Roland S Tanner

Insider

First SEC filing: Sept. 28, 2004 · Latest: Feb. 3, 2009

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

AWR selling Dec. 3, 2012

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 77 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

77 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 3, 2013	AWR	M	966	$33.36	$32,226	7,026 Direct	+15.94%	Acquired	436.8% (price as of 2026-08-20)
April 3, 2013	AWR	M	966	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
April 3, 2013	AWR	M	966	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
April 3, 2013	AWR	M	966	$33.36	$32,226	7,026 Direct	+15.94%	Acquired	436.8% (price as of 2026-08-20)
March 1, 2013	AWR	A	28	$53.71	$1,504	7,992 Direct	+0.35%	Acquired	233.4% (price as of 2026-08-20)
March 1, 2013	AWR	A	28	$53.71	$1,504	7,992 Direct	+0.35%	Acquired	233.4% (price as of 2026-08-20)
Dec. 3, 2012	AWR	S	11,325	$45.40	$514,155	7,964 Direct	-58.71%	Disposed	294.4% (price as of 2026-08-20)
Dec. 1, 2012	AWR	A	33	$45.50	$1,502	19,289 Direct	+0.17%	Acquired	293.6% (price as of 2026-08-20)
Sept. 1, 2012	AWR	A	34	$43.58	$1,482	19,226 Direct	+0.18%	Acquired	310.9% (price as of 2026-08-20)
Aug. 16, 2012	AWR	M	1,874	$33.36	$62,517	32,105 Direct	+6.20%	Acquired	436.8% (price as of 2026-08-20)
Aug. 16, 2012	AWR	M	1,874	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 16, 2012	AWR	M	6,200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 16, 2012	AWR	M	2,887	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 16, 2012	AWR	M	1,923	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 16, 2012	AWR	S	200	$44.52	$8,904	19,221 Direct	-1.03%	Disposed	302.2% (price as of 2026-08-20)
Aug. 16, 2012	AWR	S	12,684	$44.50	$564,438	19,421 Direct	-39.51%	Disposed	302.4% (price as of 2026-08-20)
Aug. 16, 2012	AWR	M	6,200	$34.57	$214,334	30,231 Direct	+25.80%	Acquired	418.0% (price as of 2026-08-20)
Aug. 16, 2012	AWR	M	2,887	$34.11	$98,476	24,031 Direct	+13.65%	Acquired	425.0% (price as of 2026-08-20)
Aug. 16, 2012	AWR	M	1,923	$38.62	$74,266	21,144 Direct	+10.00%	Acquired	363.7% (price as of 2026-08-20)
Aug. 15, 2012	AWR	M	2,379	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 15, 2012	AWR	M	4,320	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 15, 2012	AWR	S	200	$45.06	$9,012	19,221 Direct	-1.03%	Disposed	297.4% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	300	$45.02	$13,506	19,421 Direct	-1.52%	Disposed	297.8% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	100	$44.96	$4,496	19,721 Direct	-0.50%	Disposed	298.3% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	100	$44.94	$4,494	19,821 Direct	-0.50%	Disposed	298.5% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	502	$44.92	$22,550	19,921 Direct	-2.46%	Disposed	298.6% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	100	$44.91	$4,491	20,423 Direct	-0.49%	Disposed	298.7% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	198	$44.88	$8,886	20,523 Direct	-0.96%	Disposed	299.0% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	300	$44.86	$13,458	20,721 Direct	-1.43%	Disposed	299.2% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	200	$44.84	$8,968	21,021 Direct	-0.94%	Disposed	299.4% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	900	$44.83	$40,347	21,221 Direct	-4.07%	Disposed	