Sammy A Schalk

CIK 1220215 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 22, 2018 · Latest: Feb. 22, 2018

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

SMBC buying Sept. 9, 2020

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

4 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 9, 2020	SMBC	P	200	$24.29	$4,858	93,355 Direct	+0.21%	Acquired	202.6% (price as of 2026-08-20)
Sept. 9, 2020	SMBC	P	157	$24.05	$3,776	93,155 Direct	+0.17%	Acquired	205.6% (price as of 2026-08-20)
Feb. 20, 2018	SMBC	A	1,500	$35.21	$52,815	92,998 Direct	+1.64%	Acquired	108.7% (price as of 2026-08-20)
June 29, 2012	SMBC	A	2,000	$21.50	$43,000	45,749 Direct	+4.57%	Acquired	583.7% (price as of 2026-08-20)
Nov. 17, 2011	SMBC	P	1,000	$19.00	$19,000	43,749 Direct	+2.34%	Acquired	673.7% (price as of 2026-08-20)
Jan. 14, 2011	SMBC	M	10,000	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 14, 2011	SMBC	M	10,000	$6.75	$67,500	42,749 Direct	+30.54%	Acquired	2077.8% (price as of 2026-08-20)
Sept. 10, 2010	SMBC	P	2,200	$14.85	$32,670	32,749 Direct	+7.20%	Acquired	889.9% (price as of 2026-08-20)
Sept. 10, 2009	SMBC	P	200	$11.40	$2,280	30,549 Direct	+0.66%	Acquired	1189.5% (price as of 2026-08-20)
Sept. 10, 2009	SMBC	P	556	$11.44	$6,361	30,349 Direct	+1.87%	Acquired	1185.0% (price as of 2026-08-20)
Sept. 10, 2009	SMBC	P	200	$11.42	$2,284	29,793 Direct	+0.68%	Acquired	1187.2% (price as of 2026-08-20)
Sept. 10, 2009	SMBC	P	193	$11.43	$2,206	29,593 Direct	+0.66%	Acquired	1186.1% (price as of 2026-08-20)
Nov. 4, 2005	SMBC	P	500	$14.76	$7,380	29,400 Direct	+1.73%	Acquired	895.9% (price as of 2026-08-20)
Aug. 10, 2005	SMBC	P	1,000	$14.65	$14,650	28,900 Direct	+3.58%	Acquired	903.4% (price as of 2026-08-20)
May 23, 2005	SMBC	P	1,000	$14.50	$14,500	27,900 Direct	+3.72%	Acquired	913.8% (price as of 2026-08-20)
May 6, 2004	SMBC	P	400	$15.30	$6,120	26,900 Direct	+1.51%	Acquired	860.8% (price as of 2026-08-20)
May 6, 2004	SMBC	P	400	$15.30	$6,120	26,900 Direct	+1.51%	Acquired	860.8% (price as of 2026-08-20)
Jan. 31, 2003	SMBC	P	500	$23.27	$11,635	11,350 Direct	+4.61%	Acquired	1163.4% (price as of 2026-08-20)
Nov. 1, 2002	SMBC	P	1,000	$19.00	$19,000	10,850 Direct	+10.15%	Acquired	1447.4% (price as of 2026-08-20)
Nov. 1, 2002	SMBC	P	1,000	$19.00	$19,000	10,850 Direct	+10.15%	Acquired	1447.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 14, 2011	SMBC	Stock Option (Right to Buy)	Common Stock (10,000)	$6.75	Jan. 16, 2011	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).