Roger G. Eaton

Insider

First SEC filing: May 20, 2026 · Latest: May 20, 2026

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 90 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

90 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 18, 2026	TAP	F	610	$41.68	$25,425	55,277 Direct	-1.09%	Disposed	1.7% (price as of 2026-08-21)
May 6, 2026	TAP	A	3,976	—	—	55,887 Direct	+7.66%	Acquired	(price as of 2026-08-21)
May 19, 2025	TAP	F	464	$56.61	$26,267	51,911 Direct	-0.89%	Disposed	-25.1% (price as of 2026-08-21)
May 15, 2025	TAP	A	3,022	—	—	52,375 Direct	+6.12%	Acquired	(price as of 2026-08-21)
May 27, 2024	TAP	F	524	$53.50	$28,034	49,353 Direct	-1.05%	Disposed	-20.7% (price as of 2026-08-21)
May 16, 2024	TAP	A	2,873	—	—	49,877 Direct	+6.11%	Acquired	(price as of 2026-08-21)
May 21, 2023	TAP	F	506	$62.61	$31,681	47,004 Direct	-1.07%	Disposed	-32.3% (price as of 2026-08-21)
May 18, 2023	TAP	A	2,667	$61.88	$165,034	47,510 Direct	+5.95%	Acquired	-31.5% (price as of 2026-08-21)
Dec. 30, 2022	TAP	A	583	—	—	44,843 Direct	+1.32%	Acquired	(price as of 2026-08-21)
Sept. 30, 2022	TAP	A	626	—	—	44,260 Direct	+1.43%	Acquired	(price as of 2026-08-21)
June 30, 2022	TAP	A	551	—	—	43,634 Direct	+1.28%	Acquired	(price as of 2026-08-21)
May 23, 2022	TAP	F	314	$52.12	$16,366	43,083 Direct	-0.72%	Disposed	-18.6% (price as of 2026-08-21)
May 19, 2022	TAP	A	2,856	—	—	43,397 Direct	+7.04%	Acquired	(price as of 2026-08-21)
March 31, 2022	TAP	A	563	—	—	40,541 Direct	+1.41%	Acquired	(price as of 2026-08-21)
Dec. 31, 2021	TAP	A	648	—	—	39,978 Direct	+1.65%	Acquired	(price as of 2026-08-21)
Sept. 30, 2021	TAP	A	647	—	—	39,330 Direct	+1.67%	Acquired	(price as of 2026-08-21)
June 30, 2021	TAP	A	559	—	—	38,683 Direct	+1.47%	Acquired	(price as of 2026-08-21)
May 27, 2021	TAP	A	2,528	—	—	38,124 Direct	+7.10%	Acquired	(price as of 2026-08-21)
May 24, 2021	TAP	F	265	$57.75	$15,304	35,596 Direct	-0.74%	Disposed	-26.6% (price as of 2026-08-21)
March 31, 2021	TAP	A	587	—	—	35,861 Direct	+1.66%	Acquired	(price as of 2026-08-21)
Dec. 31, 2020	TAP	A	664	—	—	35,274 Direct	+1.92%	Acquired	(price as of 2026-08-21)
Sept. 30, 2020	TAP	A	894	—	—	34,610 Direct	+2.65%	Acquired	(price as of 2026-08-21)
June 30, 2020	TAP	A	874	—	—	33,716 Direct	+2.66%	Acquired	(price as of 2026-08-21)
May 21, 2020	TAP	A	3,942	—	—	32,842 Direct	+13.64%	Acquired	(price as of 2026-08-21)
May 18, 2020	TAP	F	245	$38.55	$9,445	28,900 Direct	-0.84%	Disposed	10.0% (price as of 2026-08-21)
March 31, 2020	TAP	A	770	—	—	29,145 Direct	+2.71%	Acquired	(price as of 2026-08-21)
Dec. 31, 2019	TAP	A	557	—	—	28,375 Direct	+2.00%	Acquired	(price as of 2026-08-21)
Sept. 30, 2019	TAP	A	522	—	—	27,818 Direct	+1.91%	Acquired	(price as of 2026-08-21)
