Rose-Marie Lyght

CIK 1319279 · View on SEC EDGAR ↗

Insider

First SEC filing: May 25, 2005 · Latest: Feb. 12, 2014

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

NLY buying Nov. 26, 2013

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 32 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

32 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 26, 2013	NLY	P	20,406	$10.10	$206,101	163,011 Direct	+14.31%	Acquired	-42.4% (price as of 2026-08-21)
Nov. 13, 2012	NLY	M	15,000	—	—	75,000 Direct	-16.67%	Disposed	(price as of 2026-08-21)
Nov. 13, 2012	NLY	M	15,000	$13.25	$198,750	142,605 Direct	+11.76%	Acquired	-56.1% (price as of 2026-08-21)
Sept. 24, 2012	NLY	M	7,500	—	—	90,000 Direct	-7.69%	Disposed	(price as of 2026-08-21)
Sept. 24, 2012	NLY	M	7,500	$13.25	$99,375	127,605 Direct	+6.24%	Acquired	-56.1% (price as of 2026-08-21)
Feb. 23, 2012	NLY	P	500	$16.59	$8,295	500 Indirect	—	Acquired	-64.9% (price as of 2026-08-21)
Nov. 23, 2011	NLY	M	7,500	—	—	97,500 Direct	-7.14%	Disposed	(price as of 2026-08-21)
Nov. 23, 2011	NLY	M	7,500	$13.25	$99,375	120,105 Direct	+6.66%	Acquired	-56.1% (price as of 2026-08-21)
Nov. 14, 2011	NLY	P	500	$26.29	$13,145	500 Indirect	—	Acquired	-77.9% (price as of 2026-08-21)
June 30, 2011	NLY	M	7,500	—	—	105,000 Direct	-6.67%	Disposed	(price as of 2026-08-21)
June 30, 2011	NLY	M	7,500	$13.25	$99,375	112,605 Direct	+7.14%	Acquired	-56.1% (price as of 2026-08-21)
Jan. 14, 2011	NLY	M	22,400	—	—	112,500 Direct	-16.60%	Disposed	(price as of 2026-08-21)
Jan. 14, 2011	NLY	M	22,400	$13.25	$296,800	105,105 Direct	+27.08%	Acquired	-56.1% (price as of 2026-08-21)
Dec. 7, 2010	NLY	M	7,550	—	—	134,900 Direct	-5.30%	Disposed	(price as of 2026-08-21)
Dec. 7, 2010	NLY	M	7,550	$13.25	$100,038	82,705 Direct	+10.05%	Acquired	-56.1% (price as of 2026-08-21)
June 24, 2010	NLY	M	7,550	—	—	142,450 Direct	+5.60%	Acquired	(price as of 2026-08-21)
June 24, 2010	NLY	M	7,550	$13.25	$100,038	75,155 Direct	+11.17%	Acquired	-56.1% (price as of 2026-08-21)
March 25, 2010	NLY	M	9,562	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 25, 2010	NLY	M	9,562	$11.72	$112,067	67,605 Direct	+16.47%	Acquired	-50.4% (price as of 2026-08-21)
Nov. 5, 2009	NLY	P	200	$23.90	$4,780	1,228 Direct	+19.46%	Acquired	-75.7% (price as of 2026-08-21)
April 22, 2009	NLY	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-21)
March 6, 2009	NLY	M	9,562	$11.72	$112,067	58,043 Direct	+19.72%	Acquired	-50.4% (price as of 2026-08-21)
March 6, 2009	NLY	M	9,562	—	—	9,562 Direct	-50.00%	Disposed	(price as of 2026-08-21)
Dec. 23, 2008	NLY	M	3,226	$11.72	$37,809	48,481 Direct	+7.13%	Acquired	-50.4% (price as of 2026-08-21)
Dec. 23, 2008	NLY	M	3,226	—	—	19,124 Direct	-14.43%	Disposed	(price as of 2026-08-21)
Sept. 19, 2008	NLY	A	53,000	—	—	53,000 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 11, 2008	NLY	M	3,100	—	—	22,350 Direct	-12.18%	Disposed	(price as of 2026-08-21)
Sept. 11, 2008	NLY	M	3,100	$11.72	$36,332	44,661 Direct	+7.46%	Acquired	-50.4% (price as of 2026-08-21)
June 23, 2008	NLY	M	6,400	$11.72	$75,008	41,561 Direct	+18.20%	Acquired	-50.4% (price as of 2026-08-21)
June 23, 2008	NLY	M	6,400	—	—	25,450 Direct	-20.09%	Disposed	(price as of 2026-08-21)
May 8, 2008	NLY	A	53,000	—	—	53,000 Direct	—	Acquired	(price as of 2026-08-21)
May 2, 2008	NLY	P	528	$23.00	$12,144	1,028 Direct	+105.60%	Acquired	-74.7% (price as of 2026-08-21)
