Rose Ann Giordano

Insider

First SEC filing: Oct. 14, 2005 · Latest: Oct. 14, 2005

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 15, 2014	USAU	A	4,000	$3.50	$14,000	4,000 Direct	—	Acquired	-96.1% (price as of 2026-08-21)
July 15, 2014	USAU	A	4,000	$3.00	$12,000	4,000 Direct	—	Acquired	-95.4% (price as of 2026-08-21)
July 15, 2014	USAU	A	4,000	$2.94	$11,760	4,000 Direct	—	Acquired	-95.3% (price as of 2026-08-21)
July 15, 2014	USAU	A	3,401	$2.94	$9,999	3,401 Direct	—	Acquired	-95.3% (price as of 2026-08-21)
March 25, 2011	USAU	P	2,500	$2.27	$5,675	5,361 Direct	+87.38%	Acquired	-99.0% (price as of 2026-08-21)
March 24, 2011	USAU	P	500	$2.18	$1,090	2,861 Direct	+21.18%	Acquired	-98.9% (price as of 2026-08-21)
Oct. 20, 2010	USAU	P	500	$2.32	$1,160	2,361 Direct	+26.87%	Acquired	-99.0% (price as of 2026-08-21)
Oct. 5, 2010	USAU	P	1,000	$1.69	$1,690	1,861 Direct	+116.14%	Acquired	-98.6% (price as of 2026-08-21)
Oct. 1, 2010	USAU	P	211	$1.70	$359	861 Direct	+32.46%	Acquired	-98.7% (price as of 2026-08-21)
Sept. 9, 2010	USAU	P	150	$1.71	$256	650 Direct	+30.00%	Acquired	-98.7% (price as of 2026-08-21)
Sept. 9, 2010	USAU	P	500	$1.79	$895	500 Direct	—	Acquired	-98.7% (price as of 2026-08-21)
Dec. 28, 2009	USAU	S	1,000	$3.99	$3,990	0 Direct	-100.00%	Disposed	-99.4% (price as of 2026-08-21)
Sept. 24, 2009	USAU	A	40,000	$2.57	$102,800	40,000 Direct	—	Acquired	-99.1% (price as of 2026-08-21)
Sept. 25, 2008	USAU	A	16,000	—	—	16,000 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 27, 2007	USAU	A	8,000	—	—	8,000 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 13, 2006	USAU	A	8,000	—	—	8,000 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 15, 2014	USAU	Common Stock Warrants	Common Stock	$3.50	—	4,000	Acquired
July 15, 2014	USAU	Common Stock Warrants	Common Stock	$3.00	—	4,000	Acquired
July 15, 2014	USAU	Common Stock Warrants	Common Stock	$2.94	—	4,000	Acquired
July 15, 2014	USAU	Subordinated Secured Convertible Bridge Note	Common Stock	$2.94	—	3,401	Acquired
Sept. 24, 2009	USAU	Options	Common Stock (40,000)	$2.57	Sept. 24, 2019	40,000	Acquired
Sept. 25, 2008	USAU	Options (09/25/2008)	Common Stock (16,000)	$1.99	Sept. 25, 2018	16,000	Acquired
Sept. 27, 2007	USAU	Options (09/27/2007)	Common Stock (8,000)	$3.33	Sept. 27, 2012	8,000	Acquired
Sept. 13, 2006	USAU	Options (09/13/2006)	Common Stock (8,000)	$4.70	Sept. 13, 2011	8,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 14, 2005	USAU	Options (10/13/2005)→ Common Stock (6,000)	6,000	Direct