June 30, 2019	TAP	A	536	—	—	27,296 Direct	+2.00%	Acquired	(price as of 2026-08-21)
May 23, 2019	TAP	A	2,441	—	—	26,760 Direct	+10.04%	Acquired	(price as of 2026-08-21)
March 31, 2019	TAP	A	503	—	—	24,319 Direct	+2.11%	Acquired	(price as of 2026-08-21)
Dec. 31, 2018	TAP	A	535	—	—	23,816 Direct	+2.30%	Acquired	(price as of 2026-08-21)
Nov. 8, 2018	YUM	M	120,564	$35.10	$4,231,796	160,726 Direct	+300.19%	Acquired	328.3% (price as of 2026-08-21)
Nov. 8, 2018	YUM	D	75,741	$90.70	$6,869,709	84,985 Direct	-47.12%	Disposed	65.8% (price as of 2026-08-21)
Nov. 8, 2018	YUM	S	44,823	$90.54	$4,058,274	40,162 Direct	-52.74%	Disposed	66.0% (price as of 2026-08-21)
Nov. 8, 2018	YUM	M	120,564	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 30, 2018	TAP	A	488	—	—	23,281 Direct	+2.14%	Acquired	(price as of 2026-08-21)
June 30, 2018	TAP	A	441	—	—	22,793 Direct	+1.97%	Acquired	(price as of 2026-08-21)
May 24, 2018	TAP	A	2,357	—	—	22,352 Direct	+11.79%	Acquired	(price as of 2026-08-21)
May 17, 2018	YUM	M	141,493	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 17, 2018	YUM	S	61,683	$83.26	$5,135,727	40,162 Direct	-60.57%	Disposed	80.6% (price as of 2026-08-21)
May 17, 2018	YUM	D	79,810	$83.50	$6,664,135	101,845 Direct	-43.93%	Disposed	80.0% (price as of 2026-08-21)
May 17, 2018	YUM	M	141,493	$23.48	$3,322,256	181,655 Direct	+352.31%	Acquired	540.3% (price as of 2026-08-21)
March 31, 2018	TAP	A	399	—	—	19,995 Direct	+2.04%	Acquired	(price as of 2026-08-21)
Feb. 12, 2018	YUM	A	60,976	—	—	60,976 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 26, 2018	YUM	F	2,330	$86.20	$200,846	120,476 Direct	-1.90%	Disposed	74.4% (price as of 2026-08-21)
Jan. 26, 2018	YUM	A	9,431	$86.20	$812,952	122,806 Direct	+8.32%	Acquired	74.4% (price as of 2026-08-21)
Dec. 31, 2017	TAP	A	366	—	—	19,596 Direct	+1.90%	Acquired	(price as of 2026-08-21)
Sept. 30, 2017	TAP	A	368	—	—	19,230 Direct	+1.95%	Acquired	(price as of 2026-08-21)
June 30, 2017	TAP	A	348	—	—	18,862 Direct	+1.88%	Acquired	(price as of 2026-08-21)
May 18, 2017	TAP	A	1,568	—	—	18,514 Direct	+9.25%	Acquired	(price as of 2026-08-21)
March 31, 2017	TAP	A	301	—	—	16,946 Direct	+1.81%	Acquired	(price as of 2026-08-21)
Feb. 10, 2017	YUM	A	70,423	—	—	70,423 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 26, 2017	YUM	F	1,173	$65.30	$76,597	113,375 Direct	-1.02%	Disposed	130.2% (price as of 2026-08-21)
Jan. 26, 2017	YUM	A	4,130	$65.30	$269,689	114,548 Direct	+3.74%	Acquired	130.2% (price as of 2026-08-21)
Dec. 31, 2016	TAP	A	296	—	—	16,645 Direct	+1.81%	Acquired	(price as of 2026-08-21)
Sept. 30, 2016	TAP	A	262	—	—	16,349 Direct	+1.63%	Acquired	(price as of 2026-08-21)
