Roy J Nichols

Insider

First SEC filing: Dec. 1, 2011 · Latest: March 19, 2019

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

ADTN selling Nov. 30, 2012

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 97 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

97 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 2, 2021	ADTN	M	26	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 2, 2021	ADTN	A	26	—	—	26 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 2, 2021	ADTN	D	1	$24.57	$25	63,870 Direct	0.00%	Disposed	-67.2% (price as of 2026-08-20)
Sept. 2, 2021	ADTN	M	26	—	—	63,871 Direct	+0.04%	Acquired	(price as of 2026-08-20)
Aug. 29, 2021	ADTN	M	61	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 29, 2021	ADTN	M	61	—	—	63,844 Direct	+0.10%	Acquired	(price as of 2026-08-20)
June 3, 2021	ADTN	A	27	—	—	61 Direct	+79.41%	Acquired	(price as of 2026-08-20)
March 4, 2021	ADTN	A	34	—	—	34 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2020	ADTN	M	318	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 31, 2020	ADTN	A	6,094	—	—	63,783 Direct	+10.56%	Acquired	(price as of 2026-08-20)
Dec. 31, 2020	ADTN	D	0	$14.77	—	57,689 Direct	0.00%	Disposed	-45.5% (price as of 2026-08-20)
Dec. 31, 2020	ADTN	M	318	—	—	57,689 Direct	+0.55%	Acquired	(price as of 2026-08-20)
Dec. 1, 2020	ADTN	A	65	—	—	318 Direct	+25.69%	Acquired	(price as of 2026-08-20)
Sept. 3, 2020	ADTN	A	79	—	—	253 Direct	+45.40%	Acquired	(price as of 2026-08-20)
June 4, 2020	ADTN	A	72	—	—	174 Direct	+70.59%	Acquired	(price as of 2026-08-20)
Dec. 31, 2018	ADTN	M	111	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 31, 2018	ADTN	A	8,318	—	—	46,989 Direct	+21.51%	Acquired	(price as of 2026-08-20)
Dec. 31, 2018	ADTN	D	1	$10.74	$11	38,671 Direct	0.00%	Disposed	-25.0% (price as of 2026-08-20)
Dec. 31, 2018	ADTN	M	111	—	—	38,672 Direct	+0.29%	Acquired	(price as of 2026-08-20)
Nov. 14, 2018	ADTN	A	31	—	—	111 Direct	+38.75%	Acquired	(price as of 2026-08-20)
Aug. 15, 2018	ADTN	A	26	—	—	80 Direct	+48.15%	Acquired	(price as of 2026-08-20)
May 16, 2018	ADTN	A	28	—	—	54 Direct	+107.69%	Acquired	(price as of 2026-08-20)
Feb. 14, 2018	ADTN	A	26	—	—	26 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2017	ADTN	M	70	—	—	33,911 Direct	+0.21%	Acquired	(price as of 2026-08-20)
Dec. 31, 2017	ADTN	M	70	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 31, 2017	ADTN	A	4,651	—	—	38,561 Direct	+13.72%	Acquired	(price as of 2026-08-20)
Dec. 31, 2017	ADTN	D	1	$19.35	$19	33,910 Direct	0.00%	Disposed	-58.4% (price as of 2026-08-20)
Nov. 21, 2017	ADTN	G	4,000	—	—	33,841 Direct	-10.57%	Disposed	(price as of 2026-08-20)
Nov. 15, 2017	ADTN	A	17	—	—	70 Direct	+32.08%	Acquired	(price as of 2026-08-20)
Aug. 17, 2017	ADTN	A	17	—	—	52 Direct	+48.57%	Acquired	(price as of 2026-08-20)
May 18, 2017	ADTN	A	19	—	—	35 Direct	+118.75%	Acquired	(price as of 2026-08-20)
