ROTHWELL TIMOTHY G
CIK 1110755 · View on SEC EDGAR ↗
Insider
First SEC filing: June 19, 2009 · Latest: June 19, 2009
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 7 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 3, 2011 | AGEN | J | 2,434 | $3.80 | $9,249 | 7,389 Direct | +49.12% | Acquired | -89.5% (price as of 2026-08-21) |
| July 1, 2011 | AGEN | J | 10,306 | $0.90 | $9,275 | 29,734 Direct | +53.05% | Acquired | -92.6% (price as of 2026-08-21) |
| June 16, 2011 | AGEN | A | 15,000 | $0.81 | $12,150 | 70,000 Direct | +27.27% | Acquired | -91.8% (price as of 2026-08-21) |
| April 1, 2011 | AGEN | J | 9,712 | $0.95 | $9,226 | 19,428 Direct | +99.96% | Acquired | -93.0% (price as of 2026-08-21) |
| Feb. 4, 2011 | AGEN | J | 9,716 | $0.95 | $9,230 | 9,716 Direct | — | Acquired | -93.0% (price as of 2026-08-21) |
| June 14, 2010 | AGEN | A | 15,000 | $0.95 | $14,250 | 55,000 Direct | +37.50% | Acquired | -93.0% (price as of 2026-08-21) |
| May 13, 2010 | AGEN | A | 15,000 | $1.24 | $18,600 | 40,000 Direct | +60.00% | Acquired | -94.6% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 16, 2011 | AGEN | Stock Option, right to buy | Common Stock (15,000) | $0.81 | June 16, 2021 | 15,000 | Acquired |
| June 14, 2010 | AGEN | Stock Option (right to buy) | Common Stock (15,000) | $0.95 | June 14, 2020 | 15,000 | Acquired |
| May 13, 2010 | AGEN | Stock Option (right to buy) | Common Stock (15,000) | $1.24 | May 13, 2020 | 15,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 19, 2009 | AGEN | Stock Option (right to buy)→ Common Stock (25,000) | 25,000 | Direct |