Samuel Allan Flax

CIK 1313337 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 4, 2017 · Latest: Jan. 4, 2017

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 28 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

28 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 11, 2015 817473 S 10b5-1 1,013 $14.25 $14,435 353,807 Direct -0.29% Disposed
Oct. 27, 2015 817473 S 10b5-1 430 $12.64 $5,435 354,820 Direct -0.12% Disposed
Oct. 13, 2015 817473 S 10b5-1 2,187 $12.52 $27,381 355,250 Direct -0.61% Disposed
Sept. 29, 2015 817473 S 10b5-1 341 $12.33 $4,205 357,437 Direct -0.10% Disposed
Sept. 11, 2015 817473 S 10b5-1 1,013 $13.51 $13,686 357,778 Direct -0.28% Disposed
Aug. 27, 2015 817473 S 10b5-1 317 $13.54 $4,292 358,791 Direct -0.09% Disposed
Aug. 21, 2015 817473 S 10b5-1 813 $13.89 $11,293 359,108 Direct -0.23% Disposed
July 28, 2015 817473 S 10b5-1 2,820 $12.98 $36,604 359,921 Direct -0.78% Disposed
July 13, 2015 817473 S 10b5-1 1,013 $13.64 $13,817 362,741 Direct -0.28% Disposed
June 29, 2015 817473 S 10b5-1 317 $13.62 $4,318 363,754 Direct -0.09% Disposed
May 28, 2015 817473 S 10b5-1 341 $14.34 $4,890 364,071 Direct -0.09% Disposed
May 12, 2015 817473 S 10b5-1 1,377 $13.91 $19,154 364,412 Direct -0.38% Disposed
April 28, 2015 817473 S 10b5-1 317 $15.10 $4,787 365,789 Direct -0.09% Disposed
April 20, 2015 817473 S 10b5-1 200,000 $15.25 $3,050,000 366,106 Direct -35.33% Disposed
April 13, 2015 817473 S 10b5-1 2,187 $15.02 $32,849 366,106 Direct -0.59% Disposed
April 10, 2015 817473 S 10b5-1 6,328 $15.03 $95,110 366,106 Direct -1.70% Disposed
March 30, 2015 817473 S 10b5-1 341 $15.09 $5,146 374,621 Direct -0.09% Disposed
March 12, 2015 817473 S 10b5-1 90,491 $14.64 $1,324,788 374,962 Direct -19.44% Disposed
March 11, 2015 817473 S 10b5-1 1,013 $14.75 $14,942 374,962 Direct -0.27% Disposed
March 10, 2015 817473 S 10b5-1 115,847 $14.78 $1,712,219 375,975 Direct -23.55% Disposed
March 2, 2015 817473 S 10b5-1 317 $14.56 $4,616 375,975 Direct -0.08% Disposed
Feb. 3, 2015 817473 S 10b5-1 778 $14.31 $11,133 376,292 Direct -0.21% Disposed
Jan. 28, 2015 817473 S 10b5-1 239 $14.52 $3,470 377,070 Direct -0.06% Disposed
Jan. 13, 2015 817473 S 10b5-1 2,237 $14.77 $33,040 377,309 Direct -0.59% Disposed
Dec. 29, 2014 817473 S 10b5-1 317 $14.62 $4,635 379,546 Direct -0.08% Disposed
Dec. 1, 2014 817473 S 10b5-1 341 $14.93 $5,091 379,863 Direct -0.09% Disposed
Nov. 21, 2014 817473 S 10b5-1 813 $15.06 $12,244 380,204 Direct -0.21% Disposed
Nov. 12, 2014 817473 S 10b5-1 6,962 $15.48 $107,772 381,017 Direct -1.79% Disposed
Nov. 11, 2014 817473 S 10b5-1 1,013 $14.55 $14,739 387,979 Direct -0.26% Disposed
Nov. 11, 2014 817473 S 1,013 $15.55 $15,752 387,979 Direct -0.26% Disposed
Oct. 28, 2014 817473 S 10b5-1 418 $14.22 $5,944 388,992 Direct -0.11% Disposed