Sept. 2, 2016	YUM	M	135,318	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 2, 2016	YUM	S 10b5-1	53,518	$91.72	$4,908,671	110,418 Direct	-32.65%	Disposed	128.0% (price as of 2026-08-21)
Sept. 2, 2016	YUM	D	81,800	$91.91	$7,518,238	163,936 Direct	-33.29%	Disposed	127.5% (price as of 2026-08-21)
Sept. 2, 2016	YUM	M	135,318	$29.29	$3,963,464	245,736 Direct	+122.55%	Acquired	614.0% (price as of 2026-08-21)
July 15, 2016	YUM	M	133,856	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 15, 2016	YUM	S 10b5-1	44,952	$88.53	$3,979,601	30,104 Direct	-59.89%	Disposed	136.2% (price as of 2026-08-21)
July 15, 2016	YUM	D	88,904	$88.50	$7,868,004	75,056 Direct	-54.22%	Disposed	136.3% (price as of 2026-08-21)
July 15, 2016	YUM	M	133,856	$37.30	$4,992,829	163,960 Direct	+444.65%	Acquired	460.7% (price as of 2026-08-21)
July 15, 2016	YUM	M	133,856	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 15, 2016	YUM	S 10b5-1	44,952	$88.53	$3,979,601	110,418 Direct	-28.93%	Disposed	136.2% (price as of 2026-08-21)
July 15, 2016	YUM	D	88,904	$88.50	$7,868,004	155,370 Direct	-36.40%	Disposed	136.3% (price as of 2026-08-21)
July 15, 2016	YUM	M	133,856	$37.30	$4,992,829	244,274 Direct	+121.23%	Acquired	460.7% (price as of 2026-08-21)
June 30, 2016	TAP	A	285	—	—	16,087 Direct	+1.80%	Acquired	(price as of 2026-08-21)
June 23, 2016	YUM	S 10b5-1	26,282	$85.55	$2,248,425	30,104 Direct	-46.61%	Disposed	144.4% (price as of 2026-08-21)
June 23, 2016	YUM	M	80,314	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 23, 2016	YUM	D	54,032	$85.50	$4,619,736	56,386 Direct	-48.93%	Disposed	144.6% (price as of 2026-08-21)
June 23, 2016	YUM	M	80,314	$37.30	$2,995,712	110,418 Direct	+266.79%	Acquired	460.7% (price as of 2026-08-21)
May 26, 2016	TAP	A	1,259	—	—	15,802 Direct	+8.66%	Acquired	(price as of 2026-08-21)
April 1, 2016	YUM	M	28,971	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
April 1, 2016	YUM	S 10b5-1	18,574	$82.65	$1,535,141	30,104 Direct	-38.16%	Disposed	153.0% (price as of 2026-08-21)
April 1, 2016	YUM	D	10,397	$82.51	$857,856	48,678 Direct	-17.60%	Disposed	153.5% (price as of 2026-08-21)
April 1, 2016	YUM	M	28,971	$29.61	$857,831	59,075 Direct	+96.24%	Acquired	606.3% (price as of 2026-08-21)
March 31, 2016	TAP	A	299	—	—	14,543 Direct	+2.10%	Acquired	(price as of 2026-08-21)
March 31, 2016	YUM	M	20,873	—	—	28,971 Direct	-41.88%	Disposed	(price as of 2026-08-21)
March 31, 2016	YUM	S 10b5-1	13,381	$82.51	$1,104,066	30,104 Direct	-30.77%	Disposed	153.5% (price as of 2026-08-21)
March 31, 2016	YUM	D	7,492	$82.50	$618,090	43,485 Direct	-14.70%	Disposed	153.5% (price as of 2026-08-21)
March 31, 2016	YUM	M	20,873	$29.61	$618,050	50,977 Direct	+69.34%	Acquired	606.3% (price as of 2026-08-21)
