ROYCE CHARLES M

CIK 1009121 · View on SEC EDGAR ↗

Insider

First SEC filing: June 27, 2025 · Latest: June 27, 2025

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Insider at

Insider transactions

0 buys (P) 7 sells (S) Net: $-3,932,630 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

6 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 12, 2025 RGT S 29,663 $12.54 $371,974 549,346 Indirect -5.12% Disposed 21.6% (price as of 2026-08-20)
Nov. 11, 2025 RGT S 65,266 $12.52 $817,130 579,009 Indirect -10.13% Disposed 21.8% (price as of 2026-08-20)
Nov. 10, 2025 RGT S 36,075 $12.49 $450,577 644,275 Indirect -5.30% Disposed 22.1% (price as of 2026-08-20)
Nov. 7, 2025 RGT S 2,533 $12.44 $31,511 680,350 Indirect -0.37% Disposed 22.6% (price as of 2026-08-20)
Nov. 6, 2025 RGT S 8,031 $12.59 $101,110 682,883 Indirect -1.16% Disposed 21.1% (price as of 2026-08-20)
Nov. 5, 2025 RGT S 8,432 $12.61 $106,328 690,914 Indirect -1.21% Disposed 20.9% (price as of 2026-08-20)
Nov. 5, 2025 RMT S 200,000 $10.27 $2,054,000 596,926 Direct -25.10% Disposed 37.7% (price as of 2026-08-20)
June 26, 2025 RVT S 21,735 $14.96 $325,156 86,938 Indirect -20.00% Disposed 25.0% (price as of 2026-08-20)
May 6, 2025 RMT S 2,042 $8.17 $16,683 796,928 Direct -0.26% Disposed 73.1% (price as of 2026-08-20)
May 5, 2025 RMT S 7,570 $8.31 $62,907 457,070 Indirect -1.63% Disposed 70.2% (price as of 2026-08-20)
May 5, 2025 RMT S 43,229 $8.31 $359,233 798,970 Direct -5.13% Disposed 70.2% (price as of 2026-08-20)
May 2, 2025 RMT S 43,230 $8.33 $360,106 464,640 Indirect -8.51% Disposed 69.7% (price as of 2026-08-20)
May 2, 2025 RMT S 43,229 $8.33 $360,098 842,199 Direct -4.88% Disposed 69.7% (price as of 2026-08-20)
April 17, 2025 RMT S 76,354 $7.83 $597,852 885,428 Direct -7.94% Disposed 80.6% (price as of 2026-08-20)
April 16, 2025 RMT S 9,160 $7.87 $72,089 961,782 Direct -0.94% Disposed 79.7% (price as of 2026-08-20)
Feb. 19, 2025 RMT S 100,000 $9.92 $992,000 970,942 Direct -9.34% Disposed 42.5% (price as of 2026-08-20)
Feb. 18, 2025 RMT S 50,000 $9.97 $498,500 1,070,942 Direct -4.46% Disposed 41.8% (price as of 2026-08-20)
Jan. 31, 2025 RMT S 50,000 $9.94 $497,000 1,120,942 Direct -4.27% Disposed 42.3% (price as of 2026-08-20)
Jan. 30, 2025 RMT S 50,000 $9.93 $496,500 1,170,942 Direct -4.10% Disposed 42.4% (price as of 2026-08-20)
Jan. 30, 2025 RMT S 50,000 $9.96 $498,000 1,220,942 Direct -3.93% Disposed 42.0% (price as of 2026-08-20)
Jan. 29, 2025 RMT S 50,000 $9.88 $494,000 1,270,942 Direct -3.79% Disposed 43.1% (price as of 2026-08-20)
July 9, 2018 RVT P 10,541 $15.33 $161,594 117,894 Indirect +9.82% Acquired 22.0% (price as of 2026-08-20)
July 9, 2018 RVT P 16,045 $15.33 $245,970 179,456 Direct +9.82% Acquired 22.0% (price as of 2026-08-20)
