Ruth R Harkin — SEC Insider Profile, Roles & Companies

Insider at

RTX selling Aug. 23, 2004 COP selling May 4, 2010

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 74 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

74 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 15, 2012	COP	A	2,413	$70.47	$170,044	24,266 Direct	+11.04%	Acquired	140.8% (price as of 2026-10-06)
Jan. 15, 2011	COP	A	2,526	$67.31	$170,025	21,075 Direct	+13.62%	Acquired	152.1% (price as of 2026-10-06)
May 4, 2010	COP	M	4,014	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-06)
May 4, 2010	COP	S	4,014	$58.77	$235,903	19,093 Direct	-17.37%	Disposed	188.7% (price as of 2026-10-06)
May 4, 2010	COP	M	4,014	$29.93	$120,139	23,107 Direct	+21.02%	Acquired	466.9% (price as of 2026-10-06)
Jan. 15, 2010	COP	A	2,275	$52.76	$120,029	17,823 Direct	+14.63%	Acquired	221.6% (price as of 2026-10-06)
May 8, 2009	COP	M	4,116	·	·	0 Direct	·	Acquired	(price as of 2026-10-06)
May 8, 2009	COP	F	2,604	$45.96	$119,680	19,093 Direct	-12.00%	Disposed	269.2% (price as of 2026-10-06)
May 8, 2009	COP	M	4,116	$29.08	$119,693	21,697 Direct	+23.41%	Acquired	483.5% (price as of 2026-10-06)
Jan. 15, 2009	COP	A	2,520	·	·	14,897 Direct	+20.36%	Acquired	(price as of 2026-10-06)
Dec. 31, 2008	COP	A	178	$51.66	$9,195	12,377 Direct	+1.46%	Acquired	228.5% (price as of 2026-10-06)
Nov. 28, 2008	COP	A	175	$52.38	$9,166	12,086 Direct	+1.47%	Acquired	223.9% (price as of 2026-10-06)
Oct. 31, 2008	COP	A	176	$52.15	$9,178	11,911 Direct	+1.50%	Acquired	225.4% (price as of 2026-10-06)
Sept. 30, 2008	COP	A	128	$71.72	$9,180	11,668 Direct	+1.11%	Acquired	136.6% (price as of 2026-10-06)
Sept. 10, 2008	COP	M	3,650	$70.65	$257,872	0 Direct	-100.00%	Disposed	140.2% (price as of 2026-10-06)
Sept. 10, 2008	COP	F	1,272	$70.65	$89,867	17,581 Direct	-6.75%	Disposed	140.2% (price as of 2026-10-06)
Sept. 10, 2008	COP	M	3,650	$24.59	$89,754	18,853 Direct	+24.01%	Acquired	590.0% (price as of 2026-10-06)
Aug. 29, 2008	COP	A	111	$83.19	$9,234	11,540 Direct	+0.97%	Acquired	104.0% (price as of 2026-10-06)
July 31, 2008	COP	A	111	$82.74	$9,184	11,429 Direct	+0.98%	Acquired	105.1% (price as of 2026-10-06)
June 30, 2008	COP	A	99	$93.18	$9,225	11,318 Direct	+0.88%	Acquired	82.1% (price as of 2026-10-06)
May 30, 2008	COP	A	100	$92.06	$9,206	11,162 Direct	+0.90%	Acquired	84.3% (price as of 2026-10-06)
April 30, 2008	COP	A	107	$85.99	$9,201	11,062 Direct	+0.98%	Acquired	97.3% (price as of 2026-10-06)
March 31, 2008	COP	A	121	$76.04	$9,201	10,955 Direct	+1.12%	Acquired	123.1% (price as of 2026-10-06)
Feb. 29, 2008	COP	A	110	$83.74	$9,211	10,774 Direct	+1.03%	Acquired	102.6% (price as of 2026-10-06)
