Rocco J Nittoli

CIK 1400289 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 24, 2008 · Latest: Oct. 24, 2008

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 28, 2022 JEF S 1,000 $32.40 $32,400 0 Direct -100.00% Disposed 69.3% (price as of 2026-08-21)
July 28, 2022 JEF S 6,000 $32.41 $194,460 1,000 Direct -85.71% Disposed 69.2% (price as of 2026-08-21)
March 14, 2011 JEF S 10,000 $34.00 $340,000 7,000 Direct -58.82% Disposed 76.9% (price as of 2026-08-21)
Nov. 10, 2010 JEF S 27,770 $26.70 $741,459 7,000 Direct -79.87% Disposed 125.3% (price as of 2026-08-21)
April 3, 2008 JEF S 2,130 $49.91 $106,308 6,000 Direct -26.20% Disposed 20.5% (price as of 2026-08-21)
April 3, 2008 JEF S 5,100 $49.95 $254,745 8,130 Direct -38.55% Disposed 20.4% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 13, 2012 JEF Options to Purchase Common Shares Common Shares (50,000) $23.22 Jan. 2, 2019 50,000 Acquired
March 14, 2011 JEF Employee Stock Option to Purchase Common Shares Common Shares (10,000) $27.34 Dec. 31, 2012 10,000 Disposed
Nov. 10, 2010 JEF Employee Stock Option to Purchase Common Shares Common Shares (28,770) $21.75 Jan. 2, 2011 28,770 Acquired
Oct. 22, 2008 JEF Options to Purchase Common Shares Common Shares (50,000) $27.88 Oct. 22, 2014 50,000 Acquired
April 3, 2008 JEF Employee Option to Purchase Common Shares Common Shares (7,230) $21.75 Jan. 2, 2011 7,230 Disposed
March 6, 2008 JEF Employee Option to Purchase Common Shares Common Shares (6,000) $10.25 July 11, 2008 6,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 23, 2007 JEF Common Shares, $1.00 Par Value 0 Direct
May 23, 2007 JEF Options to Purchase Common Shares→ Common Shares (6,000) 6,000 Direct
May 23, 2007 JEF Options to Purchase Common Shares→ Common Shares (36,000) 36,000 Direct
May 23, 2007 JEF Options to Purchase Common Shares→ Common Shares (50,000) 50,000 Direct