Rocco J Nittoli
CIK 1400289 · View on SEC EDGAR ↗
First SEC filing: Oct. 24, 2008 · Latest: Oct. 24, 2008
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 28, 2022 | JEF | S | 1,000 | $32.40 | $32,400 | 0 Direct | -100.00% | Disposed | 69.3% (price as of 2026-08-21) |
| July 28, 2022 | JEF | S | 6,000 | $32.41 | $194,460 | 1,000 Direct | -85.71% | Disposed | 69.2% (price as of 2026-08-21) |
| March 14, 2011 | JEF | S | 10,000 | $34.00 | $340,000 | 7,000 Direct | -58.82% | Disposed | 76.9% (price as of 2026-08-21) |
| Nov. 10, 2010 | JEF | S | 27,770 | $26.70 | $741,459 | 7,000 Direct | -79.87% | Disposed | 125.3% (price as of 2026-08-21) |
| April 3, 2008 | JEF | S | 2,130 | $49.91 | $106,308 | 6,000 Direct | -26.20% | Disposed | 20.5% (price as of 2026-08-21) |
| April 3, 2008 | JEF | S | 5,100 | $49.95 | $254,745 | 8,130 Direct | -38.55% | Disposed | 20.4% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 13, 2012 | JEF | Options to Purchase Common Shares | Common Shares (50,000) | $23.22 | Jan. 2, 2019 | 50,000 | Acquired |
| March 14, 2011 | JEF | Employee Stock Option to Purchase Common Shares | Common Shares (10,000) | $27.34 | Dec. 31, 2012 | 10,000 | Disposed |
| Nov. 10, 2010 | JEF | Employee Stock Option to Purchase Common Shares | Common Shares (28,770) | $21.75 | Jan. 2, 2011 | 28,770 | Acquired |
| Oct. 22, 2008 | JEF | Options to Purchase Common Shares | Common Shares (50,000) | $27.88 | Oct. 22, 2014 | 50,000 | Acquired |
| April 3, 2008 | JEF | Employee Option to Purchase Common Shares | Common Shares (7,230) | $21.75 | Jan. 2, 2011 | 7,230 | Disposed |
| March 6, 2008 | JEF | Employee Option to Purchase Common Shares | Common Shares (6,000) | $10.25 | July 11, 2008 | 6,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 23, 2007 | JEF | Common Shares, $1.00 Par Value | 0 | Direct |
| May 23, 2007 | JEF | Options to Purchase Common Shares→ Common Shares (6,000) | 6,000 | Direct |
| May 23, 2007 | JEF | Options to Purchase Common Shares→ Common Shares (36,000) | 36,000 | Direct |
| May 23, 2007 | JEF | Options to Purchase Common Shares→ Common Shares (50,000) | 50,000 | Direct |