Jan. 31, 2008	COP	A	116	$79.06	$9,171	10,664 Direct	+1.10%	Acquired	114.6% (price as of 2026-10-06)
Jan. 15, 2008	COP	A	1,463	·	·	10,548 Direct	+16.10%	Acquired	(price as of 2026-10-06)
Dec. 31, 2007	COP	A	104	$88.42	$9,196	9,085 Direct	+1.16%	Acquired	91.9% (price as of 2026-10-06)
Nov. 30, 2007	COP	A	116	$79.65	$9,239	8,936 Direct	+1.32%	Acquired	113.0% (price as of 2026-10-06)
Oct. 31, 2007	COP	A	110	$84.06	$9,247	8,820 Direct	+1.26%	Acquired	101.9% (price as of 2026-10-06)
Sept. 28, 2007	COP	A	95	$88.01	$8,361	8,710 Direct	+1.10%	Acquired	92.8% (price as of 2026-10-06)
Aug. 31, 2007	COP	A	102	$82.20	$8,384	8,573 Direct	+1.20%	Acquired	106.4% (price as of 2026-10-06)
July 31, 2007	COP	A	102	$81.78	$8,342	8,471 Direct	+1.22%	Acquired	107.5% (price as of 2026-10-06)
June 29, 2007	COP	A	107	$77.98	$8,344	8,369 Direct	+1.30%	Acquired	117.6% (price as of 2026-10-06)
May 31, 2007	COP	A	108	$77.42	$8,361	8,220 Direct	+1.33%	Acquired	119.2% (price as of 2026-10-06)
April 30, 2007	COP	A	120	$69.94	$8,393	8,112 Direct	+1.50%	Acquired	142.6% (price as of 2026-10-06)
March 30, 2007	COP	A	122	$68.54	$8,362	7,992 Direct	+1.55%	Acquired	147.6% (price as of 2026-10-06)
March 8, 2007	COP	P	5,000	$67.67	$338,350	15,156 Direct	+49.23%	Acquired	150.7% (price as of 2026-10-06)
Feb. 28, 2007	COP	A	128	$65.55	$8,390	7,821 Direct	+1.66%	Acquired	158.9% (price as of 2026-10-06)
Jan. 31, 2007	COP	A	127	$65.90	$8,369	7,693 Direct	+1.68%	Acquired	157.5% (price as of 2026-10-06)
Jan. 15, 2007	COP	A	1,901	·	·	7,566 Direct	+33.56%	Acquired	(price as of 2026-10-06)
Dec. 29, 2006	COP	A	116	$72.21	$8,376	5,665 Direct	+2.09%	Acquired	135.0% (price as of 2026-10-06)
Nov. 30, 2006	COP	A	125	$66.99	$8,374	5,522 Direct	+2.32%	Acquired	153.3% (price as of 2026-10-06)
Nov. 1, 2006	COP	A	334	·	·	5,397 Direct	+6.60%	Acquired	(price as of 2026-10-06)
Oct. 31, 2006	COP	A	140	$59.59	$8,343	5,063 Direct	+2.84%	Acquired	184.7% (price as of 2026-10-06)
Sept. 29, 2006	COP	A	141	$59.15	$8,340	4,923 Direct	+2.95%	Acquired	186.9% (price as of 2026-10-06)
Aug. 31, 2006	COP	A	132	$63.33	$8,360	4,756 Direct	+2.85%	Acquired	167.9% (price as of 2026-10-06)
July 31, 2006	COP	A	122	$68.52	$8,359	4,624 Direct	+2.71%	Acquired	147.6% (price as of 2026-10-06)
June 30, 2006	COP	A	127	$65.70	$8,344	4,502 Direct	+2.90%	Acquired	158.3% (price as of 2026-10-06)
June 30, 2006	COP	A	127	$65.70	$8,344	4,502 Direct	+2.90%	Acquired	158.3% (price as of 2026-10-06)
May 31, 2006	COP	A	134	$62.55	$8,382	4,351 Direct	+3.18%	Acquired	171.3% (price as of 2026-10-06)
April 28, 2006	COP	A	124	$67.43	$8,361	4,217 Direct	+3.03%	Acquired	151.6% (price as of 2026-10-06)