Feb. 16, 2017	ADTN	A	17	—	—	17 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2016	ADTN	M	90	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 31, 2016	ADTN	A	4,027	—	—	37,841 Direct	+11.91%	Acquired	(price as of 2026-08-20)
Dec. 31, 2016	ADTN	D	1	$22.35	$22	33,801 Direct	0.00%	Disposed	-64.0% (price as of 2026-08-20)
Dec. 31, 2016	ADTN	M	90	—	—	33,815 Direct	+0.27%	Acquired	(price as of 2026-08-20)
Nov. 17, 2016	ADTN	A	21	—	—	90 Direct	+30.43%	Acquired	(price as of 2026-08-20)
Aug. 11, 2016	ADTN	A	23	—	—	68 Direct	+51.11%	Acquired	(price as of 2026-08-20)
May 12, 2016	ADTN	A	22	—	—	45 Direct	+95.65%	Acquired	(price as of 2026-08-20)
Feb. 18, 2016	ADTN	A	23	—	—	23 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2015	ADTN	M	76	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 31, 2015	ADTN	A	4,646	—	—	33,725 Direct	+15.98%	Acquired	(price as of 2026-08-20)
Dec. 31, 2015	ADTN	D	0	$17.22	—	29,079 Direct	0.00%	Disposed	-53.3% (price as of 2026-08-20)
Dec. 31, 2015	ADTN	M	76	—	—	29,079 Direct	+0.26%	Acquired	(price as of 2026-08-20)
Nov. 12, 2015	ADTN	A	21	—	—	76 Direct	+38.18%	Acquired	(price as of 2026-08-20)
Aug. 13, 2015	ADTN	A	21	—	—	55 Direct	+61.76%	Acquired	(price as of 2026-08-20)
May 21, 2015	ADTN	A	20	—	—	34 Direct	+142.86%	Acquired	(price as of 2026-08-20)
Feb. 19, 2015	ADTN	A	14	—	—	14 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2014	ADTN	M	48	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 31, 2014	ADTN	A	3,670	—	—	29,003 Direct	+14.49%	Acquired	(price as of 2026-08-20)
Dec. 31, 2014	ADTN	D	0	$21.80	—	25,333 Direct	0.00%	Disposed	-63.1% (price as of 2026-08-20)
Dec. 31, 2014	ADTN	M	48	—	—	25,333 Direct	+0.19%	Acquired	(price as of 2026-08-20)
Nov. 28, 2014	ADTN	M	4,166	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 28, 2014	ADTN	M	4,166	$19.20	$79,987	25,285 Direct	+19.73%	Acquired	-58.1% (price as of 2026-08-20)
Nov. 13, 2014	ADTN	A	14	—	—	48 Direct	+41.18%	Acquired	(price as of 2026-08-20)
Aug. 14, 2014	ADTN	A	12	—	—	34 Direct	+54.55%	Acquired	(price as of 2026-08-20)
May 15, 2014	ADTN	A	12	—	—	22 Direct	+120.00%	Acquired	(price as of 2026-08-20)
Feb. 20, 2014	ADTN	A	10	—	—	10 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2013	ADTN	M	64	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 31, 2013	ADTN	A	2,962	—	—	21,119 Direct	+16.31%	Acquired	(price as of 2026-08-20)
Dec. 31, 2013	ADTN	D	1	$27.01	$27	18,157 Direct	-0.01%	Disposed	-70.2% (price as of 2026-08-20)
Dec. 31, 2013	ADTN	M	64	—	—	18,158 Direct	+0.35%	Acquired	(price as of 2026-08-20)
Nov. 7, 2013	ADTN	A	16	—	—	64 Direct	+33.33%	Acquired	(price as of 2026-08-20)
Aug. 8, 2013	ADTN	A	14	—	—	48 Direct	+41.18%	Acquired	(price as of 2026-08-20)
May 9, 2013	ADTN	A	18	—	—	34 Direct	+112.50%	Acquired	(price as of 2026-08-20)
Feb. 21, 2013	ADTN	A	16	—	—	16 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 31, 2013	ADTN	A	2,017	—	—	25,345 Indirect	+8.65%	Acquired	(price as of 2026-08-20)
