Rupert H. Johnson, Jr.

Insider Activist

First SEC filing: Nov. 1, 2006 · Latest: June 5, 2026

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

14 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 26, 2019	BEN	S	400,000	$26.26	$10,504,000	102,453,045 Direct	-0.39%	Disposed	31.6% (price as of 2026-08-21)
Nov. 23, 2018	BEN	S	193,000	$32.42	$6,257,060	563,735 Indirect	-25.50%	Disposed	6.6% (price as of 2026-08-21)
Nov. 23, 2018	BEN	S	323,000	$32.42	$10,471,660	103,653,045 Direct	-0.31%	Disposed	6.6% (price as of 2026-08-21)
Dec. 1, 2017	BEN	S	250,000	$42.95	$10,737,500	103,976,045 Direct	-0.24%	Disposed	-19.5% (price as of 2026-08-21)
Dec. 1, 2017	BEN	S	150,000	$42.95	$6,442,500	756,735 Indirect	-16.54%	Disposed	-19.5% (price as of 2026-08-21)
Nov. 1, 2016	BEN	S	300,000	$33.65	$10,095,000	906,735 Indirect	-24.86%	Disposed	2.7% (price as of 2026-08-21)
May 16, 2013	BEN	S	150,000	$167.10	$25,065,000	402,245 Indirect	-27.16%	Disposed	-37.9% (price as of 2026-08-21)
Dec. 19, 2012	BEN	G	331,200	—	—	34,980,015 Direct	-0.94%	Disposed	(price as of 2026-08-21)
Feb. 21, 2012	BEN	G	4,800	—	—	35,011,215 Direct	-0.01%	Disposed	(price as of 2026-08-21)
Dec. 28, 2011	BEN	G	100,000	—	—	35,016,015 Direct	-0.28%	Disposed	(price as of 2026-08-21)
Dec. 22, 2011	BEN	S	200,000	$95.40	$19,080,000	852,245 Indirect	-19.01%	Disposed	8.7% (price as of 2026-08-21)
Nov. 30, 2011	BEN	G	64,000	—	—	35,031,015 Direct	-0.18%	Disposed	(price as of 2026-08-21)
May 11, 2011	BEN	G	100,000	—	—	34,845,015 Direct	-0.29%	Disposed	(price as of 2026-08-21)
Jan. 31, 2011	BEN	G	108,800	—	—	34,945,015 Direct	-0.31%	Disposed	(price as of 2026-08-21)
Oct. 31, 2006	BEN	S	100,000	$114.22	$11,422,000	2,055,245 Indirect	-4.64%	Disposed	-9.2% (price as of 2026-08-21)
Dec. 7, 2005	BEN	G	400,000	—	—	783,211 Indirect	+104.38%	Acquired	(price as of 2026-08-21)
Dec. 7, 2005	BEN	G	400,000	—	—	34,792,015 Direct	-1.14%	Disposed	(price as of 2026-08-21)
Nov. 15, 2005	TDF	J	7,036	$18.02	$126,789	0 Indirect	-100.00%	Disposed	-39.3% (price as of 2026-08-21)
Dec. 15, 2004	BEN	S	50,000	$68.07	$3,403,500	2,155,245 Indirect	-2.27%	Disposed	52.4% (price as of 2026-08-21)
Dec. 15, 2004	BEN	S	50,000	$68.07	$3,403,500	35,202,145 Direct	-0.14%	Disposed	52.4% (price as of 2026-08-21)
Nov. 4, 2003	BEN	M	68,059	$32.88	$2,237,780	0 Direct	-100.00%	Disposed	215.4% (price as of 2026-08-21)
Nov. 4, 2003	BEN	M	69,000	$33.25	$2,294,250	0 Direct	-100.00%	Disposed	211.9% (price as of 2026-08-21)
Nov. 4, 2003	BEN	S	68,059	$47.59	$3,238,928	35,307,145 Direct	-0.19%	Disposed	117.9% (price as of 2026-08-21)
Nov. 4, 2003	BEN	M	68,059	$32.88	$2,237,780	35,375,204 Direct	+0.19%	Acquired	215.4% (price as of 2026-08-21)
Nov. 4, 2003	BEN	S	69,000	$47.59	$3,283,710	35,307,145 Direct	-0.20%	Disposed	117.9% (price as of 2026-08-21)
Nov. 4, 2003	BEN	M	69,000	$33.25	$2,294,250	35,376,145 Direct	+0.20%	Acquired	211.9% (price as of 2026-08-21)
Dec. 14, 2001	BEN	G	13,600	—	—	386,734 Indirect	-3.40%	Disposed	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 4, 2003	BEN	Employee Stock Option (Right to Buy)	Common Stock, par value $.10 (68,059)	$32.88	Sept. 28, 2007	68,059	Disposed
Nov. 4, 2003	BEN	Employee Stock Option (Right to Buy)	Common Stock, par value $.10 (69,000)	$33.25	Dec. 31, 2003	69,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).