March 31, 2006	COP	A	132	$63.46	$8,377	4,093 Direct	+3.33%	Acquired	167.4% (price as of 2026-10-06)
Feb. 28, 2006	COP	A	137	$60.96	$8,352	3,938 Direct	+3.60%	Acquired	178.3% (price as of 2026-10-06)
Jan. 31, 2006	COP	A	129	$64.72	$8,349	3,801 Direct	+3.51%	Acquired	162.2% (price as of 2026-10-06)
Jan. 15, 2006	COP	A	1,649	·	·	3,672 Direct	+81.51%	Acquired	(price as of 2026-10-06)
Feb. 15, 2005	COP	A	992	·	·	992 Direct	·	Acquired	(price as of 2026-10-06)
Aug. 23, 2004	RTX	S	438	$93.17	$40,808	3,000 Direct	-12.74%	Disposed	525.2% (price as of 2026-10-06)
Aug. 23, 2004	RTX	S	600	$93.16	$55,896	3,438 Direct	-14.86%	Disposed	525.3% (price as of 2026-10-06)
Aug. 23, 2004	RTX	S	300	$93.11	$27,933	4,038 Direct	-6.92%	Disposed	525.6% (price as of 2026-10-06)
Aug. 23, 2004	RTX	S	1,000	$93.10	$93,100	4,338 Direct	-18.73%	Disposed	525.7% (price as of 2026-10-06)
Aug. 23, 2004	RTX	S	10,000	$93.09	$930,900	5,338 Direct	-65.20%	Disposed	525.7% (price as of 2026-10-06)
Aug. 23, 2004	RTX	S	200	$93.08	$18,616	15,338 Direct	-1.29%	Disposed	525.8% (price as of 2026-10-06)
Aug. 23, 2004	RTX	S	300	$93.07	$27,921	15,538 Direct	-1.89%	Disposed	525.9% (price as of 2026-10-06)
Aug. 23, 2004	RTX	S	4,000	$93.05	$372,200	15,838 Direct	-20.16%	Disposed	526.0% (price as of 2026-10-06)
Aug. 23, 2004	RTX	S	6,700	$93.00	$623,100	19,838 Direct	-25.25%	Disposed	526.3% (price as of 2026-10-06)
Aug. 20, 2004	RTX	M	30,000	$37.69	$1,130,700	33,000 Direct	+1000.00%	Acquired	1445.5% (price as of 2026-10-06)
Aug. 20, 2004	RTX	F	6,462	$94.02	$607,557	26,538 Direct	-19.58%	Disposed	519.5% (price as of 2026-10-06)
Aug. 20, 2004	RTX	M	30,000	·	·	30,000 Direct	-50.00%	Disposed	(price as of 2026-10-06)
June 1, 2004	COP	M	814	·	·	5,038 Direct	+19.27%	Acquired	(price as of 2026-10-06)
June 1, 2004	COP	M	814	·	·	934 Direct	-46.57%	Disposed	(price as of 2026-10-06)
Jan. 15, 2004	COP	A	1,375	·	·	3,317 Direct	+70.80%	Acquired	(price as of 2026-10-06)
Jan. 9, 2004	RTX	A	18,000	·	·	18,000 Direct	·	Acquired	(price as of 2026-10-06)
Dec. 31, 2003	RTX	A	7	$94.77	$663	5,290 Direct	+0.13%	Acquired	514.6% (price as of 2026-10-06)
Dec. 15, 2003	RTX	A	7	$91.55	$641	5,283 Direct	+0.13%	Acquired	536.3% (price as of 2026-10-06)
Nov. 26, 2003	RTX	A	8	$86.32	$691	5,255 Direct	+0.15%	Acquired	574.8% (price as of 2026-10-06)
Nov. 14, 2003	RTX	A	8	$85.90	$687	5,247 Direct	+0.15%	Acquired	578.1% (price as of 2026-10-06)
Nov. 6, 2003	RTX	C	155	·	·	0 Indirect	-100.00%	Disposed	(price as of 2026-10-06)
Nov. 6, 2003	RTX	C	622	$87.33	$54,319	622 Indirect	·	Acquired	567.0% (price as of 2026-10-06)
Oct. 31, 2003	RTX	A	8	$84.69	$678	5,239 Direct	+0.15%	Acquired	587.8% (price as of 2026-10-06)
