Ronald Daniel Kazel
Insider
First SEC filing: May 25, 2005 · Latest: Jan. 20, 2012
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 13, 2011 | NLY | M | 15,000 | · | · | 105,000 Direct | -12.50% | Disposed | (price as of 2026-10-02) |
| Dec. 13, 2011 | NLY | M | 15,000 | $13.25 | $198,750 | 156,938 Direct | +10.57% | Acquired | -65.1% (price as of 2026-10-02) |
| March 28, 2011 | NLY | M | 30,000 | · | · | 120,000 Direct | -20.00% | Disposed | (price as of 2026-10-02) |
| March 28, 2011 | NLY | M | 30,000 | $13.25 | $397,500 | 141,938 Direct | +26.80% | Acquired | -65.1% (price as of 2026-10-02) |
| Aug. 4, 2010 | NLY | M | 20,000 | · | · | 10,000 Direct | -66.67% | Disposed | (price as of 2026-10-02) |
| Aug. 4, 2010 | NLY | M | 20,000 | $15.70 | $314,000 | 111,938 Direct | +21.75% | Acquired | -70.5% (price as of 2026-10-02) |
| March 29, 2010 | NLY | M | 9,562 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 29, 2010 | NLY | M | 9,562 | $11.72 | $112,067 | 91,938 Direct | +11.61% | Acquired | -60.5% (price as of 2026-10-02) |
| Dec. 7, 2009 | NLY | M | 10,000 | · | · | 30,000 Direct | -25.00% | Disposed | (price as of 2026-10-02) |
| Dec. 7, 2009 | NLY | M | 6,623 | · | · | 23,377 Direct | -22.08% | Disposed | (price as of 2026-10-02) |
| Dec. 7, 2009 | NLY | M | 5,000 | · | · | 13,251 Direct | -27.40% | Disposed | (price as of 2026-10-02) |
| Dec. 7, 2009 | NLY | M | 10,000 | $15.70 | $157,000 | 82,314 Direct | +13.83% | Acquired | -70.5% (price as of 2026-10-02) |
| Dec. 7, 2009 | NLY | M | 6,623 | $17.07 | $113,055 | 72,314 Direct | +10.08% | Acquired | -72.9% (price as of 2026-10-02) |
| Dec. 7, 2009 | NLY | M | 5,000 | $17.39 | $86,950 | 65,691 Direct | +8.24% | Acquired | -73.4% (price as of 2026-10-02) |
| April 22, 2009 | NLY | A | 150,000 | · | · | 150,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 17, 2009 | NLY | M | 9,562 | · | · | 9,562 Direct | -50.00% | Disposed | (price as of 2026-10-02) |
| Feb. 17, 2009 | NLY | P | 1,350 | $20.70 | $27,945 | 4,400 Indirect | +44.26% | Acquired | -77.7% (price as of 2026-10-02) |
| Feb. 17, 2009 | NLY | M | 9,562 | $11.72 | $112,067 | 60,691 Direct | +18.70% | Acquired | -60.5% (price as of 2026-10-02) |
| Sept. 19, 2008 | NLY | A | 53,000 | · | · | 53,000 Direct | · | Acquired | (price as of 2026-10-02) |
| May 8, 2008 | NLY | A | 53,000 | · | · | 53,000 Direct | · | Acquired | (price as of 2026-10-02) |
| May 6, 2008 | NLY | M | 9,563 | · | · | 9,561 Direct | -50.01% | Disposed | (price as of 2026-10-02) |
| May 6, 2008 | NLY | P | 700 | $23.13 | $16,191 | 3,050 Indirect | +29.79% | Acquired | -80.0% (price as of 2026-10-02) |
| May 6, 2008 | NLY | M | 9,563 | $11.72 | $112,078 | 60,692 Direct | +18.70% | Acquired | -60.5% (price as of 2026-10-02) |
| Feb. 14, 2008 | NLY | M | 9,563 | · | · | 19,124 Direct | -33.34% | Disposed | (price as of 2026-10-02) |
| Feb. 14, 2008 | NLY | M | 1,749 | · | · | 18,251 Direct | -8.74% | Disposed | (price as of 2026-10-02) |
| Feb. 14, 2008 | NLY | M | 9,563 | $11.72 | $112,078 | 9,563 Direct | · | Acquired | -60.5% (price as of 2026-10-02) |
| Feb. 14, 2008 | NLY | M | 1,749 | $17.39 | $30,415 | 1,749 Direct | · | Acquired | -73.4% (price as of 2026-10-02) |
| Aug. 7, 2007 | NLY | P | 200 | $24.20 | $4,840 | 200 Indirect | · | Acquired | -80.9% (price as of 2026-10-02) |
| Aug. 7, 2007 | NLY | P | 400 | $24.25 | $9,700 | 400 Indirect | · | Acquired | -80.9% (price as of 2026-10-02) |
| Aug. 7, 2007 | NLY | P | 650 | $24.15 | $15,698 | 650 Indirect | · | Acquired | -80.8% (price as of 2026-10-02) |
| June 7, 2007 | NLY | M | 4,563 | · | · | 28,687 Direct | -13.72% | Disposed | (price as of 2026-10-02) |
| June 7, 2007 | NLY | M | 4,563 | $11.72 | $53,478 | 39,816 Direct | +12.94% | Acquired | -60.5% (price as of 2026-10-02) |
| May 17, 2007 | NLY | A | 40,000 | · | · | 40,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 14, 2007 | NLY | M | 5,000 | · | · | 33,250 Direct | -13.07% | Disposed | (price as of 2026-10-02) |