Feb. 5, 2016	YUM	A	78,948	—	—	78,948 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 31, 2015	TAP	A	307	—	—	14,244 Direct	+2.20%	Acquired	(price as of 2026-08-21)
Dec. 18, 2015	YUM	M	6,728	$72.20	$485,762	32,769 Direct	+25.84%	Acquired	189.6% (price as of 2026-08-21)
Dec. 18, 2015	YUM	F	2,665	$72.20	$192,413	30,104 Direct	-8.13%	Disposed	189.6% (price as of 2026-08-21)
Dec. 18, 2015	YUM	M	6,728	—	—	1 Direct	-99.99%	Disposed	(price as of 2026-08-21)
Sept. 30, 2015	TAP	A	347	—	—	13,937 Direct	+2.55%	Acquired	(price as of 2026-08-21)
June 30, 2015	TAP	A	359	—	—	13,590 Direct	+2.71%	Acquired	(price as of 2026-08-21)
June 4, 2015	TAP	A	1,670	—	—	13,231 Direct	+14.45%	Acquired	(price as of 2026-08-21)
March 31, 2015	TAP	A	336	—	—	11,561 Direct	+2.99%	Acquired	(price as of 2026-08-21)
Feb. 27, 2015	YUM	M	20,720	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 27, 2015	YUM	M	33,152	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 27, 2015	YUM	S	8,328	$79.91	$665,490	26,041 Direct	-24.23%	Disposed	161.7% (price as of 2026-08-21)
Feb. 27, 2015	YUM	D	12,392	$79.55	$985,784	34,369 Direct	-26.50%	Disposed	162.9% (price as of 2026-08-21)
Feb. 27, 2015	YUM	M	20,720	$24.47	$507,018	46,761 Direct	+79.57%	Acquired	754.6% (price as of 2026-08-21)
Feb. 27, 2015	YUM	S	14,159	$79.33	$1,123,233	26,041 Direct	-35.22%	Disposed	163.6% (price as of 2026-08-21)
Feb. 27, 2015	YUM	D	18,993	$79.30	$1,506,145	40,200 Direct	-32.09%	Disposed	163.7% (price as of 2026-08-21)

Showing latest 100 of 222 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 8, 2018	YUM	Stock Appreciation Right	Common Stock (120,564)	$35.10	Feb. 4, 2021	120,564	Disposed
May 17, 2018	YUM	Stock Appreciation Right	Common Stock (141,493)	$23.98	Feb. 5, 2020	141,493	Disposed
Feb. 12, 2018	YUM	Stock Appreciation Right	Common Stock (60,976)	$78.07	Feb. 12, 2028	60,976	Acquired
Feb. 10, 2017	YUM	Stock Appreciation Right	Common Stock (70,423)	$68.00	Feb. 10, 2027	70,423	Acquired
Sept. 2, 2016	YUM	Stock Appreciation Right	Common Stock (135,318)	$29.29	Feb. 5, 2019	135,318	Disposed
July 15, 2016	YUM	Stock Appreciation Right	Common Stock (133,856)	$37.30	Jan. 24, 2018	133,856	Disposed
July 15, 2016	YUM	Stock Appreciation Right	Common Stock (133,856)	$37.30	Jan. 24, 2018	133,856	Disposed
June 23, 2016	YUM	Stock Appreciation Right	Common Stock (80,314)	$37.30	Jan. 24, 2018	80,314	Disposed
April 1, 2016	YUM	Stock Appreciation Right	Common Stock (28,971)	$29.61	Jan. 19, 2017	28,971	Disposed
March 31, 2016	YUM	Stock Appreciation Right	Common Stock (20,873)	$29.61	Jan. 19, 2017	20,873	Disposed
Feb. 5, 2016	YUM	Stock Appreciation Right	Common Stock (78,948)	$69.76	Feb. 5, 2026	78,948	Acquired
Dec. 18, 2015	YUM	Phantom Stock	Common Stock (6,728)	—	—	6,728	Disposed
