Roger S Newton

CIK 1242612 · View on SEC EDGAR ↗

Insider

First SEC filing: June 25, 2013 · Latest: June 25, 2013

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

14 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 12, 2019 ESPR S 10b5-1 25,000 $50.06 $1,251,500 548,726 Direct -4.36% Disposed
Nov. 2, 2018 ESPR S 10b5-1 227 $50.76 $11,523 573,726 Direct -0.04% Disposed
Nov. 1, 2018 ESPR S 10b5-1 2,600 $50.01 $130,026 573,953 Direct -0.45% Disposed
Oct. 18, 2018 ESPR S 10b5-1 100 $50.00 $5,000 576,553 Direct -0.02% Disposed
Oct. 17, 2018 ESPR S 10b5-1 12,673 $50.02 $633,903 576,653 Direct -2.15% Disposed
Oct. 16, 2018 ESPR S 10b5-1 9,400 $50.01 $470,094 589,326 Direct -1.57% Disposed
Aug. 27, 2018 ESPR S 10b5-1 12,100 $50.65 $612,865 598,726 Direct -1.98% Disposed
Aug. 27, 2018 ESPR S 10b5-1 4,200 $51.46 $216,132 610,826 Direct -0.68% Disposed
Aug. 27, 2018 ESPR S 10b5-1 700 $52.91 $37,037 615,026 Direct -0.11% Disposed
Aug. 27, 2018 ESPR S 10b5-1 700 $53.68 $37,576 615,726 Direct -0.11% Disposed
Aug. 17, 2018 ESPR S 10b5-1 7,300 $50.06 $365,438 616,426 Direct -1.17% Disposed
March 29, 2018 ESPR S 10b5-1 200 $70.71 $14,142 623,726 Direct +0.03% Acquired
March 29, 2018 ESPR S 10b5-1 7,100 $71.36 $506,656 623,926 Direct +1.15% Acquired
March 29, 2018 ESPR S 10b5-1 8,656 $72.31 $625,915 631,026 Direct +1.39% Acquired
March 29, 2018 ESPR S 10b5-1 9,044 $73.26 $662,563 639,682 Direct -1.39% Disposed
July 1, 2013 ESPR P 42,346 $14.00 $592,844 629,683 Direct +7.21% Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 23, 2018 ESPR Stock Option (right tobuy) Common Stock (10,100) $38.32 May 23, 2028 10,100 Acquired
Feb. 7, 2018 ESPR Warrant to Purchase Common Stock Common Stock (34,651) $6.99 Feb. 12, 2018 34,651 Disposed
April 17, 2017 ESPR Stock Option (right to buy) Common Stock (14,000) $38.96 April 17, 2027 14,000 Acquired
March 18, 2015 ESPR Stock option (right to buy) Common Stock (8,000) $105.72 March 18, 2025 8,000 Acquired
Jan. 2, 2015 ESPR Stock Option (right to buy) Common Stock (20,000) $41.23 Jan. 2, 2025 20,000 Acquired
Dec. 20, 2013 ESPR Stock Option (right to buy) Common Stock (20,000) $12.92 Dec. 20, 2023 20,000 Acquired
July 23, 2013 ESPR Stock Option (right to buy) Common Stock (90,000) $17.11 July 23, 2023 90,000 Acquired
July 1, 2013 ESPR Warrant to Purchase Common Stock Common Stock (34,651) — Feb. 12, 2018 34,651 Acquired
July 1, 2013 ESPR Warrant to Purchase Preferred Stock Series A Preferred Stock (242,082) — Feb. 12, 2018 242,082 Disposed
July 1, 2013 ESPR Series A Preferred Stock Common Stock (301,051) — — 301,051 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 25, 2013 ESPR Common Stock 286,286 Direct
June 25, 2013 ESPR Warrant to Purchase Preferred Stock→ Series A Preferred Stock — Direct
June 25, 2013 ESPR Stock Option (right to buy)→ Common Stock (76,141) 76,141 Direct
June 25, 2013 ESPR Series A Preferred Stock→ Common Stock (301,051) 301,051 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CIK 1434868

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2016 $348,580 — — — — — $10,000 $358,580
2015 $375,000 — — $1,008,890 — — — $1,383,890
2014 $375,000 — — — $50,000 — — $425,000

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.