Oct. 13, 2014 817473 S 10b5-1 2,187 $13.82 $30,224 389,410 Direct -0.56% Disposed
Sept. 30, 2014 817473 S 10b5-1 341 $14.31 $4,880 391,597 Direct -0.09% Disposed
Sept. 11, 2014 817473 S 10b5-1 1,013 $15.24 $15,438 391,938 Direct -0.26% Disposed
Aug. 27, 2014 817473 S 10b5-1 317 $15.56 $4,933 392,951 Direct -0.08% Disposed
Aug. 21, 2014 817473 S 10b5-1 813 $15.53 $12,626 393,268 Direct -0.21% Disposed
July 29, 2014 817473 S 10b5-1 2,807 $15.62 $43,845 394,081 Direct -0.71% Disposed
July 11, 2014 817473 S 10b5-1 3,200 $15.52 $49,664 396,888 Direct -0.80% Disposed
June 27, 2014 817473 S 10b5-1 317 $14.87 $4,714 400,088 Direct -0.08% Disposed
May 28, 2014 817473 S 10b5-1 341 $14.67 $5,002 400,405 Direct -0.09% Disposed
May 21, 2014 817473 S 10b5-1 813 $14.80 $12,032 400,746 Direct -0.20% Disposed
May 13, 2014 817473 S 10b5-1 1,337 $15.41 $20,603 401,559 Direct -0.33% Disposed
April 29, 2014 817473 S 10b5-1 317 $14.58 $4,622 402,896 Direct -0.08% Disposed
April 11, 2014 817473 S 10b5-1 2,187 $14.51 $31,733 403,213 Direct -0.54% Disposed
April 10, 2014 817473 S 10b5-1 6,328 $15.05 $95,236 405,400 Direct -1.54% Disposed
March 28, 2014 817473 S 10b5-1 341 $14.25 $4,859 411,728 Direct -0.08% Disposed
March 11, 2014 817473 S 10b5-1 1,013 $15.45 $15,651 412,069 Direct -0.25% Disposed
Feb. 27, 2014 817473 S 10b5-1 337 $15.49 $5,220 413,082 Direct -0.08% Disposed
Feb. 21, 2014 817473 S 10b5-1 866 $15.79 $13,674 413,419 Direct -0.21% Disposed
Feb. 4, 2014 817473 S 10b5-1 852 $15.40 $13,121 414,285 Direct -0.21% Disposed
Jan. 28, 2014 817473 S 10b5-1 261 $15.71 $4,100 415,137 Direct -0.06% Disposed
Jan. 13, 2014 817473 S 10b5-1 2,237 $15.94 $35,658 415,398 Direct -0.54% Disposed
Dec. 27, 2013 817473 S 10b5-1 317 $15.47 $4,904 417,635 Direct -0.08% Disposed
Nov. 29, 2013 817473 S 10b5-1 341 $15.30 $5,217 417,952 Direct -0.08% Disposed
Nov. 21, 2013 817473 S 10b5-1 813 $14.73 $11,975 418,293 Direct -0.19% Disposed
Nov. 12, 2013 817473 S 10b5-1 7,975 $14.01 $111,730 419,106 Direct -1.87% Disposed
Oct. 29, 2013 817473 S 10b5-1 418 $14.13 $5,906 427,081 Direct -0.10% Disposed
Oct. 11, 2013 817473 S 10b5-1 2,187 $13.56 $29,656 427,499 Direct -0.51% Disposed
Sept. 30, 2013 817473 S 10b5-1 341 $13.67 $4,661 429,686 Direct -0.08% Disposed
Sept. 11, 2013 817473 S 10b5-1 1,013 $13.34 $13,513 430,027 Direct -0.24% Disposed
Aug. 27, 2013 817473 S 10b5-1 317 $12.74 $4,039 431,040 Direct -0.07% Disposed
Aug. 21, 2013 817473 S 10b5-1 813 $12.70 $10,325 431,357 Direct -0.19% Disposed
July 30, 2013 817473 S 10b5-1 2,807 $13.22 $37,109 432,170 Direct -0.65% Disposed
July 11, 2013 817473 S 10b5-1 3,200 $13.00 $41,600 434,977 Direct -0.73% Disposed
June 27, 2013 817473 S 10b5-1 317 $12.30 $3,899 438,177 Direct -0.07% Disposed
May 29, 2013 817473 S 341 $13.56 $4,624 438,494 Direct -0.08% Disposed