Jan. 31, 2013	ADTN	G	2,017	—	—	18,094 Direct	-10.03%	Disposed	(price as of 2026-08-20)
Dec. 31, 2012	ADTN	M	29	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 31, 2012	ADTN	A	4,094	—	—	20,111 Direct	+25.56%	Acquired	(price as of 2026-08-20)
Dec. 31, 2012	ADTN	D	1	$19.54	$20	16,017 Direct	-0.01%	Disposed	-58.8% (price as of 2026-08-20)
Dec. 31, 2012	ADTN	M	29	—	—	16,018 Direct	+0.18%	Acquired	(price as of 2026-08-20)
Nov. 30, 2012	ADTN	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2012	ADTN	S	10,000	$20.01	$200,100	15,989 Direct	-38.48%	Disposed	-59.8% (price as of 2026-08-20)
Nov. 30, 2012	ADTN	M	10,000	$16.45	$164,500	25,989 Direct	+62.54%	Acquired	-51.1% (price as of 2026-08-20)
Nov. 8, 2012	ADTN	A	10	—	—	29 Direct	+52.63%	Acquired	(price as of 2026-08-20)
Aug. 9, 2012	ADTN	A	8	—	—	19 Direct	+72.73%	Acquired	(price as of 2026-08-20)
May 10, 2012	ADTN	A	6	—	—	11 Direct	+120.00%	Acquired	(price as of 2026-08-20)
Feb. 9, 2012	ADTN	G	11,665	—	—	23,328 Indirect	+100.02%	Acquired	(price as of 2026-08-20)
Feb. 9, 2012	ADTN	M	10,000	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 9, 2012	ADTN	G	11,665	—	—	13,328 Indirect	+701.44%	Acquired	(price as of 2026-08-20)
Feb. 9, 2012	ADTN	G	11,665	—	—	15,989 Direct	-42.18%	Disposed	(price as of 2026-08-20)
Feb. 9, 2012	ADTN	M	10,000	$8.70	$87,000	27,654 Direct	+56.64%	Acquired	-7.5% (price as of 2026-08-20)
Dec. 31, 2011	ADTN	M	16	—	—	17,654 Direct	+0.09%	Acquired	(price as of 2026-08-20)
Dec. 31, 2011	ADTN	M	16	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 31, 2011	ADTN	D	0	$30.16	—	17,654 Direct	0.00%	Disposed	-73.3% (price as of 2026-08-20)
Dec. 31, 2011	ADTN	A	1,989	—	—	17,638 Direct	+12.71%	Acquired	(price as of 2026-08-20)
Nov. 29, 2011	ADTN	P	3	$31.38	$94	6 Indirect	+100.00%	Acquired	-74.3% (price as of 2026-08-20)
Nov. 29, 2011	ADTN	P	3	$31.28	$94	6 Indirect	+100.00%	Acquired	-74.3% (price as of 2026-08-20)
Nov. 10, 2011	ADTN	A	5	—	—	16 Direct	+45.45%	Acquired	(price as of 2026-08-20)
Aug. 11, 2011	ADTN	A	5	—	—	12 Direct	+71.43%	Acquired	(price as of 2026-08-20)
May 12, 2011	ADTN	A	3	—	—	7 Direct	+75.00%	Acquired	(price as of 2026-08-20)
Feb. 17, 2011	ADTN	A	3	—	—	3 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 16, 2011	ADTN	A	5	—	—	5 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2010	ADTN	A	1,649	$36.38	$59,991	15,649 Direct	+11.78%	Acquired	-77.9% (price as of 2026-08-20)
Nov. 29, 2010	ADTN	M	10,000	$10.62	$106,200	10,000 Direct	—	Acquired	-24.2% (price as of 2026-08-20)
Nov. 29, 2010	ADTN	M	10,000	$10.62	$106,200	14,000 Direct	+250.00%	Acquired	-24.2% (price as of 2026-08-20)
Nov. 22, 2010	ADTN	G	10,000	—	—	1,421 Indirect	-87.56%	Disposed	(price as of 2026-08-20)
Nov. 15, 2007	ADTN	G	4,000	—	—	17,000 Indirect	+30.77%	Acquired	(price as of 2026-08-20)
Nov. 15, 2007	ADTN	G	4,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)

