Rock Holdings Inc.
CIK 1733664 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 7, 2020 · Latest: Aug. 7, 2020
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 15 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
15 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 29, 2021 | RKT | S | 20,200,000 | $24.75 | $499,950,000 | 0 Direct | -100.00% | Disposed | -43.0% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 30, 2025 | RKT | Non-voting common interest units of Rocket LP | Class B common stock and Class A common stock (800,000) | — | — | 800,000 | Disposed |
| June 30, 2025 | RKT | Non-voting common interest units of Rocket LP | Class B common stock and Class A common stock (1,846,977,661) | — | — | 1,846,977,661 | Disposed |
| March 29, 2021 | RKT | Class B common stock [F3] | Class A common stock (20,200,000) | — | — | 20,200,000 | Disposed |
| March 29, 2021 | RKT | Class B common stock [F3] | Class A common stock (20,200,000) | — | — | 20,200,000 | Acquired |
| March 29, 2021 | RKT | Non-voting common interest units of RKT Holdings, LLC [F2,F3] | Class B common stock and Class A common stock (20,200,000) | — | — | 20,200,000 | Disposed |
| Sept. 9, 2020 | RKT | Non-voting common interest units of RKT Holdings, LLC [F2,F3] | Class B common stock and Class A common stock (15,000,000) | — | — | 15,000,000 | Disposed |
| Aug. 14, 2020 | RKT | Non-voting common interest units of RKT Holdings, LLC [F2,F3] | Class B common stock and Class A common stock (800,000) | — | — | 800,000 | Disposed |
| Aug. 10, 2020 | RKT | Non-voting common interest units of RKT Holdings, LLC [F2,F3] | Class B common stock and Class A common stock (1,882,177,661) | — | — | 100,000,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 7, 2020 | RKT | Class D common stock [F1,F2,F3] | 1,982,177,661 | Direct |
| Aug. 7, 2020 | RKT | Non-voting common interest units of RKT Holdings, LLC [F3,F4]→ Class B common stock and Class A common stock (1,982,177,661) | 1,982,177,661 | Direct |
| Aug. 5, 2020 | RKT | Class D common stock [F1,F2,F3] | 1,982,164,752 | Direct |
| Aug. 5, 2020 | RKT | Non-voting common interest units of RKT Holdings, LLC [F3,F4]→ Class B common stock and Class A common stock (1,982,164,752) | 1,982,164,752 | Direct |