Roger Naill

Insider

First SEC filing: March 18, 2008 · Latest: March 18, 2008

On this page

Insider at

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 31, 2008	AES	M	6,132	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Dec. 31, 2008	AES	F	1,886	$8.24	$15,541	135,042 Indirect	-1.38%	Disposed	78.9% (price as of 2026-08-19)
Dec. 31, 2008	AES	M	6,132	—	—	136,928 Indirect	+4.69%	Acquired	(price as of 2026-08-19)
Sept. 16, 2008	AES	G	333	$14.75	$4,912	96,792 Indirect	-0.34%	Disposed	0.0% (price as of 2026-08-19)
Aug. 28, 2008	AES	A	627	$17.79	$11,154	84,881 Indirect	+0.74%	Acquired	-17.1% (price as of 2026-08-19)
Aug. 27, 2008	AES	S	2,000	$15.48	$30,960	103,525 Indirect	-1.90%	Disposed	-4.7% (price as of 2026-08-19)
Aug. 27, 2008	AES	S	1,100	$15.47	$17,017	105,525 Indirect	-1.03%	Disposed	-4.7% (price as of 2026-08-19)
Aug. 27, 2008	AES	S	2,700	$15.46	$41,742	106,625 Indirect	-2.47%	Disposed	-4.6% (price as of 2026-08-19)
Aug. 27, 2008	AES	S	4,200	$15.45	$64,890	109,325 Indirect	-3.70%	Disposed	-4.6% (price as of 2026-08-19)
April 9, 2008	AES	G	900	$17.40	$15,660	102,625 Indirect	-0.87%	Disposed	-15.3% (price as of 2026-08-19)
March 19, 2008	AES	G	5,500	—	—	97,125 Indirect	-5.36%	Disposed	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 31, 2008	AES	Restricted Stock Unit	Common Stock (6,132)	—	Dec. 31, 2008	6,132	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 18, 2008	AES	Common Stock	—	Indirect
March 18, 2008	AES	Common Stock	113,525	Indirect
March 18, 2008	AES	Common Stock	84,254	Indirect
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (17,778)	17,778	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (12,632)	12,632	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (10,571)	10,571	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (104,622)	104,622	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (8,246)	8,246	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (4,355)	4,355	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (6,838)	6,838	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (3,058)	3,058	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (4,388)	4,388	Direct
March 18, 2008	AES	Restricted Stock Units→ Common Stock (6,132)	6,132	Direct
March 18, 2008	AES	Restricted Stock Units→ Common Stock (3,271)	3,271	Direct
March 18, 2008	AES	Rstricted Stock Unit→ Common Stock (3,057)	3,057	Direct
March 18, 2008	AES	Restricted Stock Units→ Common Stock (1,396)	1,396	Direct
March 18, 2008	AES	Restricted Stock Units→ Common Stock (2,135)	2,135	Direct
March 18, 2008	AES	Units→ Common Stock (2,759)	2,759	Direct