Oct. 15, 2003	RTX	A	8	$83.70	$670	5,231 Direct	+0.15%	Acquired	595.9% (price as of 2026-10-06)
Sept. 30, 2003	RTX	A	9	$77.28	$696	5,223 Direct	+0.17%	Acquired	653.7% (price as of 2026-10-06)
Sept. 15, 2003	RTX	A	9	$78.20	$704	5,215 Direct	+0.17%	Acquired	644.9% (price as of 2026-10-06)
Aug. 29, 2003	RTX	A	8	$80.25	$642	5,188 Direct	+0.15%	Acquired	625.9% (price as of 2026-10-06)
Aug. 15, 2003	RTX	A	9	$76.48	$688	5,180 Direct	+0.17%	Acquired	661.6% (price as of 2026-10-06)
July 31, 2003	RTX	A	9	$75.23	$677	5,171 Direct	+0.17%	Acquired	674.3% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 15, 2012	COP	Stock Units	Common Stock (2,413)	·	·	2,413	Acquired
Jan. 15, 2011	COP	Stock Units	Common Stock (2,526)	·	·	2,526	Acquired
May 4, 2010	COP	Stock Options (rights to buy)	Common Stock (4,014)	·	June 1, 2010	4,014	Disposed
Jan. 15, 2010	COP	Stock Units	Common Stock (2,275)	·	·	2,275	Acquired
May 8, 2009	COP	Stock Options (rights to buy)	Common Stock (4,116)	·	June 1, 2009	4,116	Acquired
Jan. 15, 2009	COP	Stock Units	Common Stock (2,520)	·	·	2,520	Acquired
Dec. 31, 2008	COP	Stock Units	Common Stock (178)	·	·	178	Acquired
Nov. 28, 2008	COP	Stock Units	Common Stock (175)	·	·	175	Acquired
Oct. 31, 2008	COP	Stock Units	Common Stock (176)	·	·	176	Acquired
Sept. 30, 2008	COP	Stock Units	Common Stock (128)	·	·	128	Acquired
Sept. 10, 2008	COP	Stock Options (right to buy)	Common Stock (3,650)	·	Oct. 20, 2008	3,650	Disposed
Aug. 29, 2008	COP	Stock Units	Common Stock (111)	·	·	111	Acquired
July 31, 2008	COP	Stock Units	Common Stock (111)	·	·	111	Acquired
June 30, 2008	COP	Stock Units	Common Stock (99)	·	·	99	Acquired
May 30, 2008	COP	Stock Units	Common Stock (100)	·	·	100	Acquired
April 30, 2008	COP	Stock Units	Common Stock (107)	·	·	107	Acquired
March 31, 2008	COP	Stock Units	Common Stock (121)	·	·	121	Acquired
Feb. 29, 2008	COP	Stock Units	Common Stock (110)	·	·	110	Acquired
Jan. 31, 2008	COP	Stock Units	Common Stock (116)	·	·	116	Acquired
Jan. 15, 2008	COP	Stock Units	Common Stock (1,463)	·	·	1,463	Acquired
Dec. 31, 2007	COP	Stock Units	Common Stock (104)	·	·	104	Acquired
Nov. 30, 2007	COP	Stock units	Common stock (116)	·	·	116	Acquired
Oct. 31, 2007	COP	Stock units	Common stock (110)	·	·	110	Acquired
Sept. 28, 2007	COP	Stock units	Common stock (95)	·	·	95	Acquired
Aug. 31, 2007	COP	Stock units	Common stock (102)	·	·	102	Acquired
July 31, 2007	COP	Stock units	Common stock (102)	·	·	102	Acquired
June 29, 2007	COP	Stock units	Common stock (107)	·	·	107	Acquired
May 31, 2007	COP	Stock Units	Common Stock (108)	·	·	108	Acquired
April 30, 2007	COP	Stock Units	Common Stock (120)	·	·	120	Acquired
