151	0 Direct	-100.00%	Disposed	78.3% (price as of 2026-10-02)
March 29, 2023	PFG	M	4,112	$62.78	$258,151	0 Direct	-100.00%	Disposed	78.3% (price as of 2026-10-02)
March 29, 2023	PFG	M	4,111	$62.78	$258,089	0 Direct	-100.00%	Disposed	78.3% (price as of 2026-10-02)
March 29, 2023	PFG	M	10,814	$37.38	$404,227	0 Direct	-100.00%	Disposed	199.5% (price as of 2026-10-02)
March 29, 2023	PFG	M	3,744	$37.38	$139,951	0 Direct	-100.00%	Disposed	199.5% (price as of 2026-10-02)
March 29, 2023	PFG	D	600	$73.34	$44,004	39,690 Direct	-1.49%	Disposed	52.7% (price as of 2026-10-02)
March 29, 2023	PFG	D	26,293	$72.84	$1,915,182	40,290 Direct	-39.49%	Disposed	53.7% (price as of 2026-10-02)
March 29, 2023	PFG	A	12,335	$62.78	$774,391	66,583 Direct	+22.74%	Acquired	78.3% (price as of 2026-10-02)
March 29, 2023	PFG	A	14,558	$37.38	$544,178	54,248 Direct	+36.68%	Acquired	199.5% (price as of 2026-10-02)
March 28, 2023	PFG	M	7,069	$37.38	$264,239	3,744 Direct	-65.38%	Disposed	199.5% (price as of 2026-10-02)
March 28, 2023	PFG	M	10,813	$37.38	$404,190	0 Direct	-100.00%	Disposed	199.5% (price as of 2026-10-02)
March 28, 2023	PFG	M	5,212	$51.33	$267,532	0 Direct	-100.00%	Disposed	118.1% (price as of 2026-10-02)
March 28, 2023	PFG	M	3,796	$51.33	$194,849	0 Direct	-100.00%	Disposed	118.1% (price as of 2026-10-02)
March 28, 2023	PFG	D	26,891	$72.18	$1,940,992	39,690 Direct	-40.39%	Disposed	55.1% (price as of 2026-10-02)
March 28, 2023	PFG	A	17,882	$37.38	$668,429	66,581 Direct	+36.72%	Acquired	199.5% (price as of 2026-10-02)
March 28, 2023	PFG	A	9,009	$51.33	$462,432	48,699 Direct	+22.70%	Acquired	118.1% (price as of 2026-10-02)
March 27, 2023	PFG	M	1,415	$51.33	$72,632	3,796 Direct	-27.15%	Disposed	118.1% (price as of 2026-10-02)
March 27, 2023	PFG	M	5,211	$51.33	$267,481	0 Direct	-100.00%	Disposed	118.1% (price as of 2026-10-02)
March 27, 2023	PFG	M	6,755	$44.88	$303,164	0 Direct	-100.00%	Disposed	149.5% (price as of 2026-10-02)
March 27, 2023	PFG	M	6,755	$44.88	$303,164	0 Direct	-100.00%	Disposed	149.5% (price as of 2026-10-02)
March 27, 2023	PFG	M	6,755	$44.88	$303,164	0 Direct	-100.00%	Disposed	149.5% (price as of 2026-10-02)
March 27, 2023	PFG	D	26,891	$72.45	$1,948,253	39,690 Direct	-40.39%	Disposed	54.5% (price as of 2026-10-02)
March 27, 2023	PFG	A	6,626	$51.33	$340,113	66,581 Direct	+11.05%	Acquired	118.1% (price as of 2026-10-02)
March 27, 2023	PFG	A	20,265	$44.88	$909,493	59,955 Direct	+51.06%	Acquired	149.5% (price as of 2026-10-02)
Feb. 27, 2023	PFG	A	3,170	·	·	39,690 Direct	+8.68%	Acquired	(price as of 2026-10-02)
Feb. 27, 2023	PFG	A	1,848	·	·	36,520 Direct	+5.33%	Acquired	(price as of 2026-10-02)
Dec. 19, 2022	PFG	A	219	·	·	34,672 Direct	+0.64%	Acquired	(price as of 2026-10-02)
Sept. 30, 2022	PFG	A	40	·	·	34,383 Direct	+0.12%	Acquired	(price as of 2026-10-02)
