Roger C Gaston
CIK 1043033 · View on SEC EDGAR ↗
First SEC filing: Jan. 25, 2018 · Latest: Jan. 25, 2018
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 26, 2021 | GTES | A | 32,243 | — | — | 32,243 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 26, 2021 | GTES | A | 14,756 | — | — | 14,756 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 26, 2021 | GTES | A | 14,322 | — | — | 29,833 Direct | +92.33% | Acquired | (price as of 2026-08-20) |
| Feb. 22, 2021 | GTES | M | 4,143 | — | — | 15,511 Direct | -21.08% | Disposed | (price as of 2026-08-20) |
| Feb. 22, 2021 | GTES | M | 5,683 | — | — | 19,654 Direct | -22.43% | Disposed | (price as of 2026-08-20) |
| Feb. 22, 2021 | GTES | F | 1,176 | $16.99 | $19,980 | 23,339 Direct | -4.80% | Disposed | 52.3% (price as of 2026-08-20) |
| Feb. 22, 2021 | GTES | M | 4,143 | — | — | 24,515 Direct | +20.34% | Acquired | (price as of 2026-08-20) |
| Feb. 22, 2021 | GTES | F | 1,902 | $16.99 | $32,315 | 20,372 Direct | -8.54% | Disposed | 52.3% (price as of 2026-08-20) |
| Feb. 22, 2021 | GTES | M | 5,683 | — | — | 22,274 Direct | +34.25% | Acquired | (price as of 2026-08-20) |
| Feb. 22, 2020 | GTES | M | 4,143 | — | — | 18,014 Direct | +29.87% | Acquired | (price as of 2026-08-20) |
| Feb. 22, 2020 | GTES | F | 1,423 | $12.60 | $17,930 | 16,591 Direct | -7.90% | Disposed | 105.4% (price as of 2026-08-20) |
| Feb. 22, 2020 | GTES | M | 4,143 | — | — | 25,337 Direct | -14.05% | Disposed | (price as of 2026-08-20) |
| Feb. 21, 2020 | GTES | A | 17,050 | — | — | 29,480 Direct | +137.17% | Acquired | (price as of 2026-08-20) |
| Feb. 21, 2020 | GTES | A | 44,756 | — | — | 44,756 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 21, 2020 | GTES | A | 17,566 | — | — | 30,372 Direct | +137.17% | Acquired | (price as of 2026-08-20) |
| Feb. 22, 2019 | GTES | A | 12,430 | — | — | 12,430 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 22, 2019 | GTES | A | 12,806 | — | — | 12,806 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 22, 2019 | GTES | A | 34,736 | — | — | 34,736 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 26, 2021 | GTES | Employee Stock Options (Right to Buy) | Ordinary Shares (32,243) | $15.00 | Feb. 26, 2031 | 32,243 | Acquired |
| Feb. 26, 2021 | GTES | Performance-Based Restricted Stock Units | Ordinary Shares (14,756) | — | — | 14,756 | Acquired |
| Feb. 26, 2021 | GTES | Time-Based Restricted Stock Units | Ordinary Shares (14,322) | — | — | 14,322 | Acquired |
| Feb. 22, 2021 | GTES | Time-Based Restricted Stock Units | Ordinary Shares (4,143) | — | — | 4,143 | Disposed |
| Feb. 22, 2021 | GTES | Time-Based Restricted Stock Units | Ordinary Shares (5,683) | — | — | 5,683 | Disposed |
| Feb. 22, 2020 | GTES | Time-Based Restricted Stock Units | Ordinary Shares (4,143) | — | — | 4,143 | Disposed |
| Feb. 21, 2020 | GTES | Time-Based Restricted Stock Units | Ordinary Shares (17,050) | — | — | 17,050 | Acquired |
| Feb. 21, 2020 | GTES | Employee Stock Options (right to buy) | Ordinary Shares (44,756) | $12.60 | Feb. 21, 2030 | 44,756 | Acquired |
| Feb. 21, 2020 | GTES | Performance-Based Restricted Stock Units (PBRSU) | Ordinary Shares (17,566) | — | — | 17,566 | Acquired |
| Feb. 22, 2019 | GTES | Time-Based Restricted Stock Units | Ordinary Shares (12,430) | — | — | 12,430 | Acquired |
| Feb. 22, 2019 | GTES | Performance-Based Restricted Stock Units (PBRSU) | Ordinary Shares (12,806) | — | — | 12,806 | Acquired |
| Feb. 22, 2019 | GTES | Employee Stock Options (right to buy) | Ordinary Shares (34,736) | $16.46 | Feb. 22, 2029 | 34,736 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.