Showing latest 100 of 126 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 2, 2021	ADTN	Dividend Equivalent Rights	Common Stock (26)	—	—	26	Disposed
Sept. 2, 2021	ADTN	Dividend Equivalent Rights	Common Stock (26)	—	—	26	Acquired
Aug. 29, 2021	ADTN	Dividend Equivalent Rights	Common Stock (61)	—	—	61	Disposed
June 3, 2021	ADTN	Dividend Equivalent Rights	Common Stock (27)	—	—	27	Acquired
March 4, 2021	ADTN	Dividend Equivalent Rights	Common Stock (34)	—	—	34	Acquired
Dec. 31, 2020	ADTN	Dividend Equivalent Rights	Common Stock (318)	—	—	318	Disposed
Dec. 1, 2020	ADTN	Dividend Equivalent Rights	Common Stock (65)	—	—	65	Acquired
Sept. 3, 2020	ADTN	Dividend Equivalent Rights	Common Stock (79)	—	—	79	Acquired
June 4, 2020	ADTN	Dividend Equivalent Rights	Common Stock (72)	—	—	72	Acquired
Dec. 31, 2018	ADTN	Dividend Equivalent Rights	Common Stock (111)	—	—	111	Disposed
Nov. 14, 2018	ADTN	Dividend Equivalent Rights	Common Stock (31)	—	—	31	Acquired
Aug. 15, 2018	ADTN	Dividend Equivalent Rights	Common Stock (26)	—	—	26	Acquired
May 16, 2018	ADTN	Dividend Equivalent Rights	Common Stock (28)	—	—	28	Acquired
Feb. 14, 2018	ADTN	Dividend Equivalent Rights	Common Stock (26)	—	—	26	Acquired
Dec. 31, 2017	ADTN	Dividend Equivalent Rights	Common Stock (70)	—	—	70	Disposed
Nov. 15, 2017	ADTN	Dividend Equivalent Rights	Common Stock (17)	—	—	17	Acquired
Aug. 17, 2017	ADTN	Dividend Equivalent Rights	Common Stock (17)	—	—	17	Acquired
May 18, 2017	ADTN	Dividend Equivalent Rights	Common Stock (19)	—	—	19	Acquired
Feb. 16, 2017	ADTN	Dividend Equivalent Rights	Common Stock (17)	—	—	17	Acquired
Dec. 31, 2016	ADTN	Dividend Equivalent Rights	Common Stock (90)	—	—	90	Disposed
Nov. 17, 2016	ADTN	Dividend Equivalent Rights	Common Stock (90)	—	—	21	Acquired
Aug. 11, 2016	ADTN	Dividend Equivalent Rights	Common Stock (23)	—	—	23	Acquired
May 12, 2016	ADTN	Dividend Equivalent Rights	Common Stock (22)	—	—	22	Acquired
Feb. 18, 2016	ADTN	Dividend Equivalent Rights	Common Stock (23)	—	—	23	Acquired
Dec. 31, 2015	ADTN	Dividend Equivalent Rights	Common Stock (76)	—	—	76	Disposed
Nov. 12, 2015	ADTN	Dividend Equivalent Rights	Common Stock (21)	—	—	21	Acquired
Aug. 13, 2015	ADTN	Dividend Equivalent Rights	Common Stock (21)	—	—	21	Acquired
May 21, 2015	ADTN	Dividend Equivalent Rights	Common Stock (20)	—	—	20	Acquired
Feb. 19, 2015	ADTN	Dividend Equivalent Rights	Common Stock (14)	—	—	14	Acquired
Dec. 31, 2014	ADTN	Dividend Equivalent Rights	Common Stock (48)	—	—	48	Disposed
Nov. 28, 2014	ADTN	Common Stock	Common Stock (0)	$19.20	Dec. 31, 2014	4,166	Acquired
Nov. 13, 2014	ADTN	Dividend equivalent rights	Common stock (14)	—	—	14	Acquired
Aug. 14, 2014	ADTN	Dividend Equivalent Rights	Common Stock (12)	—	—	12	Acquired
May 15, 2014	ADTN	Dividend Equivalent Rights	Common Stock (12)	—	—	12	Acquired
Feb. 20, 2014	ADTN	Dividend Equivalent Rights	Common Stock (10)	—	—	10	Acquired