Aug. 22, 2022	PFG	S	9,000	$76.95	$692,550	34,008 Direct	-20.93%	Disposed	45.5% (price as of 2026-10-02)
Aug. 19, 2022	PFG	M	11,325	$30.70	$347,678	0 Direct	-100.00%	Disposed	264.7% (price as of 2026-10-02)
Aug. 19, 2022	PFG	M	1,650	$30.70	$50,655	0 Direct	-100.00%	Disposed	264.7% (price as of 2026-10-02)
Aug. 19, 2022	PFG	S	12,975	$78.04	$1,012,569	43,008 Direct	-23.18%	Disposed	43.5% (price as of 2026-10-02)
Aug. 19, 2022	PFG	A	12,975	$30.70	$398,332	55,983 Direct	+30.17%	Acquired	264.7% (price as of 2026-10-02)
Aug. 18, 2022	PFG	M	9,675	$30.70	$297,022	1,650 Direct	-85.43%	Disposed	264.7% (price as of 2026-10-02)
Aug. 18, 2022	PFG	M	5,325	$30.70	$163,478	0 Direct	-100.00%	Disposed	264.7% (price as of 2026-10-02)
Aug. 18, 2022	PFG	S	15,000	$78.34	$1,175,100	43,008 Direct	-25.86%	Disposed	42.9% (price as of 2026-10-02)
Aug. 18, 2022	PFG	A	15,000	$30.70	$460,500	58,008 Direct	+34.88%	Acquired	264.7% (price as of 2026-10-02)
Aug. 17, 2022	PFG	M	6,000	$30.70	$184,200	5,325 Direct	-52.98%	Disposed	264.7% (price as of 2026-10-02)
Aug. 17, 2022	PFG	S	6,000	$78.58	$471,480	43,008 Direct	-12.24%	Disposed	42.5% (price as of 2026-10-02)
Aug. 17, 2022	PFG	A	6,000	$30.70	$184,200	49,008 Direct	+13.95%	Acquired	264.7% (price as of 2026-10-02)
June 24, 2022	PFG	A	41	·	·	43,008 Direct	+0.10%	Acquired	(price as of 2026-10-02)
March 25, 2022	PFG	A	327	·	·	42,967 Direct	+0.77%	Acquired	(price as of 2026-10-02)
Feb. 28, 2022	PFG	A	3,374	·	·	42,553 Direct	+8.61%	Acquired	(price as of 2026-10-02)
Feb. 28, 2022	PFG	A	3,168	·	·	39,178 Direct	+8.80%	Acquired	(price as of 2026-10-02)
Dec. 21, 2021	PFG	A	284	·	·	36,010 Direct	+0.79%	Acquired	(price as of 2026-10-02)
Nov. 17, 2021	PFG	D	15,640	$71.65	$1,120,606	35,635 Direct	-30.50%	Disposed	56.3% (price as of 2026-10-02)
Nov. 16, 2021	PFG	A	22,640	$27.46	$621,694	58,275 Direct	+63.53%	Acquired	307.7% (price as of 2026-10-02)
Nov. 16, 2021	PFG	D	7,000	$72.45	$507,150	51,275 Direct	-12.01%	Disposed	54.5% (price as of 2026-10-02)
Nov. 16, 2021	PFG	M	22,640	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-02)
Sept. 24, 2021	PFG	A	38	·	·	35,717 Direct	+0.11%	Acquired	(price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 29, 2023	PFG	Employee Stock Option (Right to Buy)	Common Stock (4,112)	$62.78	Feb. 27, 2027	4,112	Disposed
March 29, 2023	PFG	Employee Stock Option (Right to Buy)	Common Stock (4,112)	$62.78	Feb. 27, 2027	4,112	Disposed
March 29, 2023	PFG	Employee Stock Option (Right to Buy)	Common Stock (4,111)	$62.78	Feb. 27, 2027	4,111	Disposed
March 29, 2023	PFG	Employee Stock Option (Right to Buy)	Common Stock (10,814)	$37.38	Feb. 22, 2026	10,814	Disposed
March 29, 2023	PFG	Employee Stock Option (Right to Buy)	Common Stock (3,744)	$37.38	Feb. 22, 2026	3,744	Disposed