Aug. 9, 2016 RGT P 10,000 $8.00 $80,000 105,421 Direct +10.48% Acquired 90.6% (price as of 2026-08-20)
Aug. 5, 2016 RGT P 10,000 $7.92 $79,200 95,421 Direct +11.71% Acquired 92.6% (price as of 2026-08-20)
Aug. 2, 2016 RGT P 25,000 $7.91 $197,750 85,421 Direct +41.38% Acquired 92.8% (price as of 2026-08-20)
July 29, 2016 RGT P 10,000 $7.95 $79,500 60,421 Direct +19.83% Acquired 91.8% (price as of 2026-08-20)
July 27, 2016 RGT P 10,000 $7.85 $78,500 50,421 Direct +24.74% Acquired 94.3% (price as of 2026-08-20)
June 20, 2016 OXSQH P 14,300 $5.46 $78,078 478,614 Direct +3.08% Acquired 357.1% (price as of 2026-08-20)
June 17, 2016 OXSQH P 20,100 $5.44 $109,344 464,314 Direct +4.52% Acquired 358.8% (price as of 2026-08-20)
June 16, 2016 OXSQH P 17,068 $5.35 $91,314 444,214 Direct +4.00% Acquired 366.5% (price as of 2026-08-20)
June 15, 2016 OXSQH P 20,180 $5.39 $108,770 427,146 Direct +4.96% Acquired 363.1% (price as of 2026-08-20)
June 14, 2016 OXSQH P 20,180 $5.43 $109,577 406,966 Direct +5.22% Acquired 359.7% (price as of 2026-08-20)
June 6, 2016 OXSQH P 7,200 $5.74 $41,328 386,786 Direct +1.90% Acquired 334.8% (price as of 2026-08-20)
June 3, 2016 OXSQH P 60,000 $5.64 $338,400 379,586 Direct +18.77% Acquired 342.6% (price as of 2026-08-20)
June 2, 2016 OXSQH P 13,660 $5.61 $76,633 319,586 Direct +4.47% Acquired 344.9% (price as of 2026-08-20)
June 1, 2016 OXSQH P 13,660 $5.65 $77,179 305,926 Direct +4.67% Acquired 341.8% (price as of 2026-08-20)
May 31, 2016 OXSQH P 13,660 $5.65 $77,179 292,266 Direct +4.90% Acquired 341.8% (price as of 2026-08-20)
May 27, 2016 OXSQH P 11,940 $5.65 $67,461 278,606 Direct +4.48% Acquired 341.8% (price as of 2026-08-20)
May 26, 2016 OXSQH P 11,940 $5.67 $67,700 266,666 Direct +4.69% Acquired 340.2% (price as of 2026-08-20)
May 25, 2016 OXSQH P 11,940 $5.67 $67,700 254,726 Direct +4.92% Acquired 340.2% (price as of 2026-08-20)
May 24, 2016 OXSQH P 11,940 $5.60 $66,864 242,786 Direct +5.17% Acquired 345.7% (price as of 2026-08-20)
May 23, 2016 OXSQH P 11,940 $5.39 $64,357 230,846 Direct +5.45% Acquired 363.1% (price as of 2026-08-20)
May 20, 2016 OXSQH P 10,080 $5.27 $53,122 218,906 Direct +4.83% Acquired 373.6% (price as of 2026-08-20)
May 19, 2016 OXSQH P 10,080 $5.28 $53,222 208,826 Direct +5.07% Acquired 372.7% (price as of 2026-08-20)
May 18, 2016 OXSQH P 10,080 $5.44 $54,835 198,746 Direct +5.34% Acquired 358.8% (price as of 2026-08-20)
May 17, 2016 OXSQH P 10,080 $5.43 $54,734 188,666 Direct +5.64% Acquired 359.7% (price as of 2026-08-20)
May 16, 2016 OXSQH P 10,080 $5.44 $54,835 178,586 Direct +5.98% Acquired 358.8% (price as of 2026-08-20)
May 13, 2016 OXSQH P 6,785 $5.34 $36,232 168,506 Direct +4.20% Acquired 367.4% (price as of 2026-08-20)
