Roger W Gale

Insider

First SEC filing: Oct. 13, 2015 · Latest: Oct. 13, 2015

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 30 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

30 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 13, 2015	ADX	P	4,155	$13.24	$55,012	17,227 Direct	+31.79%	Acquired	95.6% (price as of 2026-08-20)
April 10, 2014	ADX	A	750	$12.88	$9,660	12,994 Direct	+6.13%	Acquired	101.1% (price as of 2026-08-20)
April 10, 2014	PEO	A	400	$27.98	$11,192	6,135 Direct	+6.97%	Acquired	2.6% (price as of 2026-08-20)
April 10, 2014	ADX	A	750	$12.88	$9,660	12,994 Direct	+6.13%	Acquired	101.1% (price as of 2026-08-20)
March 19, 2013	PEO	A	400	$25.81	$10,324	5,433 Direct	+7.95%	Acquired	11.2% (price as of 2026-08-20)
March 19, 2013	ADX	A	750	$11.67	$8,752	11,645 Direct	+6.88%	Acquired	121.9% (price as of 2026-08-20)
March 20, 2012	PEO	A	400	—	—	4,785 Direct	+9.12%	Acquired	(price as of 2026-08-20)
March 20, 2012	ADX	A	750	—	—	10,397 Direct	+7.77%	Acquired	(price as of 2026-08-20)
Nov. 4, 2011	ORA	A	7,500	—	—	52,500 Direct	+16.67%	Acquired	(price as of 2026-08-20)
March 22, 2011	ADX	A	750	—	—	9,109 Direct	+8.97%	Acquired	(price as of 2026-08-20)
March 22, 2011	PEO	A	400	—	—	4,096 Direct	+10.82%	Acquired	(price as of 2026-08-20)
Nov. 4, 2010	ORA	A	7,500	—	—	45,000 Direct	+20.00%	Acquired	(price as of 2026-08-20)
March 23, 2010	PEO	A	400	—	—	3,568 Direct	+12.63%	Acquired	(price as of 2026-08-20)
March 23, 2010	ADX	A	750	—	—	8,087 Direct	+10.22%	Acquired	(price as of 2026-08-20)
March 19, 2010	PEO	J	23	$23.78	$547	3,168 Direct	+0.73%	Acquired	20.7% (price as of 2026-08-20)
March 19, 2010	ADX	J	31	$10.56	$327	7,337 Direct	+0.42%	Acquired	145.3% (price as of 2026-08-20)
Nov. 5, 2009	ORA	A	7,500	—	—	37,500 Direct	+25.00%	Acquired	(price as of 2026-08-20)
March 19, 2009	ADX	A	750	—	—	7,093 Direct	+11.82%	Acquired	(price as of 2026-08-20)
March 19, 2009	PEO	A	400	—	—	3,018 Direct	+15.28%	Acquired	(price as of 2026-08-20)
March 13, 2009	ADX	J	69	$6.91	$477	6,343 Direct	+1.10%	Acquired	274.8% (price as of 2026-08-20)
March 13, 2009	PEO	J	69	$17.15	$1,183	2,618 Direct	+2.71%	Acquired	67.3% (price as of 2026-08-20)
Nov. 6, 2008	ORA	A	7,500	—	—	30,000 Direct	+33.33%	Acquired	(price as of 2026-08-20)
July 21, 2008	PEO	P	514	$38.92	$20,005	2,210 Direct	+30.31%	Acquired	-26.3% (price as of 2026-08-20)
March 13, 2008	PEO	A	400	—	—	1,696 Direct	+30.86%	Acquired	(price as of 2026-08-20)
March 13, 2008	ADX	A	750	—	—	7,491 Direct	+11.13%	Acquired	(price as of 2026-08-20)
Nov. 6, 2007	ORA	A	7,500	—	—	22,500 Direct	+50.00%	Acquired	(price as of 2026-08-20)
March 27, 2007	PEO	A	400	—	—	1,245 Direct	+47.34%	Acquired	(price as of 2026-08-20)
March 27, 2007	ADX	A	750	—	—	6,602 Direct	+12.82%	Acquired	(price as of 2026-08-20)
Nov. 7, 2006	ORA	A	7,500	—	—	15,000 Direct	+100.00%	Acquired	(price as of 2026-08-20)
April 19, 2006	ADX	P	50	$13.38	$669	3,250 Direct	+1.56%	Acquired	93.6% (price as of 2026-08-20)
April 19, 2006	ADX	P	1,200	$13.40	$16,080	3,200 Direct	+60.00%	Acquired	93.3% (price as of 2026-08-20)
March 28, 2006	ADX	A	750	—	—	1,500 Direct	+100.00%	Acquired	(price as of 2026-08-20)
March 28, 2006	PEO	A	400	—	—	800 Direct	+100.00%	Acquired	(price as of 2026-08-20)
Jan. 23, 2006	ADX	P	2,000	$12.77	$25,540	2,000 Direct	—	Acquired	102.8% (price as of 2026-08-20)
Nov. 9, 2005	ORA	A	7,500	—	—	7,500 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 4, 2011	ORA	Stock Option ( Right to Buy) [F1]	Common Stock (7,500)	$19.10	Nov. 4, 2018	7,500	Acquired
Nov. 4, 2010	ORA	Stock Option ( Right to Buy) [F1]	Common Stock (7,500)	$28.19	Nov. 4, 2017	7,500	Acquired
Nov. 5, 2009	ORA	Stock Option ( Right to Buy)	Common Stock (7,500)	$38.50	Nov. 5, 2016	7,500	Acquired
Nov. 6, 2008	ORA	Stock Option ( Right to Buy)	Common Stock (7,500)	$25.74	Nov. 7, 2015	7,500	Acquired
Nov. 6, 2007	ORA	Stock Option (Right to Buy)	Common Stock (7,500)	$52.98	Nov. 7, 2014	7,500	Acquired
Nov. 7, 2006	ORA	Stock Option (Right to Buy) [F1]	Common Stock (7,500)	$37.90	Nov. 7, 2013	7,500	Acquired
March 28, 2006	ADX	Restricted Stock Units	Common Stock (750)	—	March 28, 2007	750	Acquired
March 28, 2006	PEO	Restricted Stock Units	Common Stock (400)	—	March 28, 2007	400	Acquired
Nov. 9, 2005	ORA	Stock Option (Right to Buy) [F1]	Common Stock (7,500)	$20.10	Nov. 9, 2014	7,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 5, 2005	ADX	Restricted Stock Units→ Common Stock (750)	750	Direct
Dec. 5, 2005	PEO	Restricted Stock Units→ Common Stock (400)	400	Direct