Ross Jay Kari

CIK 1330118 · View on SEC EDGAR ↗

Insider

First SEC filing: April 23, 2009 · Latest: April 23, 2009

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

24 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 20, 2020 GSBD P 5,000 $11.81 $59,050 10,000 Indirect +100.00% Acquired -15.9% (price as of 2026-08-20)
May 23, 2017 GSBD P 5,000 $22.24 $111,200 5,000 Indirect Acquired -55.4% (price as of 2026-08-20)
Aug. 6, 2007 86104 P 2,500 $57.91 $144,775 4,071 Direct +159.13% Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 21, 2009 FITB Stock Appreciation Right Common Stock (110,000) $3.96 April 21, 2019 110,000 Acquired
Jan. 2, 2009 FITB Stock Appreciation Right Common Stock (40,000) $8.59 Jan. 2, 2019 40,000 Acquired
Sept. 22, 2008 86104 Restricted Stock Rights [F3] Common Stock (4,340) Sept. 22, 2008 4,340 Disposed
Sept. 22, 2008 86104 Restricted Stock Rights [F3] Common Stock (14,471) Sept. 22, 2008 14,471 Disposed
Sept. 22, 2008 86104 Restricted Stock Rights [F3] Common Stock (21,608) Sept. 22, 2008 21,608 Disposed
Sept. 22, 2008 86104 Employee Stock Option (right to buy) Common Stock (9,770) $55.17 Sept. 22, 2008 9,770 Disposed
Sept. 22, 2008 86104 Employee Stock Option (right to buy) Common Stock (2,354) $42.48 Sept. 22, 2008 2,354 Disposed
Sept. 22, 2008 86104 Employee Stock Option (right to buy) Common Stock (40,015) $42.48 Sept. 22, 2008 40,015 Disposed
March 14, 2008 86104 Restricted Stock Rights [F1] Common Stock (21,608) March 14, 2010 21,608 Acquired
March 14, 2008 86104 Employee Stock Option (right to buy) Common Stock (2,354) $42.48 March 14, 2015 2,354 Acquired
March 14, 2008 86104 Employee Stock Option (right to buy) Common Stock (40,015) $42.48 March 14, 2015 40,015 Acquired
Feb. 15, 2008 86104 Restricted Stock Rights [F3] Common Stock (2,170) Feb. 15, 2008 2,170 Disposed
Feb. 22, 2007 86104 Employee Stock Option (right to buy) Common Stock (17,733) $68.70 Feb. 22, 2014 17,733 Acquired
Feb. 22, 2007 86104 Restricted Stock Rights [F1] Common Stock (14,471) Feb. 15, 2009 14,471 Acquired
Feb. 15, 2007 86104 Restricted Stock Rights [F3] Common Stock (2,170) Feb. 15, 2007 2,170 Disposed
June 21, 2006 86104 Employee Stock Option (right to buy) Common Stock (9,770) $55.17 June 21, 2016 9,770 Acquired
June 21, 2006 86104 Restricted Stock Rights [F1] Common Stock (8,680) 8,680 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 10, 2015 GSBD No securities are beneficially owned 0 Direct
Nov. 17, 2008 FITB Common Stock 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2009 $452,431 $30,331 $1,774,279
2008 $55,770 $100,000 $40,355 $196,125

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.