Rock Springs Capital Management LP
CIK 1595725 · View on SEC EDGAR ↗
First SEC filing: June 24, 2015 · Latest: June 24, 2015
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- Institution The 13F filer entity this person is associated with.
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
Institution
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 22, 2015 | 1595725 | P | 200,000 | $14.00 | $2,800,000 | 564,358 Indirect | +54.89% | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 22, 2015 | 1595725 | Series 2 Convertible Preferred Stock | Common Stock (364,358) | $2.85 | — | 364,358 | Disposed |
| April 15, 2014 | DARE | 7% Convertible Promissory Notes | Common Stock (464,365) | $5.43 | — | — | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 10, 2014 | DARE | 7% Convertible Promissory Notes→ Common Stock | — | Direct |