Roger Hd Lacey

CIK 1469238 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 8, 2010 · Latest: Feb. 15, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 40 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

40 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 11, 2024 SUNE P 480 $2.80 $1,344 2,000 Direct +31.58% Acquired -99.6% (price as of 2026-08-21)
Dec. 11, 2024 SUNE P 1,200 $2.85 $3,420 1,520 Direct +375.00% Acquired -99.6% (price as of 2026-08-21)
June 13, 2024 SUNE P 12,250 $1.65 $20,212 17,009 Direct +257.41% Acquired -100.0% (price as of 2026-08-21)
May 12, 2022 SUNE P 1,500 $2.39 $3,585 41,222 Direct +3.78% Acquired -100.0% (price as of 2026-08-21)
May 27, 2014 SUNE P 1,400 $11.22 $15,708 10,823 Direct +14.86% Acquired -100.0% (price as of 2026-08-21)
May 27, 2014 SUNE P 1,300 $10.98 $14,274 12,123 Direct +12.01% Acquired -100.0% (price as of 2026-08-21)
May 27, 2014 SUNE P 1,100 $11.22 $12,342 13,223 Direct +9.07% Acquired -100.0% (price as of 2026-08-21)
May 27, 2014 SUNE P 200 $11.20 $2,240 13,423 Direct +1.51% Acquired -100.0% (price as of 2026-08-21)
March 14, 2014 SUNE P 2,500 $11.99 $29,975 5,726 Direct +77.50% Acquired -100.0% (price as of 2026-08-21)
Nov. 26, 2013 SUNE P 300 $11.23 $3,369 2,526 Direct +13.48% Acquired -100.0% (price as of 2026-08-21)
Nov. 26, 2013 SUNE P 300 $11.28 $3,384 2,826 Direct +11.88% Acquired -100.0% (price as of 2026-08-21)
Nov. 26, 2013 SUNE P 220 $11.25 $2,475 3,046 Direct +7.78% Acquired -100.0% (price as of 2026-08-21)
Nov. 26, 2013 SUNE P 100 $11.23 $1,123 3,146 Direct +3.28% Acquired -100.0% (price as of 2026-08-21)
Nov. 26, 2013 SUNE P 80 $11.30 $904 3,226 Direct +2.54% Acquired -100.0% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 3 $103.12 $309 21,748 Direct -0.01% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 200 $103.11 $20,622 21,751 Direct -0.91% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 800 $103.12 $82,496 21,748 Direct -3.55% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 1,070 $103.11 $110,328 22,548 Direct -4.53% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 1,935 $103.10 $199,498 23,618 Direct -7.57% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 1,170 $103.09 $120,615 25,553 Direct -4.38% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 9,138 $103.08 $941,945 26,723 Direct -25.48% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 89 $103.14 $9,179 21,748 Direct -0.41% Disposed 108.5% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 200 $103.14 $20,628 21,837 Direct -0.91% Disposed 108.5% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 100 $103.14 $10,314 22,037 Direct -0.45% Disposed 108.5% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 100 $103.13 $10,313 22,137 Direct -0.45% Disposed 108.5% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 605 $103.13 $62,394 22,237 Direct -2.65% Disposed 108.5% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 168 $103.12 $17,324 22,842 Direct -0.73% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 104 $103.11 $10,723 23,010 Direct -0.45% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 2,591 $103.10 $267,132 23,114 Direct -10.08% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 973 $103.09 $100,307 25,705 Direct -3.65% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 300 $103.12 $30,936 21,748 Direct -1.36% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 400 $103.11 $41,244 22,048 Direct -1.78% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 307 $103.10 $31,652 22,448 Direct -1.35% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 607 $103.09 $62,576 22,755 Direct -2.60% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 1,173 $103.08 $120,913 23,362 Direct -4.78% Disposed 108.6% (price as of 2026-08-21)
Feb. 22, 2013 MMM S 2,062 $103.07 $212,530 24,535 Direct -7.75% Disposed 108.7% (price as of 2026-08-21)
Feb. 16, 2012 MMM S 700 $87.58 $61,306 21,563 Direct -3.14% Disposed 145.6% (price as of 2026-08-21)
Feb. 16, 2012 MMM S 100 $87.58 $8,758 21,463 Direct -0.46% Disposed 145.6% (price as of 2026-08-21)
Feb. 16, 2012 MMM S 1,200 $87.58 $105,096 22,263 Direct -5.11% Disposed 145.6% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 2,897 $91.99 $266,495 20,212 Direct -12.54% Disposed 133.8% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 9 $91.99 $828 23,109 Direct -0.04% Disposed 133.8% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 100 $91.99 $9,199 23,118 Direct -0.43% Disposed 133.8% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 100 $91.98 $9,198 23,218 Direct -0.43% Disposed 133.8% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 400 $91.99 $36,796 23,318 Direct -1.69% Disposed 133.8% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 600 $91.98 $55,188 23,718 Direct -2.47% Disposed 133.8% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 100 $91.98 $9,198 24,318 Direct -0.41% Disposed 133.8% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 300 $91.98 $27,594 24,418 Direct -1.21% Disposed 133.8% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 4,929 $91.97 $453,320 24,718 Direct -16.63% Disposed 133.8% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 600 $91.97 $55,182 29,647 Direct -1.98% Disposed 133.8% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 4,300 $91.96 $395,428 30,247 Direct -12.45% Disposed 133.9% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 400 $91.96 $36,784 34,547 Direct -1.14% Disposed 133.9% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 100 $91.96 $9,196 34,947 Direct -0.29% Disposed 133.9% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 1,610 $91.96 $148,056 35,047 Direct -4.39% Disposed 133.9% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 990 $91.95 $91,030 36,657 Direct -2.63% Disposed 133.9% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 193 $91.96 $17,748 23,318 Direct -0.82% Disposed 133.9% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 100 $91.96 $9,196 23,511 Direct -0.42% Disposed 133.9% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 100 $91.96 $9,196 23,611 Direct -0.42% Disposed 133.9% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 1,100 $91.96 $101,156 23,711 Direct -4.43% Disposed 133.9% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 100 $91.96 $9,196 24,811 Direct -0.40% Disposed 133.9% (price as of 2026-08-21)
Feb. 15, 2011 MMM S 100 $91.96 $9,196 23,318 Direct -0.43% Disposed 133.9% (price as of 2026-08-21)

