Roger L Speer
CIK 1272481 · View on SEC EDGAR ↗
First SEC filing: Dec. 16, 2003 · Latest: March 15, 2006
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 5, 2007 | UTI | S 10b5-1 | 7,000 | $20.00 | $140,000 | 90,541 Direct | -7.18% | Disposed | 16.2% (price as of 2026-08-21) |
| May 11, 2007 | UTI | S 10b5-1 | 7,000 | $24.94 | $174,580 | 97,869 Direct | -6.67% | Disposed | -6.8% (price as of 2026-08-21) |
| March 26, 2007 | UTI | S 10b5-1 | 7,000 | $23.15 | $162,050 | 104,869 Direct | -6.26% | Disposed | 0.4% (price as of 2026-08-21) |
| March 15, 2006 | UTI | S 10b5-1 | 4,500 | $31.30 | $140,850 | 104,269 Direct | -4.14% | Disposed | -25.8% (price as of 2026-08-21) |
| Jan. 23, 2006 | UTI | S 10b5-1 | 4,500 | $33.79 | $152,055 | 108,769 Direct | -3.97% | Disposed | -31.2% (price as of 2026-08-21) |
| Dec. 15, 2005 | UTI | S | 9,800 | $33.06 | $323,988 | 113,269 Direct | -7.96% | Disposed | -29.7% (price as of 2026-08-21) |
| Dec. 15, 2005 | UTI | S | 200 | $33.33 | $6,666 | 123,069 Direct | -0.16% | Disposed | -30.3% (price as of 2026-08-21) |
| Oct. 3, 2005 | UTI | S 10b5-1 | 5,300 | $36.00 | $190,800 | 123,269 Direct | -4.12% | Disposed | -35.4% (price as of 2026-08-21) |
| Oct. 3, 2005 | UTI | S 10b5-1 | 500 | $36.01 | $18,005 | 128,569 Direct | -0.39% | Disposed | -35.5% (price as of 2026-08-21) |
| Sept. 16, 2005 | UTI | S 10b5-1 | 9,500 | $34.00 | $323,000 | 129,069 Direct | -6.86% | Disposed | -31.6% (price as of 2026-08-21) |
| Feb. 7, 2005 | UTI | S 10b5-1 | 9,500 | $38.82 | $368,790 | 138,569 Direct | -6.42% | Disposed | -40.1% (price as of 2026-08-21) |
| Nov. 11, 2004 | UTI | S 10b5-1 | 16,000 | $36.59 | $585,440 | 148,069 Direct | -9.75% | Disposed | -36.5% (price as of 2026-08-21) |
| June 28, 2004 | UTI | S 10b5-1 | 14,000 | $40.69 | $569,660 | 163,098 Direct | -7.91% | Disposed | -42.9% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 3, 2008 | UTI | Employee Stock Option (Right to Buy) | Common Stock (20,900) | $12.75 | June 3, 2015 | 20,900 | Acquired |
| Feb. 28, 2007 | UTI | Employee Stock Option (Right to Buy) | Common Stock (2,800) | $23.63 | Feb. 28, 2017 | 2,800 | Acquired |
| June 15, 2006 | UTI | Employee Stock Option (right to buy) | Common Stock (18,000) | $23.25 | June 15, 2016 | 18,000 | Acquired |
| Dec. 22, 2003 | UTI | Series C Preferred | common | $20.50 | Dec. 22, 2003 | 26 | Disposed |
| Dec. 22, 2003 | UTI | Series B Preferred | common | $20.50 | Dec. 22, 2003 | 22 | Disposed |
| Dec. 17, 2003 | UTI | Common Stock, 0.0001 par value | Common Stock, 0.0001 par value (78,670) | $20.50 | Dec. 17, 2014 | 78,670 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 16, 2003 | UTI | Common Stock | 174,741 | Direct |
| Dec. 16, 2003 | UTI | Series B Preferred Stock→ Common Stock | — | Direct |
| Dec. 16, 2003 | UTI | Series C Preferred Stock→ Common Stock | — | Direct |
| Dec. 16, 2003 | UTI | Employee Stock Options (right to buy)→ Common Stock (124,337) | 124,337 | Direct |