Roy Christopher Harvey

CIK 1612161 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 21, 2016 · Latest: Jan. 21, 2016

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 58 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

58 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 8, 2023 AA S 30,000 $51.34 $1,540,200 950,140 Direct -3.06% Disposed -3.1% (price as of 2026-08-20)
Jan. 26, 2022 AA S 40,837 $60.98 $2,490,240 700,724 Direct -5.51% Disposed -18.4% (price as of 2026-08-20)
Jan. 26, 2022 AA S 197,310 $60.54 $11,945,147 741,561 Direct -21.02% Disposed -17.8% (price as of 2026-08-20)
April 20, 2021 AA S 238,037 $32.91 $7,833,798 529,672 Direct -31.01% Disposed 51.2% (price as of 2026-08-20)
April 10, 2015 HWM P 57 $13.05 $744 35,133 Direct +0.16% Acquired 2046.5% (price as of 2026-08-20)
July 10, 2014 HWM S 6,644 $15.54 $103,248 18,922 Direct -25.99% Disposed 1702.6% (price as of 2026-08-20)
July 10, 2014 HWM S 10,160 $15.54 $157,886 25,566 Direct -28.44% Disposed 1702.6% (price as of 2026-08-20)
July 10, 2014 HWM S 16,260 $15.54 $252,680 21,806 Direct -42.72% Disposed 1702.6% (price as of 2026-08-20)
July 10, 2014 HWM S 17,258 $15.54 $268,189 17,346 Direct -49.87% Disposed 1702.6% (price as of 2026-08-20)
July 10, 2014 HWM S 8,822 $15.54 $137,094 15,884 Direct -35.71% Disposed 1702.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 26, 2022 AA Employee Stock Option (right to buy) Common Stock (49,023) $27.96 Jan. 24, 2029 49,023 Disposed
Jan. 26, 2022 AA Employee Stock Option (right to buy) Common Stock (73,290) $53.30 Jan. 24, 2028 73,290 Disposed
Jan. 26, 2022 AA Employee Stock Option (right to buy) Common Stock (88,360) $37.68 Feb. 2, 2027 88,360 Disposed
Jan. 26, 2022 AA Employee Stock Option (right to buy) Common Stock (27,474) $34.83 Jan. 20, 2025 27,474 Disposed
April 20, 2021 AA Employee Stock Option (right to buy) Common Stock (98,047) $27.96 Jan. 24, 2029 98,047 Disposed
April 20, 2021 AA Employee Stock Option (right to buy) Common Stock (76,354) $15.10 Jan. 19, 2026 76,354 Disposed
April 20, 2021 AA Employee Stock Option (right to buy) Common Stock (46,580) $24.73 Jan. 16, 2024 46,580 Disposed
April 20, 2021 AA Employee Stock Option (right to buy) Common Stock (12,431) $19.89 Jan. 16, 2023 12,431 Disposed
April 20, 2021 AA Employee Stock Option (right to buy) Common Stock (4,625) $22.78 Jan. 20, 2022 4,625 Disposed
Jan. 24, 2019 AA Employee Stock Option (right to buy) Common Stock (147,070) $27.96 Jan. 24, 2029 147,070 Acquired
Jan. 19, 2016 HWM Employee Stock Option (right to buy) Common Stock (171,000) $6.74 Jan. 19, 2026 171,000 Acquired
Jan. 20, 2015 HWM Employee Stock Option (right to buy) Common Stock (61,530) $15.55 Jan. 20, 2025 61,530 Acquired
July 10, 2014 HWM Employee Stock Option (right to buy) Common Stock (13,920) $8.88 Jan. 16, 2023 13,920 Disposed
July 10, 2014 HWM Employee Stock Option (right to buy) Common Stock (20,720) $10.17 Jan. 20, 2022 20,720 Disposed
July 10, 2014 HWM Employee Stock Option (right to buy) Common Stock (18,720) $13.54 Jan. 26, 2020 18,720 Disposed
July 10, 2014 HWM Employee Stock Option (right to buy) Common Stock (12,427) $8.33 Jan. 23, 2015 12,427 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 17, 2016 AA Common Stock, par value $0.01 per share 0 Direct
June 30, 2014 HWM Common Stock 12,279 Direct
June 30, 2014 HWM Common Stock 7,584 Indirect
June 30, 2014 HWM Employee Stock Option (right to buy)→ Common Stock (12,427) 12,427 Direct
June 30, 2014 HWM Employee Stock Option (right to buy)→ Common Stock (18,720) 18,720 Direct
June 30, 2014 HWM Employee Stock Option (right to buy)→ Common Stock (24,480) 24,480 Direct
June 30, 2014 HWM Employee Stock Option (right to buy)→ Common Stock (31,080) 31,080 Direct
June 30, 2014 HWM Employee Stock Option (right to buy)→ Common Stock (41,760) 41,760 Direct
June 30, 2014 HWM Employee Stock Option (right to buy)→ Common Stock (104,320) 104,320 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HWM

President and Group President, Global Primary Products
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2015 $508,068 — $1,100,318 $275,039 $454,307 $160,233 $523,369 $3,021,334

AA

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2021 $1,095,333 $0 — — $2,604,155 $0 $147,364 $15,960,369
2020 — — — — — — — —
2019 $1,023,750 — — — $1,389,741 $1,569,067 $68,345 $12,963,461

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.