Roger A Buller
CIK 1656862 · View on SEC EDGAR ↗
First SEC filing: Nov. 10, 2015 · Latest: Nov. 10, 2015
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 30, 2017 | EQBK | M | 2,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 30, 2017 | EQBK | M | 2,000 | $17.00 | $34,000 | 37,474 Direct | +5.64% | Acquired | 195.2% (price as of 2026-08-21) |
| May 8, 2017 | EQBK | A | 1,457 | $31.48 | $45,866 | 35,474 Direct | +4.28% | Acquired | 59.4% (price as of 2026-08-21) |
| Dec. 30, 2016 | EQBK | A | 2,784 | $6.25 | $17,400 | 2,784 Direct | — | Acquired | 702.9% (price as of 2026-08-21) |
| Dec. 31, 2015 | EQBK | A | 3,314 | $5.16 | $17,100 | 3,314 Direct | — | Acquired | 872.5% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 30, 2017 | EQBK | Stock Option (right to buy) | Class A Common Stock (2,000) | $17.00 | Dec. 31, 2017 | 2,000 | Disposed |
| Dec. 30, 2016 | EQBK | Stock Option (right to buy) | Class A Common Stock (2,784) | $33.64 | Dec. 30, 2026 | 2,784 | Acquired |
| Dec. 31, 2015 | EQBK | Stock Option (right to buy) | Class A Common Stock (3,314) | $23.39 | Dec. 31, 2025 | 3,314 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 10, 2015 | EQBK | Class A Common Stock | 85,000 | Indirect |
| Nov. 10, 2015 | EQBK | Class A Common Stock | 5,000 | Indirect |
| Nov. 10, 2015 | EQBK | Class A Common Stock | 34,017 | Direct |
| Nov. 10, 2015 | EQBK | Stock Option (right to buy)→ Class A Common Stock (2,000) | 2,000 | Direct |
| Nov. 10, 2015 | EQBK | Stock Option (right to buy)→ Class A Common Stock (4,125) | 4,125 | Direct |
| Nov. 10, 2015 | EQBK | Stock Option (right to buy)→ Class A Common Stock (5,257) | 5,257 | Direct |