299.4% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	300	$44.80	$13,440	22,121 Direct	-1.34%	Disposed	299.7% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	300	$44.79	$13,437	22,421 Direct	-1.32%	Disposed	299.8% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	500	$44.78	$22,390	22,721 Direct	-2.15%	Disposed	299.9% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	300	$44.75	$13,425	23,221 Direct	-1.28%	Disposed	300.2% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	149	$44.72	$6,663	23,521 Direct	-0.63%	Disposed	300.4% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	550	$44.71	$24,590	23,670 Direct	-2.27%	Disposed	300.5% (price as of 2026-08-20)
Aug. 15, 2012	AWR	S	1,700	$44.70	$75,990	24,220 Direct	-6.56%	Disposed	300.6% (price as of 2026-08-20)
Aug. 15, 2012	AWR	M	4,302	$2379.00	$10,234,458	25,920 Direct	+19.90%	Acquired	-92.5% (price as of 2026-08-20)
Aug. 15, 2012	AWR	M	4,320	$33.73	$145,714	23,541 Direct	+22.48%	Acquired	430.9% (price as of 2026-08-20)
June 1, 2012	AWR	A	32	$36.61	$1,172	19,221 Direct	+0.17%	Acquired	389.1% (price as of 2026-08-20)
March 1, 2012	AWR	A	16	$36.38	$582	19,189 Direct	+0.08%	Acquired	392.2% (price as of 2026-08-20)
Feb. 15, 2012	AWR	A	2,093	—	—	19,173 Direct	+12.25%	Acquired	(price as of 2026-08-20)
Feb. 1, 2012	AWR	A	1,490	—	—	17,080 Indirect	+9.56%	Acquired	(price as of 2026-08-20)
Feb. 1, 2012	AWR	F	240	$36.17	$8,681	17,080 Direct	-1.39%	Disposed	395.1% (price as of 2026-08-20)
Jan. 31, 2012	AWR	F	308	$35.41	$10,906	17,321 Direct	-1.75%	Disposed	405.7% (price as of 2026-08-20)
Jan. 30, 2012	AWR	F	188	$35.68	$6,708	17,629 Direct	-1.06%	Disposed	401.9% (price as of 2026-08-20)
Dec. 1, 2011	AWR	A	30	$36.35	$1,090	17,817 Direct	+0.17%	Acquired	392.6% (price as of 2026-08-20)
Nov. 18, 2011	AWR	M	9,075	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 18, 2011	AWR	M	750	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 18, 2011	AWR	M	750	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 18, 2011	AWR	M	750	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 18, 2011	AWR	M	9,075	$25.92	$235,224	17,786 Direct	+104.18%	Acquired	590.9% (price as of 2026-08-20)
Nov. 18, 2011	AWR	M	750	$25.55	$19,162	8,711 Direct	+9.42%	Acquired	600.9% (price as of 2026-08-20)
Nov. 18, 2011	AWR	M	750	$23.15	$17,362	7,961 Direct	+10.40%	Acquired	673.5% (price as of 2026-08-20)
Nov. 18, 2011	AWR	M	750	$23.43	$17,572	7,211 Direct	+11.61%	Acquired	664.3% (price as of 2026-08-20)
Sept. 1, 2011	AWR	A	30	$35.03	$1,051	6,461 Direct	+0.47%	Acquired	411.2% (price as of 2026-08-20)
June 1, 2011	AWR	A	31	$34.19	$1,060	6,431 Direct	+0.48%	Acquired	423.7% (price as of 2026-08-20)
March 1, 2011	AWR	A	29	$33.10	$960	6,400 Direct	+0.46%	Acquired	441.0% (price as of 2026-08-20)
Feb. 1, 2011	AWR	F	234	$34.00	$7,956	4,209 Direct	-5.27%	Disposed	426.7% (price as of 2026-08-20)
Jan. 31, 2011	AWR	A	2,162	—	—	6,371 Direct	+51.37%	Acquired	(price as of 2026-08-20)
Jan. 30, 2011	AWR	F	177	$33.90	$6,000	4,443 Direct	-3.83%	Disposed	428.2% (price as of 2026-08-20)
Jan. 28, 2011	AWR	A	732	—	—	12,490 Indirect	+6.23%	Acquired	(price as of 2026-08-20)
Jan. 28, 2011	AWR	F	138	$34.80	$4,802	4,620 Direct	-2.90%	Disposed	414.6% (price as of 2026-08-20)
Dec. 1, 2010	AWR	A	20	$37.26	$745	4,758 Direct	+0.42%	Acquired	380.6% (price as of 2026-08-20)