Dec. 31, 2013	ADTN	Dividend Equivalent Rights	Common Stock (64)	—	—	64	Disposed
Nov. 7, 2013	ADTN	Dividend Equivalent Rights	Common Stock (16)	—	—	16	Acquired
Aug. 8, 2013	ADTN	Dividend Equivalent Rights	Common Stock (14)	—	—	14	Acquired
May 9, 2013	ADTN	Dividend Equivalent Rights	Common Stock (18)	—	—	18	Acquired
Feb. 21, 2013	ADTN	Dividend Equivalent Rights	Common Stock (16)	—	—	16	Acquired
Dec. 31, 2012	ADTN	Dividend Equivalent Rights	Common Stock (29)	—	—	29	Disposed
Nov. 30, 2012	ADTN	Non-Qualified Stock Option (Right to Buy)	Common Stock (10,000)	$16.45	Dec. 31, 2012	10,000	Disposed
Nov. 8, 2012	ADTN	Dividend Equivalent Rights	Common Stock (10)	—	—	10	Acquired
Aug. 9, 2012	ADTN	Dividend Equivalent Rights	Common Stock (8)	—	—	8	Acquired
May 10, 2012	ADTN	Dividend Equivalent Rights	Common Stock (6)	—	—	6	Acquired
Feb. 9, 2012	ADTN	Non-Qualified Stock Option (Right to Buy)	Common Stock (10,000)	$8.70	Aug. 30, 2012	10,000	Acquired
Dec. 31, 2011	ADTN	Dividend Equivalent Rights	Common Stock (16)	—	—	16	Disposed
Nov. 10, 2011	ADTN	Dividend Equivalent Rights	Common Stock (5)	—	—	5	Acquired
Aug. 11, 2011	ADTN	Dividend Equivalent Rights	Common Stock (5)	—	—	5	Acquired
May 12, 2011	ADTN	Dividend Equivalent Rights	Common Stock (3)	—	—	3	Acquired
Feb. 17, 2011	ADTN	Dividend Equivalent Rights	Common Stock (3)	—	—	3	Acquired
Feb. 16, 2011	ADTN	Dividend Equivalent Rights	Common Stock (5)	—	—	5	Acquired
Nov. 29, 2010	ADTN	Common Stock	Common Stock (10,000)	$10.62	Dec. 29, 2010	10,000	Acquired
Dec. 31, 2009	ADTN	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$22.55	Dec. 31, 2019	5,000	Acquired
Dec. 31, 2008	ADTN	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$14.88	Dec. 31, 2018	5,000	Acquired
Nov. 20, 2008	ADTN	Non-Qualified Stock Option (right to buy)	Common Stock (4,000)	$9.16	Dec. 31, 2008	4,000	Disposed
Dec. 31, 2007	ADTN	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$21.38	Dec. 31, 2017	5,000	Acquired
Nov. 14, 2007	ADTN	Non-Qualified Stock Option (right to buy)	Common Stock (4,000)	$13.75	Dec. 31, 2007	4,000	Disposed
Dec. 31, 2006	ADTN	Non-qualified stock option (right to buy)	Common stock (5,000)	$22.70	Dec. 31, 2016	5,000	Acquired
Dec. 29, 2006	ADTN	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$22.70	Dec. 29, 2016	5,000	Acquired
May 31, 2006	ADTN	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$8.70	Dec. 31, 2006	3,000	Disposed
Dec. 31, 2005	ADTN	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$29.71	Dec. 31, 2015	5,000	Acquired
Dec. 31, 2004	ADTN	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$19.20	Dec. 31, 2014	5,000	Acquired
Dec. 31, 2003	ADTN	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$31.10	Dec. 31, 2013	5,000	Acquired
Aug. 5, 2003	ADTN	Non-Qualified Stock Option (right to buy)	Common Stock (3,750)	$17.39	Dec. 31, 2009	3,750	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).