Feb. 27, 2015	YUM	Stock Appreciation Right	Common Stock (20,720)	$24.47	Jan. 26, 2016	20,720	Disposed
Feb. 27, 2015	YUM	Stock Appreciation Right	Common Stock (33,152)	$24.47	Jan. 26, 2016	33,152	Disposed
Feb. 6, 2015	YUM	Stock Appreciation Right	Common Stock (68,507)	$73.93	Feb. 5, 2025	68,507	Acquired
Dec. 19, 2014	YUM	Phantom Stock	Common Stock (6,728)	—	—	6,728	Disposed
Feb. 5, 2014	YUM	Phantom Stock	Common Stock (9,595)	—	—	9,595	Acquired
Feb. 5, 2014	YUM	Stock Appreciation Right	Common Stock (64,985)	$70.54	Feb. 5, 2024	64,985	Acquired
Dec. 19, 2013	YUM	Phantom Stock	Common Stock (6,728)	—	—	6,728	Disposed
Feb. 6, 2013	YUM	Stock Appreciation Right	Common Stock (68,193)	$62.93	Feb. 6, 2023	68,193	Acquired
Feb. 6, 2013	YUM	Phantom Stock	Common Stock (19,882)	—	—	19,882	Acquired
Jan. 24, 2013	YUM	Phantom Stock	Common Stock (506)	—	—	506	Disposed
Jan. 24, 2013	YUM	Phantom Stock	Common Stock (8,896)	—	—	8,896	Acquired
Jan. 24, 2013	YUM	Phantom Stock	Common Stock (294)	—	—	294	Disposed
Jan. 24, 2013	YUM	Phantom Stock	Common Stock (8,793)	—	—	8,793	Acquired
Dec. 18, 2012	YUM	Phantom Stock	Common Stock (6,728)	—	—	6,728	Disposed
Oct. 17, 2012	YUM	Employee Stock Option (Right to Buy)	Common Stock (35,990)	$22.53	Jan. 28, 2015	35,990	Disposed
July 2, 2012	YUM	Phantom Stock	Common Stock (2,449)	—	—	2,449	Disposed
April 1, 2012	YUM	Phantom Stock	Common Stock (2,593)	—	—	2,593	Disposed
Feb. 8, 2012	YUM	Stock Appreciation Right	Common Stock (74,479)	$64.44	Feb. 8, 2021	74,479	Acquired
Feb. 8, 2012	YUM	Phantom Stock	Common Stock (12,820)	—	—	12,820	Acquired
Jan. 26, 2012	YUM	Phantom Stock	Common Stock (412)	—	—	412	Disposed
Jan. 26, 2012	YUM	Phantom Stock	Common Stock (10,307)	—	—	10,307	Acquired
Jan. 26, 2012	YUM	Phantom Stock	Common Stock (10,307)	—	—	10,307	Acquired
Jan. 26, 2012	YUM	Phantom Stock	Common Stock (243)	—	—	243	Disposed
Jan. 26, 2012	YUM	Phantom Stock	Common Stock (195)	—	—	195	Disposed
Jan. 26, 2012	YUM	Phantom Stock	Common Stock (10,720)	—	—	10,720	Acquired
Dec. 13, 2011	YUM	Phantom Stock	Common Stock (6,727)	—	—	6,727	Disposed
Dec. 9, 2011	YUM	Employee Stock Option (Right to Buy)	Common Stock (60,608)	$12.16	Jan. 23, 2013	60,608	Disposed
July 1, 2011	YUM	Phantom Stock	Common Stock (2,448)	—	—	2,448	Disposed
July 1, 2011	YUM	Phantom Stock	Common Stock (3,612)	—	—	3,612	Disposed
Feb. 7, 2011	YUM	Phantom Stock	Common Stock (0)	—	—	911	Disposed
Feb. 5, 2011	YUM	Phantom Stock	Common Stock (2,330)	—	—	2,330	Acquired
Feb. 4, 2011	YUM	Stock Appreciation Right	Common Stock (122,200)	$49.30	Feb. 4, 2021	122,200	Acquired
July 26, 2010	YUM	Employee Stock Option (right to buy)	Common Stock (59,000)	$12.20	Dec. 31, 2011	59,000	Disposed
