Rose Lee

CIK 1681150 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 20, 2022 · Latest: June 12, 2026

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 33 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 10, 2026 SOLS A 2 1,891 Direct +0.11% Acquired (price as of 2026-08-20)
Oct. 2, 2023 HON A 151 $182.61 $27,574 1,120 Direct +15.58% Acquired 22.6% (price as of 2026-08-20)
July 3, 2023 HON A 132 $208.30 $27,496 964 Direct +15.87% Acquired 7.5% (price as of 2026-08-20)
May 19, 2023 HON A 328 328 Direct Acquired (price as of 2026-08-20)
May 19, 2023 HON A 1,309 1,309 Direct Acquired (price as of 2026-08-20)
April 15, 2023 HON M 349 0 Direct -100.00% Disposed (price as of 2026-08-20)
April 15, 2023 HON M 349 $196.49 $68,575 447 Direct +356.12% Acquired 13.9% (price as of 2026-08-20)
April 3, 2023 HON A 142 $193.28 $27,446 828 Direct +20.70% Acquired 15.8% (price as of 2026-08-20)
Jan. 3, 2023 HON A 408 $214.30 $87,434 682 Direct +148.91% Acquired 4.5% (price as of 2026-08-20)
April 25, 2022 HON A 343 343 Direct Acquired (price as of 2026-08-20)
April 25, 2022 HON A 1,472 1,472 Direct Acquired (price as of 2026-08-20)
April 15, 2022 HON M 88 0 Direct -100.00% Disposed (price as of 2026-08-20)
April 15, 2022 HON M 88 $195.81 $17,231 97 Direct +977.78% Acquired 14.3% (price as of 2026-08-20)
Nov. 3, 2021 CCK A 348 $104.42 $36,338 11,180 Direct +3.21% Acquired 12.0% (price as of 2026-08-20)
July 28, 2021 CCK A 364 $99.68 $36,284 10,832 Direct +3.48% Acquired 17.3% (price as of 2026-08-20)
April 28, 2021 CCK A 334 $108.84 $36,353 10,468 Direct +3.30% Acquired 7.4% (price as of 2026-08-20)
Feb. 19, 2021 CCK A 368 $98.64 $36,300 10,134 Direct +3.77% Acquired 18.5% (price as of 2026-08-20)
Oct. 28, 2020 CCK A 405 $89.61 $36,292 9,766 Direct +4.33% Acquired 30.5% (price as of 2026-08-20)
April 29, 2020 CCK A 596 $60.89 $36,290 8,851 Direct +7.22% Acquired 92.0% (price as of 2026-08-20)
Feb. 13, 2020 CCK A 459 $79.13 $36,321 8,255 Direct +5.89% Acquired 47.8% (price as of 2026-08-20)
Oct. 25, 2019 CCK A 487 $69.34 $33,769 7,796 Direct +6.66% Acquired 68.6% (price as of 2026-08-20)
July 26, 2019 CCK A 541 $62.47 $33,796 7,309 Direct +7.99% Acquired 87.2% (price as of 2026-08-20)
April 29, 2019 CCK A 580 $58.27 $33,797 6,768 Direct +9.37% Acquired 100.7% (price as of 2026-08-20)
Feb. 15, 2019 CCK A 633 $53.40 $33,802 6,188 Direct +11.40% Acquired 119.0% (price as of 2026-08-20)
Oct. 26, 2018 CCK A 771 $43.82 $33,785 5,555 Direct +16.12% Acquired 166.8% (price as of 2026-08-20)
July 27, 2018 CCK A 786 $42.95 $33,759 4,784 Direct +19.66% Acquired 172.2% (price as of 2026-08-20)
April 27, 2018 CCK A 674 $50.12 $33,781 3,998 Direct +20.28% Acquired 133.3% (price as of 2026-08-20)
Feb. 16, 2018 CCK A 663 $50.98 $33,800 3,324 Direct +24.92% Acquired 129.4% (price as of 2026-08-20)
Oct. 27, 2017 CCK A 499 $60.14 $30,010 2,661 Direct +23.08% Acquired 94.4% (price as of 2026-08-20)
July 28, 2017 CCK A 505 $59.48 $30,037 2,162 Direct +30.48% Acquired 96.6% (price as of 2026-08-20)
April 28, 2017 CCK A 539 $55.72 $30,033 1,657 Direct +48.21% Acquired 109.9% (price as of 2026-08-20)
Feb. 13, 2017 CCK A 567 $52.99 $30,045 1,118 Direct +102.90% Acquired 120.7% (price as of 2026-08-20)
Oct. 28, 2016 CCK A 551 $54.47 $30,013 551 Direct Acquired 114.7% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 10, 2026 SOLS Restricted Stock Units Common Stock (2) 2 Acquired
Oct. 2, 2023 HON Deferred Compensation (Phantom Shares) Common Stock (151) 151 Acquired
July 3, 2023 HON Deferred Compensation (Phantom Shares) Common Stock (132) 132 Acquired
May 19, 2023 HON Restricted Stock Units Common Stock (328) 328 Acquired
May 19, 2023 HON Stock Option (right to buy) Common Stock (1,309) $198.66 May 18, 2033 1,309 Acquired
April 15, 2023 HON Restricted Stock Units Common Stock 349 Disposed
April 3, 2023 HON Deferred Compensation (Phantom Shares) Common Stock (142) 142 Acquired
Jan. 3, 2023 HON Deferred Compensation (Phantom Shares) Common Stock (408) 408 Acquired
April 25, 2022 HON Restricted Stock Units Common Stock (343) 343 Acquired
April 25, 2022 HON Stock Option (right to buy) Common Stock (1,472) $189.62 April 24, 2032 1,472 Acquired
April 15, 2022 HON Restricted Stock Units Common Stock (88) 88 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 20, 2022 HON Deferred Compensation (Phantom Shares)→ Common Stock (267) 267 Direct
Jan. 20, 2022 HON Stock Option (right to buy)→ Common Stock (423) 423 Direct
Jan. 20, 2022 HON Restricted Stock Units→ Common Stock (88) 88 Direct
June 10, 2019 DD Common Stock 30,548 Direct
June 10, 2019 DD Employee Stock Options (Right to Buy)→ Common Stock (7,941) 7,941 Direct
June 10, 2019 DD Employee Stock Options (Right to Buy)→ Common Stock (13,251) 13,251 Direct
June 10, 2019 DD Employee Stock Options (Right to Buy)→ Common Stock (14,930) 14,930 Direct
June 10, 2019 DD Employee Stock Options (Right to Buy)→ Common Stock (17,249) 17,249 Direct
Aug. 1, 2016 CCK Common 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

DD

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2021 $416,667 $119,246 $4,969,507
2020 $625,000 $241,875 $195,625 $112,119 $2,860,536
2019 $586,667 $1,900,014 $600,001 $1,906,875 $86,206 $5,079,763

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.