Ronald Daniel Kazel

CIK 1319285 · View on SEC EDGAR ↗

Insider

First SEC filing: May 25, 2005 · Latest: Jan. 20, 2012

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

NLY buying Feb. 17, 2009

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 32 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

32 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 13, 2011	NLY	M	15,000	—	—	105,000 Direct	-12.50%	Disposed	(price as of 2026-08-19)
Dec. 13, 2011	NLY	M	15,000	$13.25	$198,750	156,938 Direct	+10.57%	Acquired	-55.0% (price as of 2026-08-19)
March 28, 2011	NLY	M	30,000	—	—	120,000 Direct	-20.00%	Disposed	(price as of 2026-08-19)
March 28, 2011	NLY	M	30,000	$13.25	$397,500	141,938 Direct	+26.80%	Acquired	-55.0% (price as of 2026-08-19)
Aug. 4, 2010	NLY	M	20,000	—	—	10,000 Direct	-66.67%	Disposed	(price as of 2026-08-19)
Aug. 4, 2010	NLY	M	20,000	$15.70	$314,000	111,938 Direct	+21.75%	Acquired	-62.0% (price as of 2026-08-19)
March 29, 2010	NLY	M	9,562	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
March 29, 2010	NLY	M	9,562	$11.72	$112,067	91,938 Direct	+11.61%	Acquired	-49.2% (price as of 2026-08-19)
Dec. 7, 2009	NLY	M	10,000	—	—	30,000 Direct	-25.00%	Disposed	(price as of 2026-08-19)
Dec. 7, 2009	NLY	M	6,623	—	—	23,377 Direct	-22.08%	Disposed	(price as of 2026-08-19)
Dec. 7, 2009	NLY	M	5,000	—	—	13,251 Direct	-27.40%	Disposed	(price as of 2026-08-19)
Dec. 7, 2009	NLY	M	10,000	$15.70	$157,000	82,314 Direct	+13.83%	Acquired	-62.0% (price as of 2026-08-19)
Dec. 7, 2009	NLY	M	6,623	$17.07	$113,055	72,314 Direct	+10.08%	Acquired	-65.1% (price as of 2026-08-19)
Dec. 7, 2009	NLY	M	5,000	$17.39	$86,950	65,691 Direct	+8.24%	Acquired	-65.7% (price as of 2026-08-19)
April 22, 2009	NLY	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 17, 2009	NLY	M	9,562	—	—	9,562 Direct	-50.00%	Disposed	(price as of 2026-08-19)
Feb. 17, 2009	NLY	P	1,350	$20.70	$27,945	4,400 Indirect	+44.26%	Acquired	-71.2% (price as of 2026-08-19)
Feb. 17, 2009	NLY	M	9,562	$11.72	$112,067	60,691 Direct	+18.70%	Acquired	-49.2% (price as of 2026-08-19)
Sept. 19, 2008	NLY	A	53,000	—	—	53,000 Direct	—	Acquired	(price as of 2026-08-19)
May 8, 2008	NLY	A	53,000	—	—	53,000 Direct	—	Acquired	(price as of 2026-08-19)
May 6, 2008	NLY	M	9,563	—	—	9,561 Direct	-50.01%	Disposed	(price as of 2026-08-19)
May 6, 2008	NLY	P	700	$23.13	$16,191	3,050 Indirect	+29.79%	Acquired	-74.2% (price as of 2026-08-19)
May 6, 2008	NLY	M	9,563	$11.72	$112,078	60,692 Direct	+18.70%	Acquired	-49.2% (price as of 2026-08-19)
Feb. 14, 2008	NLY	M	9,563	—	—	19,124 Direct	-33.34%	Disposed	(price as of 2026-08-19)
Feb. 14, 2008	NLY	M	1,749	—	—	18,251 Direct	-8.74%	Disposed	(price as of 2026-08-19)
Feb. 14, 2008	NLY	M	9,563	$11.72	$112,078	9,563 Direct	—	Acquired	-49.2% (price as of 2026-08-19)
Feb. 14, 2008	NLY	M	1,749	$17.39	$30,415	1,749 Direct	—	Acquired	-65.7% (price as of 2026-08-19)
Aug. 7, 2007	NLY	P	200	$24.20	$4,840	200 Indirect	—	Acquired	-75.4% (price as of 2026-08-19)
Aug. 7, 2007	NLY	P	400	$24.25	$9,700	400 Indirect	—	Acquired	-75.4% (price as of 2026-08-19)
Aug. 7, 2007	NLY	P	650	$24.15	$15,698	650 Indirect	—	Acquired	-75.3% (price as of 2026-08-19)
June 7, 2007	NLY	M	4,563	—	—	28,687 Direct	-13.72%	Disposed	(price as of 2026-08-19)
June 7, 2007	NLY	M	4,563	$11.72	$53,478	39,816 Direct	+12.94%	Acquired	-49.2% (price as of 2026-08-19)
May 17, 2007	NLY	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 14, 2007	NLY	M	5,000	—	—	33,250 Direct	-13.07%	Disposed	(price as of 2026-08-19)