July 23, 2010	YUM	Employee Stock Option (right to buy)	Common Stock (43,796)	$8.39	Jan. 25, 2011	43,796	Disposed
July 1, 2010	YUM	Phantom Stock	Common Stock (28)	—	—	28	Disposed
July 1, 2010	YUM	Phantom Stock	Common Stock (19,965)	—	—	19,965	Disposed
July 1, 2010	YUM	Phantom Stock	Common Stock (2,448)	—	—	2,448	Disposed
July 1, 2010	YUM	Phantom Stock	Common Stock (3,612)	—	—	3,612	Disposed
July 1, 2010	YUM	Phantom Stock	Common Stock (4,017)	—	—	4,017	Disposed
Feb. 5, 2010	YUM	Phantom Stock	Common Stock (2,593)	—	—	2,593	Acquired
Feb. 5, 2010	YUM	Stock Appreciation Right	Common Stock (143,431)	$32.98	Feb. 5, 2020	143,431	Acquired
July 1, 2009	YUM	Phantom Stock	Common Stock (4,016)	—	—	4,016	Disposed
July 1, 2009	YUM	Phantom Stock	Common Stock (3,611)	—	—	3,611	Disposed
July 1, 2009	YUM	Phantom Stock	Common Stock (2,448)	—	—	2,448	Disposed
July 1, 2009	YUM	Phantom Stock	Common Stock (11,928)	—	—	11,928	Disposed
April 1, 2009	YUM	Phantom Stock	Common Stock (3,085)	—	—	3,085	Disposed
Feb. 9, 2009	YUM	Stock Option Right to Buy	Common Stock (53,028)	$17.23	Jan. 27, 2014	53,028	Disposed
Feb. 9, 2009	YUM	Employee Stock Option (right-to-buy)	Common Stock (29,020)	$17.23	Jan. 27, 2014	29,020	Disposed
Feb. 5, 2009	YUM	Phantom Stock	Common Stock (34,551)	—	—	34,551	Acquired
Feb. 5, 2009	YUM	YUM Stock Appreciation Right	Common Stock (135,318)	$29.29	Feb. 5, 2019	135,318	Acquired
Feb. 5, 2009	YUM	Phantom Stock	Common Stock (34,801)	—	—	34,801	Acquired
Feb. 5, 2009	YUM	YUM Stock Appreciation Right	Common Stock (135,318)	$29.29	Feb. 5, 2019	135,318	Acquired
Jan. 1, 2009	YUM	Phantom Stock	Common Stock (567)	—	—	567	Disposed
Oct. 1, 2008	YUM	Phantom Stock	Common Stock (566)	—	—	566	Disposed
July 21, 2008	YUM	Phantom Stock	Common Stock (2,448)	—	—	2,448	Disposed
July 21, 2008	YUM	Phantom Stock	Common Stock (3,611)	—	—	3,611	Disposed
July 21, 2008	YUM	Phantom Stock	Common Stock (2,760)	—	—	2,760	Disposed
July 1, 2008	YUM	Phantom Stock	Common Stock (1,255)	—	—	1,255	Disposed
July 1, 2008	YUM	Phantom Stock	Common Stock (566)	—	—	566	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 40 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 19, 2012	YUM	Common Stock	3,686	Direct
April 4, 2008	YUM	Common Stock	3,650	Direct
April 4, 2008	YUM	Employee Stock Option (right to buy)→ Common Stock (43,796)	43,796	Direct
April 4, 2008	YUM	Employee Stock Option→ Common Stock (59,000)	59,000	Direct
April 4, 2008	YUM	Phantom Stock→ Common Stock (1,700)	1,700	Direct
April 4, 2008	YUM	Phantom Stock→ Common Stock (3,086)	3,086	Direct
April 4, 2008	YUM	Employee Stock Option (right to buy)→ Common Stock (60,608)	60,608	Direct
April 4, 2008	YUM	Employee Stock Option (right-to-buy)→ Common Stock (29,020)	29,020	Direct