May 12, 2016 OXSQH P 8,340 $5.30 $44,202 161,721 Direct +5.44% Acquired 370.9% (price as of 2026-08-20)
May 11, 2016 OXSQH P 8,340 $5.24 $43,702 153,381 Direct +5.75% Acquired 376.3% (price as of 2026-08-20)
May 10, 2016 OXSQH P 8,340 $5.08 $42,367 145,041 Direct +6.10% Acquired 391.3% (price as of 2026-08-20)
May 9, 2016 OXSQH P 8,340 $5.04 $42,034 136,701 Direct +6.50% Acquired 395.2% (price as of 2026-08-20)
May 6, 2016 OXSQH P 6,400 $5.02 $32,128 128,361 Direct +5.25% Acquired 397.2% (price as of 2026-08-20)
May 5, 2016 OXSQH P 6,400 $5.00 $32,000 121,961 Direct +5.54% Acquired 399.2% (price as of 2026-08-20)
Aug. 31, 2015 RGT P 5,000 $7.42 $37,100 107,377 Indirect +4.88% Acquired 105.5% (price as of 2026-08-20)
Aug. 27, 2015 RGT P 5,000 $7.43 $37,150 102,377 Indirect +5.13% Acquired 105.2% (price as of 2026-08-20)
Nov. 14, 2014 RGT P 902 $8.42 $7,595 97,377 Indirect +0.93% Acquired 81.1% (price as of 2026-08-20)
Nov. 13, 2014 RGT P 1,400 $8.44 $11,816 96,745 Indirect +1.47% Acquired 80.7% (price as of 2026-08-20)
Nov. 12, 2014 RGT P 2,000 $8.44 $16,880 95,075 Indirect +2.15% Acquired 80.7% (price as of 2026-08-20)
Nov. 11, 2014 RGT P 2,298 $8.45 $19,418 93,075 Indirect +2.53% Acquired 80.5% (price as of 2026-08-20)
Nov. 10, 2014 RGT P 3,400 $8.44 $28,696 90,777 Indirect +3.89% Acquired 80.7% (price as of 2026-08-20)
Feb. 27, 2014 RGT P 200 $8.60 $1,720 87,377 Indirect +0.23% Acquired 77.3% (price as of 2026-08-20)
Feb. 21, 2014 RGT P 800 $8.60 $6,880 87,177 Indirect +0.93% Acquired 77.3% (price as of 2026-08-20)
Feb. 19, 2014 RGT P 123 $8.60 $1,058 86,377 Indirect +0.14% Acquired 77.3% (price as of 2026-08-20)
Feb. 18, 2014 RGT P 1,620 $8.60 $13,932 86,254 Indirect +1.91% Acquired 77.3% (price as of 2026-08-20)
Dec. 20, 2013 RGT P 700 $8.59 $6,013 85,084 Indirect +0.83% Acquired 77.5% (price as of 2026-08-20)
Dec. 19, 2013 RGT P 519 $8.59 $4,458 84,384 Indirect +0.62% Acquired 77.5% (price as of 2026-08-20)
Dec. 18, 2013 RGT P 15,271 $8.60 $131,331 83,865 Indirect +22.26% Acquired 77.3% (price as of 2026-08-20)
Dec. 17, 2013 RGT P 4,000 $8.57 $34,280 68,144 Indirect +6.24% Acquired 77.9% (price as of 2026-08-20)
Dec. 16, 2013 RGT P 4,000 $8.59 $34,360 64,144 Indirect +6.65% Acquired 77.5% (price as of 2026-08-20)
Dec. 13, 2013 RGT P 3,435 $8.60 $29,541 60,144 Indirect +6.06% Acquired 77.3% (price as of 2026-08-20)
Dec. 12, 2013 RGT P 6,265 $8.60 $53,879 56,709 Indirect +12.42% Acquired 77.3% (price as of 2026-08-20)
Dec. 11, 2013 RGT P 2,800 $8.60 $24,080 50,444 Indirect +5.88% Acquired 77.3% (price as of 2026-08-20)
Dec. 5, 2013 RGT P 2,700 $8.57 $23,139 47,644 Indirect +6.01% Acquired 77.9% (price as of 2026-08-20)