March 30, 2007	COP	Stock Units	Common Stock (122)	·	·	122	Acquired
Feb. 28, 2007	COP	Stock Units	Common Stock (128)	·	·	128	Acquired
Jan. 31, 2007	COP	Stock Units	Common Stock (127)	·	·	127	Acquired
Jan. 15, 2007	COP	Stock Units	Common Stock (1,901)	·	·	1,901	Acquired
Dec. 29, 2006	COP	Stock Units	Common Stock (116)	·	·	116	Acquired
Nov. 30, 2006	COP	Stock Units	Common Stock (125)	·	·	125	Acquired
Nov. 1, 2006	COP	Stock Units	Common Stock (334)	·	·	334	Acquired
Oct. 31, 2006	COP	Stock Units	Common Stock (140)	·	·	140	Acquired
Sept. 29, 2006	COP	Stock Units	Common Stock (141)	·	·	141	Acquired
Aug. 31, 2006	COP	Stock Units	Common Stock (132)	·	·	132	Acquired
July 31, 2006	COP	Stock Units	Common Stock (122)	·	·	122	Acquired
June 30, 2006	COP	Stock Units	Common Stock (127)	·	·	127	Acquired
June 30, 2006	COP	Stock Units	Common Stock (127)	·	·	127	Acquired
May 31, 2006	COP	Stock Units	Common Stock (134)	·	·	134	Acquired
April 28, 2006	COP	Stock Units	Common Stock (124)	·	·	124	Acquired
March 31, 2006	COP	Stock Units	Common Stock (132)	·	·	132	Acquired
Feb. 28, 2006	COP	Stock Units	Common Stock (137)	·	·	137	Acquired
Jan. 31, 2006	COP	Stock Units	Common Stock (129)	·	·	129	Acquired
Jan. 15, 2006	COP	Stock Units	Common Stock (1,649)	·	·	1,649	Acquired
Feb. 15, 2005	COP	Stock Units	Common Stock (992)	·	·	992	Acquired
Aug. 20, 2004	RTX	Non-Qualified Stock Option (right to buy)	Common Stock (30,000)	$37.69	March 16, 2007	30,000	Disposed
June 1, 2004	COP	Stock Units	Common Stock (814)	·	·	814	Disposed
Jan. 15, 2004	COP	Stock Units	Common Stock	·	·	1,375	Acquired
Jan. 9, 2004	RTX	Non-Qualified Stock Option (right to buy)	Common Stock (18,000)	$93.52	Jan. 8, 2014	18,000	Acquired
Dec. 31, 2003	RTX	Phantom Stock Unit	Common Stock (7)	$0.00	·	7	Acquired
Dec. 15, 2003	RTX	Phantom Stock Unit	Common Stock (7)	$0.00	·	7	Acquired
Nov. 26, 2003	RTX	Phantom Stock Unit	Common Stock (8)	$0.00	·	8	Acquired
Nov. 14, 2003	RTX	Phantom Stock Unit	Common Stock (8)	$0.00	·	8	Acquired
Nov. 6, 2003	RTX	ESOP Series A Convertible Preferred Stock [F1]	Common Stock (622)	$0.00	·	155	Disposed
Oct. 31, 2003	RTX	Phantom Stock Unit	Common Stock (8)	$0.00	·	8	Acquired
Oct. 15, 2003	RTX	Phantom Stock Unit	Common Stock (8)	$0.00	·	8	Acquired
Sept. 30, 2003	RTX	Phantom Stock Unit	Common Stock (9)	$0.00	·	9	Acquired
Sept. 15, 2003	RTX	Phantom Stock Unit	Common Stock (9)	$0.00	·	9	Acquired
Aug. 29, 2003	RTX	Phantom Stock Unit	Common Stock (8)	$0.00	·	8	Acquired
Aug. 15, 2003	RTX	Phantom Stock Unit	Common Stock (9)	$0.00	Aug. 8, 1988	9	Acquired
July 31, 2003	RTX	Phantom Stock Unit	Common Stock (9)	$0.00	Aug. 8, 1988	9	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).