Roger O Walther
CIK 1188409 · View on SEC EDGAR ↗
Insider
First SEC filing: May 18, 2004 · Latest: May 18, 2004
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 92 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
92 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 18, 2020 | SCHW | S | 28,100 | $49.23 | $1,383,363 | 219,256 Indirect | -11.36% | Disposed | 125.6% (price as of 2026-08-20) |
| Nov. 17, 2020 | SCHW | S | 50,000 | $48.85 | $2,442,500 | 247,356 Indirect | -16.81% | Disposed | 127.4% (price as of 2026-08-20) |
| Nov. 16, 2020 | SCHW | S | 20,000 | $46.11 | $922,200 | 297,356 Indirect | -6.30% | Disposed | 140.9% (price as of 2026-08-20) |
| July 29, 2015 | SCHW | S | 35,000 | $34.79 | $1,217,650 | 209,348 Indirect | -14.32% | Disposed | 219.3% (price as of 2026-08-20) |
| July 31, 2014 | SCHW | S | 25,041 | $28.13 | $704,403 | 233,019 Indirect | -9.70% | Disposed | 294.9% (price as of 2026-08-20) |
| Jan. 27, 2012 | SCHW | P | 2,718 | $11.60 | $31,529 | 31,772 Indirect | +9.35% | Acquired | 857.5% (price as of 2026-08-20) |
| Nov. 29, 2011 | SCHW | P | 1,500 | $11.10 | $16,650 | 219,776 Indirect | +0.69% | Acquired | 900.7% (price as of 2026-08-20) |
| Nov. 10, 2010 | SCHW | P | 2,650 | $15.30 | $40,545 | 190,493 Indirect | +1.41% | Acquired | 626.0% (price as of 2026-08-20) |
Showing latest 100 of 109 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 14, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (6,655) | $33.40 | May 14, 2030 | 6,655 | Acquired |
| March 13, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (11,344) | $17.62 | May 19, 2021 | 11,344 | Disposed |
| March 13, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (14,345) | $19.21 | May 20, 2023 | 14,345 | Disposed |
| May 17, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (8,584) | $43.21 | May 17, 2029 | 8,584 | Acquired |
| March 19, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (11,082) | $17.38 | May 17, 2020 | 11,082 | Disposed |
| March 19, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (16,491) | $12.66 | May 21, 2022 | 16,491 | Disposed |
| March 19, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (8,356) | $18.00 | May 18, 2019 | 8,356 | Disposed |
| May 17, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (5,139) | $59.32 | May 17, 2028 | 5,139 | Acquired |
| April 5, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (7,486) | $22.39 | May 19, 2018 | 7,486 | Disposed |
| May 18, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (7,165) | $38.33 | May 18, 2027 | 7,165 | Acquired |
| April 6, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (7,823) | $20.14 | May 21, 2017 | 7,823 | Disposed |
| May 19, 2016 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (7,866) | $28.96 | May 19, 2026 | 7,866 | Acquired |
| Aug. 5, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (5,244) | $15.17 | May 22, 2016 | 5,244 | Disposed |
| May 15, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (8,548) | $31.21 | May 15, 2025 | 8,548 | Acquired |
| April 21, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (5,244) | $11.04 | May 23, 2015 | 5,244 | Disposed |
| May 19, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (10,511) | $25.01 | May 19, 2024 | 10,511 | Acquired |
| May 20, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (14,345) | $19.21 | May 20, 2023 | 14,345 | Acquired |
| Dec. 20, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,817) | $11.71 | Jan. 6, 2013 | 2,817 | Disposed |
| May 21, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (16,491) | $12.66 | May 21, 2022 | 16,491 | Acquired |
| May 11, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (12,907) | $11.62 | May 15, 2012 | 12,907 | Disposed |
| April 4, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,992) | $11.71 | April 9, 2012 | 2,992 | Disposed |
| Aug. 19, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (3,604) | $8.56 | Oct. 2, 2012 | 3,604 | Disposed |
| Aug. 19, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,942) | $10.49 | July 1, 2012 | 2,942 | Disposed |
| Aug. 19, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (5,244) | $9.06 | May 17, 2014 | 5,244 | Disposed |
| Aug. 19, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (5,244) | $9.31 | May 15, 2013 | 5,244 | Disposed |
| June 16, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,427) | $14.38 | July 6, 2011 | 2,427 | Disposed |
| May 19, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (11,344) | $17.62 | May 19, 2021 | 11,344 | Acquired |
| March 15, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,517) | $14.58 | March 29, 2011 | 2,517 | Disposed |
| Aug. 27, 2010 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,149) | $10.36 | Oct. 1, 2011 | 2,149 | Disposed |
| Aug. 27, 2010 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (13,111) | $9.72 | Sept. 24, 2011 | 13,111 | Disposed |
| May 17, 2010 | SCHW | Restricted Stock Units | Common Stock (3,649) | — | — | 3,649 | Acquired |
| May 17, 2010 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (11,082) | $17.38 | May 17, 2020 | 11,082 | Acquired |
| May 18, 2009 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (8,356) | $18.00 | May 18, 2019 | 8,356 | Acquired |
| May 19, 2008 | SCHW | Non-Qualified Stock Option (right to buy) | Common Stock (7,486) | $22.39 | May 19, 2018 | 7,486 | Acquired |
| May 21, 2007 | SCHW | Non-Qualified Stock Option (right to buy) | Common Stock (7,459) | $21.12 | May 21, 2017 | 7,459 | Acquired |
| May 22, 2006 | SCHW | Non-Qualified Stock Option (right to buy) | Common Stock (5,000) | $15.91 | May 22, 2016 | 5,000 | Acquired |
| May 22, 2006 | SCHW | Non-Qualified Stock Option (right to buy) | Common Stock (5,000) | $15.91 | May 21, 2016 | 5,000 | Acquired |
| May 23, 2005 | SCHW | Non-Qualified Stock Options (right to buy) | Common Stock (5,000) | $11.58 | May 23, 2015 | 5,000 | Acquired |
| May 23, 2005 | SCHW | Non-Qualified Stock Options (right to buy) | Common Stock (5,000) | $11.58 | May 23, 2015 | 5,000 | Acquired |
| May 17, 2004 | SCHW | Non-Qualified Stock Options (right to buy) | Common Stock (5,000) | $9.50 | May 17, 2014 | 5,000 | Acquired |
| March 5, 2004 | SCHW | Non-Qualified Stock Options (right to buy) | Common Stock (6,750) | $8.10 | May 15, 2008 | 6,750 | Disposed |
| March 5, 2004 | SCHW | Non-Qualified Stock Options (right to buy) | Common Stock (10,125) | $5.31 | May 15, 2007 | 10,125 | Disposed |
| March 5, 2004 | SCHW | Non-Qualified Stock Options (right to buy) | Common Stock (16,875) | $3.65 | May 15, 2006 | 16,875 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).