Nov. 23, 2010	AWR	M	500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 23, 2010	AWR	S	100	$37.08	$3,708	4,738 Direct	-2.07%	Disposed	382.9% (price as of 2026-08-20)
Nov. 23, 2010	AWR	S	400	$37.02	$14,808	4,838 Direct	-7.64%	Disposed	383.7% (price as of 2026-08-20)
Nov. 23, 2010	AWR	M	500	$23.21	$11,605	5,238 Direct	+10.55%	Acquired	671.5% (price as of 2026-08-20)
Sept. 1, 2010	AWR	A	21	$34.29	$720	4,738 Direct	+0.45%	Acquired	422.2% (price as of 2026-08-20)
June 1, 2010	AWR	A	22	$33.93	$746	4,717 Direct	+0.47%	Acquired	427.8% (price as of 2026-08-20)
March 1, 2010	AWR	A	22	$32.44	$714	4,695 Direct	+0.47%	Acquired	452.0% (price as of 2026-08-20)
Feb. 1, 2010	AWR	A	2,840	—	—	32,374 Direct	+9.62%	Acquired	(price as of 2026-08-20)
Feb. 1, 2010	AWR	A	1,636	—	—	4,673 Direct	+53.87%	Acquired	(price as of 2026-08-20)
Feb. 1, 2010	AWR	A	1,146	—	—	11,757 Indirect	+10.80%	Acquired	(price as of 2026-08-20)
Jan. 30, 2010	AWR	F	179	$33.22	$5,946	3,038 Direct	-5.56%	Disposed	439.0% (price as of 2026-08-20)
Jan. 28, 2010	AWR	F	136	$33.55	$4,563	3,217 Direct	-4.06%	Disposed	433.7% (price as of 2026-08-20)
Jan. 2, 2010	AWR	F	128	$35.41	$4,532	3,354 Direct	-3.68%	Disposed	405.7% (price as of 2026-08-20)
Dec. 3, 2009	AWR	M	500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 3, 2009	AWR	S	500	$33.46	$16,730	3,482 Direct	-12.56%	Disposed	435.2% (price as of 2026-08-20)
Dec. 3, 2009	AWR	M	500	$20.83	$10,415	3,982 Direct	+14.36%	Acquired	759.7% (price as of 2026-08-20)
Dec. 1, 2009	AWR	A	17	$33.55	$570	3,482 Direct	+0.49%	Acquired	433.7% (price as of 2026-08-20)
Sept. 1, 2009	AWR	A	16	$32.79	$525	3,466 Direct	+0.46%	Acquired	446.1% (price as of 2026-08-20)
June 1, 2009	AWR	A	17	$31.69	$539	3,449 Direct	+0.50%	Acquired	465.1% (price as of 2026-08-20)
March 2, 2009	AWR	A	15	$33.93	$509	3,433 Direct	+0.44%	Acquired	427.8% (price as of 2026-08-20)
Jan. 30, 2009	AWR	A	6,200	—	—	6,200 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 30, 2009	AWR	A	1,200	—	—	3,417 Direct	+54.13%	Acquired	(price as of 2026-08-20)
Jan. 30, 2009	AWR	F	141	$35.00	$4,935	2,217 Direct	-5.98%	Disposed	411.6% (price as of 2026-08-20)
Jan. 28, 2009	AWR	F	129	$33.85	$4,367	2,358 Direct	-5.19%	Disposed	429.0% (price as of 2026-08-20)
Jan. 2, 2009	AWR	F	119	$32.98	$3,925	2,359 Direct	-4.80%	Disposed	443.0% (price as of 2026-08-20)
Jan. 30, 2008	AWR	F	132	$34.02	$4,491	2,555 Direct	-4.91%	Disposed	426.4% (price as of 2026-08-20)
Jan. 28, 2008	AWR	A	2,887	—	—	2,887 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 28, 2008	AWR	A	882	—	—	2,687 Direct	+48.86%	Acquired	(price as of 2026-08-20)
Jan. 2, 2008	AWR	F	114	$37.68	$4,296	1,805 Direct	-5.94%	Disposed	375.2% (price as of 2026-08-20)
Jan. 2, 2007	AWR	A	789	—	—	1,801 Direct	+77.96%	Acquired	(price as of 2026-08-20)
Jan. 2, 2007	AWR	A	4,302	$38.62	$166,143	4,302 Direct	—	Acquired	363.7% (price as of 2026-08-20)
Jan. 30, 2006	AWR	A	4,320	—	—	4,320 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 30, 2006	AWR	A	1,468	$33.73	$49,516	16,645 Direct	+9.67%	Acquired	430.9% (price as of 2026-08-20)
Jan. 30, 2006	AWR	A	1,426	$33.73	$48,099	15,177 Direct	+10.37%	Acquired	430.9% (price as of 2026-08-20)
Jan. 30, 2006	AWR	A	1,426	$33.73	$48,099	13,751 Direct	+11.57%	Acquired	430.9% (price as of 2026-08-20)