April 4, 2008	YUM	Stock Option Right to Buy→ Common Stock (53,028)	53,028	Direct
April 4, 2008	YUM	Phantom Stock→ Common Stock (12,049)	12,049	Direct
April 4, 2008	YUM	Stock Option (Right to Buy)→ Common Stock (35,990)	35,990	Direct
April 4, 2008	YUM	Phantom Stock→ Common Stock (14,447)	14,447	Direct
April 4, 2008	YUM	YUM Stock Appreciation Right→ Common Stock (33,152)	33,152	Direct
April 4, 2008	YUM	Phantom Stock→ Common Stock (12,242)	12,242	Direct
April 4, 2008	YUM	Yum Stock Appreciation Right→ Common Stock (20,720)	20,720	Direct
April 4, 2008	YUM	Stock Appreciation Right→ Common Stock (49,844)	49,844	Direct
April 4, 2008	YUM	Phantom Stock→ Common Stock (11,928)	11,928	Direct
April 4, 2008	YUM	YUM Stock Appreciation Right→ Common Stock (80,314)	80,314	Direct
April 4, 2008	YUM	Phantom Stock→ Common Stock (19,966)	19,966	Direct
April 4, 2008	YUM	YUM Stock Appreciation Right→ Common Stock (133,856)	133,856	Direct
April 4, 2008	YUM	Phantom Stock→ Common Stock (28)	28	Direct
April 2, 2008	YUM	Employee Stock Option (right to buy)→ Common Stock (43,796)	43,796	Direct
April 2, 2008	YUM	Employee Stock Option→ Common Stock (59,000)	59,000	Direct
April 2, 2008	YUM	Phantom Stock→ Common Stock (1,700)	1,700	Direct
April 2, 2008	YUM	Phantom Stock→ Common Stock (3,086)	3,086	Direct
April 2, 2008	YUM	Employee Stock Option (right to buy)→ Common Stock (60,608)	60,608	Direct
April 2, 2008	YUM	Employee Stock Option (right-to-buy)→ Common Stock (29,020)	29,020	Direct
April 2, 2008	YUM	Stock Option Right to Buy→ Common Stock (53,028)	53,028	Direct
April 2, 2008	YUM	Phantom Stock→ Common Stock (12,049)	12,049	Direct
April 2, 2008	YUM	Stock Option (Right to Buy)→ Common Stock (35,990)	35,990	Direct
April 2, 2008	YUM	Phantom Stock→ Common Stock (14,447)	14,447	Direct
April 2, 2008	YUM	YUM Stock Appreciation Right→ Common Stock (33,152)	33,152	Direct
April 2, 2008	YUM	Phantom Stock→ Common Stock (12,242)	12,242	Direct
April 2, 2008	YUM	Yum Stock Appreciation Right→ Common Stock (20,720)	20,720	Direct
April 2, 2008	YUM	Stock Appreciation Right→ Common Stock (49,844)	49,844	Direct
April 2, 2008	YUM	Phantom Stock→ Common Stock (11,928)	11,928	Direct
April 2, 2008	YUM	YUM Stock Appreciation Right→ Common Stock (80,314)	80,314	Direct
April 2, 2008	YUM	Phantom Stock→ Common Stock (19,966)	19,966	Direct
April 2, 2008	YUM	YUM Stock Appreciation Right→ Common Stock (133,856)	133,856	Direct
April 2, 2008	YUM	Phantom Stock→ Common Stock (28)	28	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

YUM

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2018	$846,154	—	$1,000,008	—	$1,338,750	$20,114	$320,433	$4,525,465
2017	$821,154	—	—	—	$1,986,600	$30,388	$301,007	$5,139,164

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.