March 24, 2008	NLY	M	6,400	—	—	31,850 Direct	-16.73%	Disposed	(price as of 2026-08-21)
March 24, 2008	NLY	M	6,400	$11.72	$75,008	35,161 Direct	+22.25%	Acquired	-50.4% (price as of 2026-08-21)
Aug. 15, 2007	NLY	P	100	$22.20	$2,220	100 Direct	—	Acquired	-73.8% (price as of 2026-08-21)
Aug. 15, 2007	NLY	P	400	$22.11	$8,844	400 Direct	—	Acquired	-73.7% (price as of 2026-08-21)
May 17, 2007	NLY	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 23, 2006	NLY	P	350	$12.31	$4,308	600 Indirect	+140.00%	Acquired	-52.8% (price as of 2026-08-21)
Aug. 23, 2006	NLY	P	1,250	$12.31	$15,388	28,761 Direct	+4.54%	Acquired	-52.8% (price as of 2026-08-21)
Feb. 13, 2006	NLY	A	38,250	—	—	38,250 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 2, 2005	NLY	P	250	$15.61	$3,902	250 Indirect	—	Acquired	-62.7% (price as of 2026-08-21)
Aug. 2, 2005	NLY	P	1,000	$15.60	$15,600	1,000 Direct	—	Acquired	-62.7% (price as of 2026-08-21)
July 7, 2005	NLY	A	30,000	$17.07	$512,100	30,000 Direct	—	Acquired	-65.9% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 13, 2012	NLY	Option to purchase Common Stock [F1]	Common Stock (15,000)	$13.25	April 22, 2019	15,000	Disposed
Sept. 24, 2012	NLY	Option to Purchase Common Stock [F1]	Common Stock (7,500)	$13.25	April 22, 2019	7,500	Disposed
Nov. 23, 2011	NLY	Option to purchase Common Stock [F1]	Common Stock (7,500)	$13.25	April 22, 2019	7,500	Disposed
June 30, 2011	NLY	Option to purchase Common Stock [F1]	Common Stock (7,500)	$13.25	April 22, 2019	7,500	Disposed
Jan. 14, 2011	NLY	Option to purchase Common Stock [F1]	Common Stock (22,400)	$13.25	April 22, 2019	22,400	Disposed
Dec. 7, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (7,550)	$13.25	April 22, 2019	7,550	Disposed
June 24, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (7,550)	$13.25	April 22, 2019	7,550	Acquired
March 25, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (9,562)	$11.72	Feb. 13, 2016	9,562	Disposed
April 22, 2009	NLY	Option to purchase Common Stock [F2]	Common Stock (150,000)	$13.25	April 22, 2019	150,000	Acquired
March 6, 2009	NLY	Option to purchase Common Stock [F1]	Common Stock (9,562)	$11.72	Feb. 13, 2016	9,562	Disposed
Dec. 23, 2008	NLY	Option to purchase Common Stock [F1]	Common Stock (3,226)	$11.72	Feb. 13, 2016	3,226	Disposed
Sept. 19, 2008	NLY	Option to purchase Common Stock [F3]	Common Stock (53,000)	$15.61	Sept. 19, 2018	53,000	Acquired
Sept. 11, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (3,100)	$11.72	Feb. 13, 2016	3,100	Disposed
June 23, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (6,400)	$11.72	Feb. 13, 2016	6,400	Disposed
May 8, 2008	NLY	Option to purchase Common Stock [F3]	Common Stock (53,000)	$16.46	May 8, 2018	53,000	Acquired
March 24, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (6,400)	$11.72	Feb. 13, 2016	6,400	Disposed
May 17, 2007	NLY	Option to purchase Common Stock [F3]	Common Stock (40,000)	$15.70	May 17, 2017	40,000	Acquired
Feb. 13, 2006	NLY	Option to purchase Common Stock	Common Stock (38,250)	$11.72	Feb. 13, 2016	38,250	Acquired
July 7, 2005	NLY	Option to purchase Common Stock	Common Stock (30,000)	$17.07	July 7, 2015	30,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 25, 2005	FMY	Common Shares	0	Direct
March 10, 2005	NLY	Common Stock	26,511	Direct
March 10, 2005	NLY	Employee Stock Option (right to buy)→ Common Stock (20,000)	20,000	Direct
March 10, 2005	NLY	Employee Stock Option (right to buy)→ Common Stock (20,000)	20,000	Direct