Feb. 14, 2007	NLY	M	5,000	$11.72	$58,600	5,000 Direct	—	Acquired	-49.2% (price as of 2026-08-19)
May 22, 2006	NLY	P	425	$23.99	$10,196	1,100 Indirect	+62.96%	Acquired	-75.2% (price as of 2026-08-19)
Feb. 13, 2006	NLY	A	38,250	—	—	38,250 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 13, 2006	NLY	P	175	$24.95	$4,366	675 Indirect	+35.00%	Acquired	-76.1% (price as of 2026-08-19)
Jan. 13, 2006	NLY	P	500	$12.46	$6,230	2,833 Indirect	+21.43%	Acquired	-52.2% (price as of 2026-08-19)
Nov. 1, 2005	NLY	P	500	$22.75	$11,375	500 Indirect	—	Acquired	-73.8% (price as of 2026-08-19)
Aug. 2, 2005	NLY	P	500	$15.59	$7,795	500 Indirect	—	Acquired	-61.8% (price as of 2026-08-19)
July 7, 2005	NLY	A	30,000	$17.07	$512,100	30,000 Direct	—	Acquired	-65.1% (price as of 2026-08-19)
June 23, 2005	NLY	P	100	$18.12	$1,812	100 Indirect	—	Acquired	-67.1% (price as of 2026-08-19)
June 23, 2005	NLY	P	900	$18.13	$16,317	900 Indirect	—	Acquired	-67.1% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 13, 2011	NLY	Option to purchase Common Stock [F1]	Common Stock (15,000)	$13.25	April 22, 2019	15,000	Disposed
March 28, 2011	NLY	Option to purchase Common Stock [F1]	Common Stock (30,000)	$13.25	April 22, 2019	30,000	Disposed
Aug. 4, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (20,000)	$15.70	May 17, 2017	20,000	Disposed
March 29, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (9,562)	$11.72	Feb. 13, 2016	9,562	Disposed
Dec. 7, 2009	NLY	Option to purchase Common Stock [F1]	Common Stock (10,000)	$15.70	May 17, 2017	10,000	Disposed
Dec. 7, 2009	NLY	Option to purchase Common Stock [F1]	Common Stock (6,623)	$17.07	July 7, 2015	6,623	Disposed
Dec. 7, 2009	NLY	Option to purchase Common Stock [F1]	Common Stock (5,000)	$17.39	April 19, 2014	5,000	Disposed
April 22, 2009	NLY	Option to purchase Common Stock [F2]	Common Stock (150,000)	$13.25	April 22, 2019	150,000	Acquired
Feb. 17, 2009	NLY	Option to purchase Common Stock [F1]	Common Stock (9,562)	$11.72	Feb. 13, 2016	9,562	Disposed
Sept. 19, 2008	NLY	Option to Purchase Common Stock [F2]	Common Stock (53,000)	$15.61	Sept. 19, 2018	53,000	Acquired
May 8, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (53,000)	$16.46	May 8, 2018	53,000	Acquired
May 6, 2008	NLY	Option to purchase common stock [F1]	Common Stock (9,563)	$11.72	Feb. 13, 2016	9,563	Disposed
Feb. 14, 2008	NLY	Option to purchase Common Stock [F1]	Common Stock (9,563)	$11.72	Feb. 13, 2016	9,563	Disposed
Feb. 14, 2008	NLY	Option to purchase Common Stock [F1]	Common Stock (1,749)	$17.39	April 19, 2014	1,749	Disposed
June 7, 2007	NLY	Option to purchase Common Stock [F1]	Common Stock (4,563)	$11.72	Feb. 13, 2016	4,563	Disposed
May 17, 2007	NLY	Option to purchase Common Stock [F2]	Common Stock (40,000)	$15.70	May 17, 2017	40,000	Acquired
Feb. 14, 2007	NLY	Option to purchase Common Stock [F1]	Common Stock (5,000)	$11.72	Feb. 13, 2016	5,000	Disposed
Feb. 13, 2006	NLY	Option to purchase Common Stock	Common Stock (38,250)	$11.72	Feb. 13, 2016	38,250	Acquired
July 7, 2005	NLY	Option to purchase Common Stock	Common Stock (30,000)	$17.07	July 7, 2015	30,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 25, 2005	FMY	Common Shares	0	Direct
March 10, 2005	NLY	Common Stock	30,222	Direct
March 10, 2005	NLY	Common Stock	813	Indirect
March 10, 2005	NLY	Common Stock	707	Indirect
March 10, 2005	NLY	Employee Stock Option (right to buy)→ Common Stock (15,000)	15,000	Direct
March 10, 2005	NLY	Employee Stock Option (right to buy)→ Common Stock (20,000)	20,000	Direct