Rodney Michael Shurman

Insider

First SEC filing: Feb. 6, 2026 · Latest: Feb. 6, 2026

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Insider at

0 buys (P) 4 sells (S) Net: $-8,170,018 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 5, 2026	CAT	M	5,639	$253.98	$1,432,193	0 Direct	-100.00%	Disposed	218.3% (price as of 2026-08-20)
May 5, 2026	CAT	S	487	$903.55	$440,029	2,546 Direct	-16.06%	Disposed	-10.5% (price as of 2026-08-20)
May 5, 2026	CAT	S	5,152	$903.14	$4,652,977	3,033 Direct	-62.94%	Disposed	-10.5% (price as of 2026-08-20)
May 5, 2026	CAT	M	5,639	$253.98	$1,432,193	8,185 Direct	+221.48%	Acquired	218.3% (price as of 2026-08-20)
March 4, 2026	CAT	F	117	$738.42	$86,395	2,546 Direct	-4.39%	Disposed	9.5% (price as of 2026-08-20)
March 3, 2026	CAT	F	100	$719.13	$71,913	2,663 Direct	-3.62%	Disposed	12.4% (price as of 2026-08-20)
March 2, 2026	CAT	A	1,320	—	—	2,763 Direct	+91.48%	Acquired	(price as of 2026-08-20)
March 2, 2026	CAT	A	3,681	—	—	3,681 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 23, 2026	CAT	M	2,278	$253.98	$578,566	5,639 Direct	-28.77%	Disposed	218.3% (price as of 2026-08-20)
Feb. 23, 2026	CAT	S	2,278	$759.61	$1,730,392	1,443 Direct	-61.22%	Disposed	6.4% (price as of 2026-08-20)
Feb. 23, 2026	CAT	M	2,278	$253.98	$578,566	3,721 Direct	+157.87%	Acquired	218.3% (price as of 2026-08-20)
Feb. 17, 2026	CAT	S	1,764	$763.39	$1,346,620	1,440 Direct	-55.06%	Disposed	5.9% (price as of 2026-08-20)
Feb. 10, 2026	CAT	A	2,469	—	—	4,091 Direct	+152.22%	Acquired	(price as of 2026-08-20)
Feb. 10, 2026	CAT	F	887	$744.83	$660,664	3,204 Direct	-21.68%	Disposed	8.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 5, 2026	CAT	Employee Stock Options	Common Stock (5,639)	$253.98	March 6, 2033	5,639	Disposed
March 2, 2026	CAT	Employee Stock options	Common Stock (3,681)	$752.18	March 2, 2036	3,681	Acquired
Feb. 23, 2026	CAT	Employee Stock Options	Common Stock (2,278)	$253.98	March 6, 2033	2,278	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 6, 2026	CAT	Common Stock	183	Direct
Feb. 6, 2026	CAT	Common Stock	6,727	Indirect
Feb. 6, 2026	CAT	Employee Stock Options→ Common Stock (7,917)	7,917	Direct
Feb. 6, 2026	CAT	Employee Stock Options→ Common Stock (2,997)	2,997	Direct
Feb. 6, 2026	CAT	Employee Stock Options→ Common Stock (2,509)	2,509	Direct