Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 23, 2011 ASTI S 10b5-1 2,400 $2.68 $6,432 12,430 Direct -16.18% Disposed -100.0% (price as of 2026-10-05)
Jan. 3, 2011 ASTI S 10b5-1 1,600 $3.43 $5,488 9,994 Direct -13.80% Disposed -100.0% (price as of 2026-10-05)
Oct. 1, 2010 ASTI S 10b5-1 1,600 $3.18 $5,088 8,481 Direct -15.87% Disposed -100.0% (price as of 2026-10-05)
July 1, 2010 ASTI S 10b5-1 1,600 $2.66 $4,256 6,968 Direct -18.67% Disposed -100.0% (price as of 2026-10-05)
April 1, 2010 ASTI S 10b5-1 1,600 $3.89 $6,224 5,455 Direct -22.68% Disposed -100.0% (price as of 2026-10-05)
July 17, 2009 ASTI P 1,500 $2.18 $3,270 1,500 Direct · Acquired -100.0% (price as of 2026-10-05)
July 16, 2009 ASTI P 1,000 $8.04 $8,040 1,000 Direct · Acquired -100.0% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 31, 2011 ASTI Restricted Stock Units Common Stock (150,000) · · 150,000 Acquired
March 31, 2011 ASTI Employee Stock Option (Right to Buy) Common Stock (200,000) $2.87 March 31, 2021 200,000 Acquired
March 21, 2011 ASTI Restricted Stock Units Common Stock (4,836) · · 4,836 Disposed
Feb. 3, 2011 ASTI Restricted Stock Units Common Stock (3,572) · · 3,572 Acquired
Jan. 4, 2011 ASTI Restricted Stock Units Common Stock (15,772) · · 15,772 Acquired
Dec. 31, 2010 ASTI Restricted Stock Units Common Stock (3,113) · · 3,113 Disposed
Sept. 30, 2010 ASTI Restricted Stock Units Common Stock (3,113) · · 3,113 Disposed
June 30, 2010 ASTI Restricted Stock Units Common Stock (3,113) · · 3,113 Disposed
March 31, 2010 ASTI Restricted Stock Units Common Stock (3,113) · · 3,113 Disposed
Jan. 1, 2010 ASTI Restricted Stock Units Common Stock (12,452) · · 12,452 Acquired
Dec. 31, 2009 ASTI Restricted Stock Units Common Stock · · 1,471 Disposed
Sept. 30, 2009 ASTI Restricted Stock Units Common Stock (1,471) · · 1,471 Disposed
July 17, 2009 ASTI Class B Warrants Common Stock (1,500) $11.00 July 10, 2011 1,500 Acquired
July 7, 2009 ASTI Restricted Stock Units Common Stock (1,024) · · 1,024 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
July 8, 2009 ASTI Restricted Stock Units→ Common Stock (1,918) 1,918 Direct