Insider at

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Insider transactions

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4 buys (P) 0 sells (S) Net: $10,080 + 24 non-open-market transactions below Avg return of open purchases vs now: -2.4% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

24 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
April 15, 2026 HERZ P 390 $16.01 $6,244 6,567 Direct +6.31% Acquired -4.6% (price as of 2026-10-02)
March 27, 2026 HERZ P 96 $15.50 $1,488 6,177 Direct +1.58% Acquired -1.5% (price as of 2026-10-02)
March 3, 2026 HERZ P 40 $15.81 $632 6,081 Direct +0.66% Acquired -3.4% (price as of 2026-10-02)
March 2, 2026 HERZ P 112 $15.32 $1,716 6,041 Direct +1.89% Acquired -0.3% (price as of 2026-10-02)
March 24, 2025 HERZ P 20,000 $2.69 $53,800 46,144 Direct +76.50% Acquired -43.2% (price as of 2026-10-02)
March 6, 2025 HERZ P 139 $2.58 $359 26,144 Direct +0.53% Acquired -40.8% (price as of 2026-10-02)
March 5, 2025 HERZ P 379 $2.54 $963 26,005 Direct +1.48% Acquired -39.9% (price as of 2026-10-02)
Nov. 14, 2022 HERZ S 615 $4.98 $3,063 3,701 Direct -14.25% Disposed -69.3% (price as of 2026-10-02)
Nov. 12, 2021 HERZ S 543 $6.98 $3,790 3,520 Direct -13.36% Disposed -77.4% (price as of 2026-10-02)
July 8, 2021 HERZ P 1,970 $6.14 $12,096 3,882 Direct +103.03% Acquired -74.3% (price as of 2026-10-02)
March 10, 2021 HERZ S 266 $6.80 $1,809 1,866 Direct -12.48% Disposed -76.8% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 18, 2023 HERZ Oversubscription Privilege (contingent right to buy) [F1,F2,F3,F4] Common Stock (12,469) $2.31 Dec. 13, 2023 12,469 Disposed
Dec. 13, 2023 HERZ Non-transferable Subscription Rights (rights to buy) [F1,F2] Common Stock (4,034) $2.31 Dec. 13, 2023 4,034 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Feb. 14, 2019 HERZ THE HERZFELD CARIBBEAN BASIN FUND, INC. 1,620 Direct