Roger Levinson

Insider

First SEC filing: Dec. 19, 2013 · Latest: Dec. 19, 2013

On this page

Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

18 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 26, 2015	SMTC	S	2,000	$16.10	$32,200	3,004 Direct	-39.97%	Disposed	692.3% (price as of 2026-08-19)
Aug. 14, 2015	SMTC	M	1,250	—	—	5,474 Direct	+29.59%	Acquired	(price as of 2026-08-19)
Aug. 14, 2015	SMTC	F	470	$17.14	$8,056	5,004 Direct	-8.59%	Disposed	644.2% (price as of 2026-08-19)
Aug. 14, 2015	SMTC	M	1,250	—	—	2,500 Direct	-33.33%	Disposed	(price as of 2026-08-19)
April 6, 2015	SMTC	S	1,061	$26.51	$28,127	4,224 Direct	-20.08%	Disposed	381.2% (price as of 2026-08-19)
March 2, 2015	SMTC	S	1,061	$29.51	$31,310	5,285 Direct	-16.72%	Disposed	332.3% (price as of 2026-08-19)
Feb. 25, 2015	SMTC	M	4,000	—	—	7,963 Direct	+100.93%	Acquired	(price as of 2026-08-19)
Feb. 25, 2015	SMTC	F	1,617	$28.60	$46,246	6,346 Direct	-20.31%	Disposed	346.0% (price as of 2026-08-19)
Feb. 25, 2015	SMTC	M	4,000	—	—	8,000 Direct	-33.33%	Disposed	(price as of 2026-08-19)
Feb. 24, 2015	SMTC	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 24, 2015	SMTC	A	12,000	—	—	12,000 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 24, 2015	SMTC	A	2,300	—	—	2,300 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 2, 2015	SMTC	S	1,061	$25.12	$26,652	3,963 Direct	-21.12%	Disposed	407.8% (price as of 2026-08-19)
Jan. 5, 2015	SMTC	S	999	$27.44	$27,413	5,024 Direct	-16.59%	Disposed	364.9% (price as of 2026-08-19)
Dec. 11, 2014	SMTC	S	999	$27.12	$27,093	6,023 Direct	-14.23%	Disposed	370.4% (price as of 2026-08-19)
Nov. 14, 2014	SMTC	A	10,000	—	—	10,780 Direct	+1282.05%	Acquired	(price as of 2026-08-19)
Nov. 14, 2014	SMTC	F	3,758	$25.01	$93,988	7,022 Direct	-34.86%	Disposed	410.0% (price as of 2026-08-19)
Nov. 14, 2014	SMTC	M	10,000	—	—	20,000 Direct	-33.33%	Disposed	(price as of 2026-08-19)
Aug. 14, 2014	SMTC	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-19)
Aug. 14, 2014	SMTC	F	470	$23.56	$11,073	780 Direct	-37.60%	Disposed	441.4% (price as of 2026-08-19)
Aug. 14, 2014	SMTC	M	1,250	—	—	3,750 Direct	-25.00%	Disposed	(price as of 2026-08-19)
Feb. 25, 2014	SMTC	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 25, 2014	SMTC	A	12,000	—	—	12,000 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 25, 2014	SMTC	A	2,300	—	—	2,300 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 14, 2015	SMTC	Restricted Stock Unit	Common Stock (1,250)	—	—	1,250	Disposed
Feb. 25, 2015	SMTC	Restricted Stock Unit	Common Stock (4,000)	—	—	4,000	Disposed
Feb. 24, 2015	SMTC	Stock Option (Right To Buy)	Common Stock (10,000)	$28.60	Feb. 24, 2021	10,000	Acquired
Feb. 24, 2015	SMTC	Restricted Stock Unit	Common Stock (12,000)	—	—	12,000	Acquired
Feb. 24, 2015	SMTC	Restricted Stock Unit	Common Stock (2,300)	—	—	2,300	Acquired
Nov. 14, 2014	SMTC	Restricted Stock Unit	Common Stock (10,000)	—	—	10,000	Disposed
Aug. 14, 2014	SMTC	Restricted Stock Unit	Common Stock (1,250)	—	—	1,250	Disposed
Feb. 25, 2014	SMTC	Stock Option (Right To Buy)	Common Stock (10,000)	$24.74	Feb. 25, 2020	10,000	Acquired
Feb. 25, 2014	SMTC	Restricted Stock Unit	Common Stock (12,000)	—	—	12,000	Acquired
Feb. 25, 2014	SMTC	Restricted Stock Unit	Common Stock (2,300)	—	—	2,300	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 19, 2013	SMTC	Stock Option (Right to Buy)→ Common Stock (10,000)	10,000	Direct
Dec. 19, 2013	SMTC	Stock Option (Right to Buy)→ Common Stock (5,000)	5,000	Direct
Dec. 19, 2013	SMTC	Restricted Stock Unit→ Common Stock (5,000)	5,000	Direct
Dec. 19, 2013	SMTC	Restricted Stock Unit→ Common Stock (30,000)	30,000	Direct