Roger C Cady

CIK 1043107 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 23, 2009 · Latest: Dec. 23, 2009

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

19 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 15, 2008 USAU P 100 $2.33 $233 88,700 Direct +0.11% Acquired -99.0% (price as of 2026-08-20)
July 15, 2008 USAU P 3,900 $2.47 $9,633 88,600 Direct +4.60% Acquired -99.1% (price as of 2026-08-20)
June 23, 2008 USAU P 2,000 $2.45 $4,900 84,700 Direct +2.42% Acquired -99.0% (price as of 2026-08-20)
June 23, 2008 USAU P 2,000 $2.48 $4,960 82,700 Direct +2.48% Acquired -99.1% (price as of 2026-08-20)
June 23, 2008 USAU P 1,760 $2.49 $4,382 80,700 Direct +2.23% Acquired -99.1% (price as of 2026-08-20)
June 23, 2008 USAU P 240 $2.50 $600 78,940 Direct +0.30% Acquired -99.1% (price as of 2026-08-20)
Dec. 11, 2006 USAU S 1,350 $4.15 $5,602 78,700 Direct -1.69% Disposed -99.4% (price as of 2026-08-20)
Dec. 11, 2006 USAU S 250 $4.20 $1,050 80,050 Direct -0.31% Disposed -99.4% (price as of 2026-08-20)
Dec. 11, 2006 USAU S 300 $4.16 $1,248 80,300 Direct -0.37% Disposed -99.4% (price as of 2026-08-20)
Dec. 11, 2006 USAU S 100 $4.21 $421 80,600 Direct -0.12% Disposed -99.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 22, 2009 USAU Options Common Stock (24,000) $1.99 Sept. 25, 2018 24,000 Disposed
Dec. 2, 2009 USAU Options Common Stock (8,000) $3.33 Sept. 27, 2012 8,000 Disposed
Dec. 2, 2009 USAU Options Common Stock (8,000) $3.33 Sept. 27, 2012 8,000 Disposed
Dec. 2, 2009 USAU Options Common Stock (8,000) $3.33 Sept. 27, 2012 8,000 Disposed
Sept. 24, 2009 USAU Options Common Stock (60,000) $2.57 Sept. 24, 2019 60,000 Acquired
Sept. 25, 2008 USAU Options (09/25/2008) Common Stock (24,000) $1.99 Sept. 25, 2018 24,000 Acquired
Sept. 27, 2007 USAU Options (09/27/2007) Common Stock (8,000) $3.33 Sept. 27, 2012 8,000 Acquired
Sept. 13, 2006 USAU Options (09/13/2006) Common Stock (8,000) $4.70 Sept. 13, 2011 8,000 Acquired
Sept. 14, 2005 USAU Options (9/14/2005) Common Stock, $1.00 Par Value (8,000) $6.63 Sept. 14, 2010 8,000 Acquired
April 27, 2005 USAU Options (09/18/2003) Common Stock, $1.00 Par Value (8,000) $4.09 Sept. 18, 2013 8,000 Disposed
April 27, 2005 USAU Options (09/18/2002) Common Stock, $1.00 Par Value (8,000) $2.99 Sept. 18, 2012 8,000 Disposed
Sept. 15, 2004 USAU Options (9/15/2004) Common Stock, $1.00 Par Value (8,000) $6.75 Sept. 15, 2009 8,000 Acquired
Sept. 18, 2003 USAU Options Common Stock, $1.00 Par Value (8,000) $4.09 Sept. 18, 2013 8,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).