Showing latest 100 of 104 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 3, 2013	AWR	Employee Stock Options (Right to Buy)	Common Shares (966)	$33.36	Jan. 31, 2020	966	Acquired
April 3, 2013	AWR	Employee Stock Options (Right to Buy)	Common Shares (966)	$33.36	Jan. 31, 2020	966	Acquired
Aug. 16, 2012	AWR	Employee Stock Options (Right to Buy)	Common Shares (1,874)	$33.36	Jan. 31, 2020	1,874	Disposed
Aug. 16, 2012	AWR	Employee Stock Options (Right to Buy)	Common Shares (6,200)	$34.57	Jan. 29, 2019	6,200	Disposed
Aug. 16, 2012	AWR	Employee Stock Options (Right to Buy)	Common Shares (2,887)	$34.11	Jan. 27, 2018	2,887	Disposed
Aug. 16, 2012	AWR	Employee Stock Options (Right to Buy)	Common Shares (1,923)	$38.62	Jan. 1, 2017	1,923	Disposed
Aug. 15, 2012	AWR	Employee Stock Options (Right to Buy)	Common Shares (2,379)	$36.61	Jan. 1, 2017	2,379	Disposed
Aug. 15, 2012	AWR	Employee Stock Options (Right to Buy)	Common Shares (4,320)	$36.38	Jan. 29, 2016	4,320	Disposed
Nov. 18, 2011	AWR	Employee Stock Options (Right to Buy)	Common Shares (9,075)	$25.92	Jan. 2, 2015	9,075	Disposed
Nov. 18, 2011	AWR	Employee Stock Options (Right to Buy)	Common Shares (750)	$25.55	Feb. 1, 2014	750	Disposed
Nov. 18, 2011	AWR	Employee Stock Options (Right to Buy)	Common Shares (750)	$23.15	Dec. 31, 2012	750	Disposed
Nov. 18, 2011	AWR	Employee Stock Options (Right to Buy)	Common Shares (750)	$23.43	Feb. 3, 2012	750	Disposed
Nov. 23, 2010	AWR	Employee Stock Option (Right to Buy)	Common Stock (500)	$23.21	Jan. 1, 2011	500	Disposed
Feb. 1, 2010	AWR	Employee Stock Option (right to buy)	common (2,840)	$33.36	Jan. 31, 2020	2,840	Acquired
Dec. 3, 2009	AWR	Employee Stock Option (Right to Buy)	Common Stock (500)	$20.83	April 30, 2010	500	Disposed
Jan. 30, 2009	AWR	Employee Stock Options (right to buy)	common (6,200)	$34.57	Jan. 29, 2019	6,200	Acquired
Jan. 28, 2008	AWR	Employee stock option (right to buy)	common (2,887)	$34.11	Jan. 27, 2018	2,887	Acquired
Jan. 2, 2007	AWR	Employee stock option (right to buy)	Common (4,302)	$38.62	Jan. 1, 2017	4,302	Acquired
Jan. 30, 2006	AWR	Employee Stock Option (right to buy) [F1]	Common (4,320)	$33.73	Jan. 29, 2016	4,320	Acquired
Jan. 30, 2006	AWR	Common	Common (1,468)	$33.73	Jan. 29, 2016	1,468	Acquired
Jan. 30, 2006	AWR	Common	Common (1,426)	$33.73	Jan. 29, 2016	1,426	Acquired
Jan. 30, 2006	AWR	Common	Common (1,426)	$33.73	Jan. 29, 2016	1,426	Acquired
Jan. 3, 2005	AWR	Common	Common (3,085)	$25.92	Jan. 2, 2015	3,085	Acquired
Jan. 3, 2005	AWR	Common	Common (2,995)	$25.92	Jan. 2, 2015	2,995	Acquired
Jan. 3, 2005	AWR	Common	Common (2,995)	$25.92	Jan. 2, 2015	2,995	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 17 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 28, 2004	AWR	Common	6,745	Indirect
Sept. 28, 2004	AWR	Common	123	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (165)	165	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (165)	165	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (170)	170	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (165)	165	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (165)	165	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (170)	170	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (248)	248	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (248)	248	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (254)	254	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (248)	248	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (248)	248	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (254)	254	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (248)	248	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (248)	248	Direct
Sept. 28, 2004	AWR	Stock Options→ Common (254)	254	Direct