| Feb. 14, 2007 | NLY | M | 5,000 | $11.72 | $58,600 | 5,000 Direct | · | Acquired | -60.5% (price as of 2026-10-02) |
| May 22, 2006 | NLY | P | 425 | $23.99 | $10,196 | 1,100 Indirect | +62.96% | Acquired | -80.7% (price as of 2026-10-02) |
| Feb. 13, 2006 | NLY | A | 38,250 | · | · | 38,250 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 13, 2006 | NLY | P | 175 | $24.95 | $4,366 | 675 Indirect | +35.00% | Acquired | -81.5% (price as of 2026-10-02) |
| Jan. 13, 2006 | NLY | P | 500 | $12.46 | $6,230 | 2,833 Indirect | +21.43% | Acquired | -62.9% (price as of 2026-10-02) |
| Nov. 1, 2005 | NLY | P | 500 | $22.75 | $11,375 | 500 Indirect | · | Acquired | -79.7% (price as of 2026-10-02) |
| Aug. 2, 2005 | NLY | P | 500 | $15.59 | $7,795 | 500 Indirect | · | Acquired | -70.3% (price as of 2026-10-02) |
| July 7, 2005 | NLY | A | 30,000 | $17.07 | $512,100 | 30,000 Direct | · | Acquired | -72.9% (price as of 2026-10-02) |
| June 23, 2005 | NLY | P | 100 | $18.12 | $1,812 | 100 Indirect | · | Acquired | -74.5% (price as of 2026-10-02) |
| June 23, 2005 | NLY | P | 900 | $18.13 | $16,317 | 900 Indirect | · | Acquired | -74.5% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 13, 2011 | NLY | Option to purchase Common Stock [F1] | Common Stock | $13.25 | April 22, 2019 | 15,000 | Disposed |
| March 28, 2011 | NLY | Option to purchase Common Stock [F1] | Common Stock | $13.25 | April 22, 2019 | 30,000 | Disposed |
| Aug. 4, 2010 | NLY | Option to purchase Common Stock [F1] | Common Stock | $15.70 | May 17, 2017 | 20,000 | Disposed |
| March 29, 2010 | NLY | Option to purchase Common Stock [F1] | Common Stock | $11.72 | Feb. 13, 2016 | 9,562 | Disposed |
| Dec. 7, 2009 | NLY | Option to purchase Common Stock [F1] | Common Stock | $15.70 | May 17, 2017 | 10,000 | Disposed |
| Dec. 7, 2009 | NLY | Option to purchase Common Stock [F1] | Common Stock | $17.07 | July 7, 2015 | 6,623 | Disposed |
| Dec. 7, 2009 | NLY | Option to purchase Common Stock [F1] | Common Stock | $17.39 | April 19, 2014 | 5,000 | Disposed |
| April 22, 2009 | NLY | Option to purchase Common Stock [F2] | Common Stock | $13.25 | April 22, 2019 | 150,000 | Acquired |
| Feb. 17, 2009 | NLY | Option to purchase Common Stock [F1] | Common Stock | $11.72 | Feb. 13, 2016 | 9,562 | Disposed |
| Sept. 19, 2008 | NLY | Option to Purchase Common Stock [F2] | Common Stock | $15.61 | Sept. 19, 2018 | 53,000 | Acquired |
| May 8, 2008 | NLY | Option to purchase Common Stock [F2] | Common Stock | $16.46 | May 8, 2018 | 53,000 | Acquired |
| May 6, 2008 | NLY | Option to purchase common stock [F1] | Common Stock | $11.72 | Feb. 13, 2016 | 9,563 | Disposed |
| Feb. 14, 2008 | NLY | Option to purchase Common Stock [F1] | Common Stock | $11.72 | Feb. 13, 2016 | 9,563 | Disposed |
| Feb. 14, 2008 | NLY | Option to purchase Common Stock [F1] | Common Stock | $17.39 | April 19, 2014 | 1,749 | Disposed |
| June 7, 2007 | NLY | Option to purchase Common Stock [F1] | Common Stock | $11.72 | Feb. 13, 2016 | 4,563 | Disposed |
| May 17, 2007 | NLY | Option to purchase Common Stock [F2] | Common Stock | $15.70 | May 17, 2017 | 40,000 | Acquired |
| Feb. 14, 2007 | NLY | Option to purchase Common Stock [F1] | Common Stock | $11.72 | Feb. 13, 2016 | 5,000 | Disposed |
| Feb. 13, 2006 | NLY | Option to purchase Common Stock | Common Stock | $11.72 | Feb. 13, 2016 | 38,250 | Acquired |
| July 7, 2005 | NLY | Option to purchase Common Stock | Common Stock | $17.07 | July 7, 2015 | 30,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 25, 2005 | FMY | Common Shares | 0 | Direct |
| March 10, 2005 | NLY | Common Stock | 30,222 | Direct |
| March 10, 2005 | NLY | Common Stock | 813 | Indirect |
| March 10, 2005 | NLY | Common Stock | 707 | Indirect |
| March 10, 2005 | NLY | Employee Stock Option (right to buy) | 15,000 | Direct |
| March 10, 2005 | NLY | Employee Stock Option (right to buy) | 20,000 | Direct |