Roger C Cady
CIK 1043107 · View on SEC EDGAR ↗
First SEC filing: Dec. 23, 2009 · Latest: Dec. 23, 2009
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 15, 2008 | USAU | P | 100 | $2.33 | $233 | 88,700 Direct | +0.11% | Acquired | -99.0% (price as of 2026-08-20) |
| July 15, 2008 | USAU | P | 3,900 | $2.47 | $9,633 | 88,600 Direct | +4.60% | Acquired | -99.1% (price as of 2026-08-20) |
| June 23, 2008 | USAU | P | 2,000 | $2.45 | $4,900 | 84,700 Direct | +2.42% | Acquired | -99.0% (price as of 2026-08-20) |
| June 23, 2008 | USAU | P | 2,000 | $2.48 | $4,960 | 82,700 Direct | +2.48% | Acquired | -99.1% (price as of 2026-08-20) |
| June 23, 2008 | USAU | P | 1,760 | $2.49 | $4,382 | 80,700 Direct | +2.23% | Acquired | -99.1% (price as of 2026-08-20) |
| June 23, 2008 | USAU | P | 240 | $2.50 | $600 | 78,940 Direct | +0.30% | Acquired | -99.1% (price as of 2026-08-20) |
| Dec. 11, 2006 | USAU | S | 1,350 | $4.15 | $5,602 | 78,700 Direct | -1.69% | Disposed | -99.4% (price as of 2026-08-20) |
| Dec. 11, 2006 | USAU | S | 250 | $4.20 | $1,050 | 80,050 Direct | -0.31% | Disposed | -99.4% (price as of 2026-08-20) |
| Dec. 11, 2006 | USAU | S | 300 | $4.16 | $1,248 | 80,300 Direct | -0.37% | Disposed | -99.4% (price as of 2026-08-20) |
| Dec. 11, 2006 | USAU | S | 100 | $4.21 | $421 | 80,600 Direct | -0.12% | Disposed | -99.4% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 22, 2009 | USAU | Options | Common Stock (24,000) | $1.99 | Sept. 25, 2018 | 24,000 | Disposed |
| Dec. 2, 2009 | USAU | Options | Common Stock (8,000) | $3.33 | Sept. 27, 2012 | 8,000 | Disposed |
| Dec. 2, 2009 | USAU | Options | Common Stock (8,000) | $3.33 | Sept. 27, 2012 | 8,000 | Disposed |
| Dec. 2, 2009 | USAU | Options | Common Stock (8,000) | $3.33 | Sept. 27, 2012 | 8,000 | Disposed |
| Sept. 24, 2009 | USAU | Options | Common Stock (60,000) | $2.57 | Sept. 24, 2019 | 60,000 | Acquired |
| Sept. 25, 2008 | USAU | Options (09/25/2008) | Common Stock (24,000) | $1.99 | Sept. 25, 2018 | 24,000 | Acquired |
| Sept. 27, 2007 | USAU | Options (09/27/2007) | Common Stock (8,000) | $3.33 | Sept. 27, 2012 | 8,000 | Acquired |
| Sept. 13, 2006 | USAU | Options (09/13/2006) | Common Stock (8,000) | $4.70 | Sept. 13, 2011 | 8,000 | Acquired |
| Sept. 14, 2005 | USAU | Options (9/14/2005) | Common Stock, $1.00 Par Value (8,000) | $6.63 | Sept. 14, 2010 | 8,000 | Acquired |
| April 27, 2005 | USAU | Options (09/18/2003) | Common Stock, $1.00 Par Value (8,000) | $4.09 | Sept. 18, 2013 | 8,000 | Disposed |
| April 27, 2005 | USAU | Options (09/18/2002) | Common Stock, $1.00 Par Value (8,000) | $2.99 | Sept. 18, 2012 | 8,000 | Disposed |
| Sept. 15, 2004 | USAU | Options (9/15/2004) | Common Stock, $1.00 Par Value (8,000) | $6.75 | Sept. 15, 2009 | 8,000 | Acquired |
| Sept. 18, 2003 | USAU | Options | Common Stock, $1.00 Par Value (8,000) | $4.09 | Sept. 18, 2013 | 8,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).