Showing latest 100 of 122 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 4, 2014 SUNE Restricted Stock Units Common Stock (2,136) — — 2,136 Acquired
June 4, 2014 SUNE Non-Qualified Stock Option Common Stock (12,195) $11.70 June 4, 2021 12,195 Acquired
Feb. 22, 2013 MMM Non-qualified Stock Option (Right to Buy) Common Stock (203) $90.35 May 13, 2013 203 Disposed
Feb. 22, 2013 MMM Non-qualified Stock Option (Right to Buy) Common Stock (14,113) $80.65 May 13, 2013 14,113 Disposed
Feb. 22, 2013 MMM Non-qualified Stock Option (Right to Buy) Common Stock (4,930) $86.50 May 13, 2013 4,930 Disposed
Feb. 8, 2013 MMM Restricted Stock Units Common Stock (1,630) — — 1,630 Disposed
Feb. 5, 2013 MMM Non-qualified Stock Option (Right to Buy) [F4] Common Stock (16,410) $101.49 Feb. 3, 2023 16,410 Acquired
Feb. 9, 2012 MMM Restricted Stock Units Common Stock (1,630) — — 1,630 Disposed
Feb. 9, 2012 MMM Restricted Stock Units Common Stock (3,279) — — 3,279 Disposed
Feb. 7, 2012 MMM Non-qualified Stock Option (Right to Buy) [F1] Common Stock (17,699) $87.89 Feb. 7, 2022 17,699 Acquired
March 18, 2011 MMM Restricted Stock Units Common Stock (10) — — 10 Disposed
March 15, 2011 MMM Restricted Stock Units Common Stock (436) — — 436 Acquired
Feb. 15, 2011 MMM Non-qualified Stock Option (Right to Buy) Common Stock (14,329) $86.50 May 6, 2011 14,329 Disposed
Feb. 15, 2011 MMM Non-qualified Stock Option (Right to Buy) Common Stock (1,593) $83.95 May 6, 2011 1,593 Disposed
Feb. 15, 2011 MMM Incentive Stock Option (Right to Buy) Common Stock (1,704) $58.62 May 6, 2011 1,704 Disposed
Feb. 9, 2011 MMM Restricted Stock Units Common Stock (1,630) — — 1,630 Disposed
Feb. 8, 2011 MMM Non-qualified Stock Option (Right to Buy) [F1] Common Stock (17,051) $89.47 Feb. 8, 2021 17,051 Acquired
July 9, 2010 SUNE Non-Qualified Stock Option Common Stock (3,000) $11.82 May 18, 2020 3,000 Acquired
May 18, 2010 SUNE Non-Qualified Stock Option Common Stock (3,000) $11.77 May 18, 2020 3,000 Acquired
Feb. 17, 2010 MMM Restricted Stock Units Common Stock (193) — — 193 Disposed
Feb. 9, 2010 MMM Non-qualified Stock Option (Right to Buy) Common Stock (20,651) $78.72 Feb. 7, 2020 20,651 Acquired
Feb. 9, 2010 MMM Restricted Stock Units Common Stock (5,082) — — 5,082 Acquired
Feb. 4, 2010 MMM Incentive Stock Option (Right to Buy) Common Stock (1,780) $43.35 May 7, 2010 1,780 Disposed
May 21, 2009 SUNE Non-Qualified Stock Option Common Stock (3,000) $9.73 May 21, 2019 3,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 40 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 8, 2010 MMM Common Stock 22,222 Direct
Jan. 8, 2010 MMM Common Stock 290 Indirect
Jan. 8, 2010 MMM Restricted Stock Units→ Common Stock (3,279) 3,279 Direct
Jan. 8, 2010 MMM Incentive Stock Option (Right to Buy)→ Common Stock (1,780) 1,780 Direct
Jan. 8, 2010 MMM Incentive Stock Option (Right to Buy)→ Common Stock (1,704) 1,704 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (1,593) 1,593 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (23,339) 23,339 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (4,930) 4,930 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (3,334) 3,334 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (14,329) 14,329 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (17,043) 17,043 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (14,113) 14,113 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (17,693) 17,693 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (5,225) 5,225 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (19,476) 19,476 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (203) 203 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (6,154) 6,154 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (12,068) 12,068 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (13,164) 13,164 Direct
Jan. 8, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (16,192) 16,192 Direct
Jan. 6, 2010 MMM Common Stock 22,222 Direct
Jan. 6, 2010 MMM Common Stock 290 Indirect
Jan. 6, 2010 MMM Restricted Stock Units→ Common Stock (3,279) 3,279 Direct
Jan. 6, 2010 MMM Incentive Stock Option (Right to Buy)→ Common Stock (1,780) 1,780 Direct
Jan. 6, 2010 MMM Incentive Stock Option (Right to Buy)→ Common Stock (1,704) 1,704 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (1,593) 1,593 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (23,339) 23,339 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (4,930) 4,930 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (3,334) 3,334 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (14,329) 14,329 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (17,043) 17,043 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (14,113) 14,113 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (17,693) 17,693 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (5,225) 5,225 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (19,476) 19,476 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (203) 203 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (6,154) 6,154 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (12,068) 12,068 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (13,164) 13,164 Direct
Jan. 6, 2010 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (16,192) 16,192 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SUNE

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2022 $68,636 $80,000 — — — — $10,102 $189,118
2020 $120,000 — — — $40,637 — $45,248 $437,014
2018 $330,000 — — — $174,311 — $17,862 $685,038

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.