Dec. 4, 2013 RGT P 4,500 $8.59 $38,655 44,944 Indirect +11.13% Acquired 77.5% (price as of 2026-08-20)
Dec. 3, 2013 RGT P 500 $8.60 $4,300 40,444 Indirect +1.25% Acquired 77.3% (price as of 2026-08-20)
Dec. 2, 2013 RGT P 6,638 $8.77 $58,215 39,944 Indirect +19.93% Acquired 73.9% (price as of 2026-08-20)
Nov. 29, 2013 RGT P 5,334 $8.70 $46,406 33,306 Indirect +19.07% Acquired 75.3% (price as of 2026-08-20)
Nov. 29, 2013 FUND P 1,262 $7.59 $9,579 772,178 Indirect +0.16% Acquired 41.0% (price as of 2026-08-20)
Nov. 27, 2013 FUND P 300 $7.58 $2,274 770,916 Indirect +0.04% Acquired 41.2% (price as of 2026-08-20)
Nov. 27, 2013 RGT P 2,324 $8.68 $20,172 27,972 Indirect +9.06% Acquired 75.7% (price as of 2026-08-20)
Nov. 26, 2013 FUND P 2,500 $7.57 $18,925 770,616 Indirect +0.33% Acquired 41.3% (price as of 2026-08-20)
Nov. 26, 2013 RGT P 6,000 $8.73 $52,380 25,648 Indirect +30.54% Acquired 74.7% (price as of 2026-08-20)
Nov. 25, 2013 FUND P 138 $7.55 $1,042 768,116 Indirect +0.02% Acquired 41.7% (price as of 2026-08-20)
Nov. 25, 2013 RGT P 455 $8.61 $3,918 19,648 Indirect +2.37% Acquired 77.1% (price as of 2026-08-20)
Nov. 22, 2013 FUND P 2,000 $7.59 $15,180 767,978 Indirect +0.26% Acquired 41.0% (price as of 2026-08-20)
Nov. 22, 2013 RGT P 3,278 $8.60 $28,191 19,193 Indirect +20.60% Acquired 77.3% (price as of 2026-08-20)
Nov. 21, 2013 RGT P 2,500 $8.66 $21,650 15,915 Indirect +18.64% Acquired 76.1% (price as of 2026-08-20)
Nov. 20, 2013 FUND P 3,800 $7.60 $28,880 765,978 Indirect +0.50% Acquired 40.8% (price as of 2026-08-20)
Nov. 19, 2013 RGT P 8,545 $8.49 $72,547 40,421 Direct +26.81% Acquired 79.6% (price as of 2026-08-20)
Nov. 18, 2013 RGT P 11,455 $8.53 $97,711 31,876 Direct +56.09% Acquired 78.8% (price as of 2026-08-20)
Nov. 18, 2013 FUND P 7,281 $7.60 $55,336 762,178 Indirect +0.96% Acquired 40.8% (price as of 2026-08-20)
Nov. 15, 2013 FUND P 2,719 $7.60 $20,664 754,897 Indirect +0.36% Acquired 40.8% (price as of 2026-08-20)

Showing latest 100 of 161 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 14, 2023 OXSQH Transferable Subscription Rights (right to buy) [F1] Common Stock (98,071) $2.66 June 14, 2023 98,071 Disposed
June 14, 2023 OXSQH Transferable Subscription Rights (right to buy) [F1] Common stock $2.66 June 14, 2023 497,208 Disposed
June 13, 2008 OXSQH Subscription Rights [F2] Common Stock $5.20 June 13, 2008 130,110 Disposed
June 13, 2008 OXSQH Subscription Rights [F1] Common Stock (26,022) $5.20 June 13, 2008 130,110 Disposed
Jan. 25, 2005 OXSQH Subscription Rights (right to buy) Common Stock (23,696) $14.03 Jan. 25, 2005 71,088 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 21, 2013 RGT Common Stock 40,980 Direct
Jan. 19, 2011 OXLCL Common Stock 1,250 Direct
Nov. 26, 2003 OXSQH Common Stock 69,500 Direct