March 28, 2023	PFG	Employee Stock Option (Right to Buy)	Common Stock (7,069)	$37.38	Feb. 22, 2026	7,069	Disposed
March 28, 2023	PFG	Employee Stock Option (Right to Buy)	Common Stock (10,813)	$37.38	Feb. 22, 2026	10,813	Disposed
March 28, 2023	PFG	Employee Stock Option (Right to Buy)	Common Stock (5,212)	$51.33	Feb. 23, 2025	5,212	Disposed
March 28, 2023	PFG	Employee Stock Option (Right to Buy)	Common Stock (3,796)	$51.33	Feb. 23, 2025	3,796	Disposed
March 27, 2023	PFG	Employee Stock Option (Right to Buy)	Common Stock (1,415)	$51.33	Feb. 23, 2025	1,415	Disposed
March 27, 2023	PFG	Employee Stock Option (Right to Buy)	Common Stock (5,211)	$51.33	Feb. 23, 2025	5,211	Disposed
March 27, 2023	PFG	Employee Stock Option (Right to Buy)	Common Stock (6,755)	$44.88	Feb. 24, 2024	6,755	Disposed
March 27, 2023	PFG	Employee Stock Option (Right to Buy)	Common Stock (6,755)	$44.88	Feb. 24, 2024	6,755	Disposed
March 27, 2023	PFG	Employee Stock Option (Right to Buy)	Common Stock (6,755)	$44.88	Feb. 24, 2024	6,755	Disposed
Aug. 19, 2022	PFG	Employee Stock Option (Right to Buy)	Common Stock (11,325)	$30.70	Feb. 25, 2023	11,325	Disposed
Aug. 19, 2022	PFG	Employee Stock Option (Right to Buy)	Common Stock (1,650)	$30.70	Feb. 25, 2023	1,650	Disposed
Aug. 18, 2022	PFG	Employee Stock Option (Right to Buy)	Common Stock (9,675)	$30.70	Feb. 25, 2023	9,675	Disposed
Aug. 18, 2022	PFG	Employee Stock Option (Right to Buy)	Common Stock (5,325)	$30.70	Feb. 25, 2023	5,325	Disposed
Aug. 17, 2022	PFG	Employee Stock Option (Right to Buy)	Common Stock (6,000)	$30.70	Feb. 25, 2023	6,000	Disposed
Nov. 16, 2021	PFG	Employee Stock Option (Right to Buy)	Common Stock (22,640)	$27.46	Feb. 27, 2022	22,640	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 11 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 11, 2021	PFG	Common Stock	35,635	Direct
Aug. 11, 2021	PFG	Employee Stock Option (Right to Buy)→ Common Stock (22,640)	22,640	Direct
Aug. 11, 2021	PFG	Employee Stock Option (Right to Buy)→ Common Stock (33,975)	33,975	Direct
Aug. 11, 2021	PFG	Employee Stock Option (Right to Buy)→ Common Stock (20,265)	20,265	Direct
Aug. 11, 2021	PFG	Employee Stock Option (Right to Buy)→ Common Stock (15,635)	15,635	Direct
Aug. 11, 2021	PFG	Employee Stock Option (Right to Buy)→ Common Stock (32,440)	32,440	Direct
Aug. 11, 2021	PFG	Employee Stock Option (Right to Buy)→ Common Stock (12,335)	12,335	Direct
Aug. 11, 2021	PFG	Employee Stock Option (Right to Buy)→ Common Stock (22,370)	22,370	Direct
Aug. 11, 2021	PFG	Employee Stock Option (Right to Buy)→ Common Stock (20,345)	20,345	Direct
Aug. 11, 2021	PFG	Employee Stock Option (Right to Buy)→ Common Stock (17,180)	17,180	Direct
Aug. 11, 2021	PFG	Employee Stock Option (Right to Buy)→ Common Stock (22,115)	22,115	Direct