May 21, 2013 817473 S 813 $14.39 $11,699 438,835 Direct -0.18% Disposed
May 13, 2013 817473 S 1,337 $14.00 $18,718 439,648 Direct -0.30% Disposed
April 29, 2013 817473 S 10b5-1 317 $14.67 $4,650 440,985 Direct -0.07% Disposed
April 11, 2013 817473 S 10b5-1 2,187 $14.61 $31,952 428,061 Direct -0.51% Disposed
March 28, 2013 817473 S 10b5-1 341 $14.60 $4,979 430,248 Direct -0.08% Disposed
March 12, 2013 817473 S 10b5-1 1,013 $14.95 $15,144 430,589 Direct -0.23% Disposed

Showing latest 100 of 208 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 3, 2017 817473 Options Common Stock (167,391) $14.47 April 25, 2023 167,391 Disposed
Jan. 3, 2017 817473 Options Common Stock (194,722) $9.64 April 28, 2022 194,722 Disposed
Jan. 3, 2017 817473 Options Common Stock (220,349) $8.22 Jan. 31, 2022 220,349 Disposed
Jan. 3, 2017 817473 Options Common Stock (220,349) $6.77 Oct. 20, 2021 220,349 Disposed
Jan. 3, 2017 817473 Options Common Stock (220,349) $10.08 July 21, 2021 220,349 Disposed
Jan. 3, 2017 817473 Options Common Stock (390,173) $10.19 April 28, 2021 390,173 Disposed
Jan. 3, 2017 817473 Options Common Stock (390,173) $8.47 Feb. 1, 2021 390,173 Disposed
Jan. 3, 2017 817473 Options Common Stock (390,173) $6.51 Oct. 21, 2020 390,173 Disposed
Jan. 3, 2017 817473 Options Common Stock (390,173) $5.19 July 22, 2020 390,173 Disposed
Jan. 3, 2017 817473 Options Common Stock (89,957) $6.45 April 29, 2020 89,957 Disposed
Jan. 3, 2017 817473 Options Common Stock (157,252) $4.81 Jan. 7, 2019 157,252 Disposed
Jan. 3, 2017 817473 Options Common Stock (204,519) $16.71 July 24, 2018 204,519 Disposed
Jan. 3, 2017 817473 Options Common Stock (51,132) $16.71 July 24, 2018 51,132 Disposed
April 20, 2015 817473 Options Common Stock (200,000) $4.81 Jan. 7, 2019 200,000 Disposed
March 12, 2015 817473 Stock Options Common Stock (90,491) $3.48 Feb. 10, 2020 90,491 Disposed
March 10, 2015 817473 Stock Options Common Stock (26,504) $2.77 Nov. 11, 2019 26,504 Disposed
March 10, 2015 817473 Stock Options Common Stock (33,647) $2.96 Aug. 12, 2019 33,647 Disposed
March 10, 2015 817473 Stock Options Common Stock (55,696) $3.10 July 22, 2019 55,696 Disposed
April 25, 2013 817473 Options Common Stock (167,391) $14.47 April 25, 2023 167,391 Acquired
Dec. 14, 2012 817473 Stock Options Common Stock (40,000) $2.77 Nov. 12, 2019 40,000 Disposed
Dec. 10, 2012 817473 Stock Options Common Stock (66,504) $2.77 Nov. 12, 2019 25,000 Disposed
Dec. 10, 2012 817473 Stock Options Common Stock (0) $2.71 June 24, 2019 16,798 Disposed
Sept. 13, 2012 817473 Options Common Stock (40,000) $2.71 June 23, 2019 40,000 Disposed
Aug. 15, 2012 817473 Options Common Stock (73,786) $2.51 May 26, 2019 73,786 Disposed
May 10, 2012 817473 Options Common Stock (73,786) $2.15 April 24, 2019 73,786 Disposed
April 27, 2012 817473 Options Common Stock (194,722) $9.64 April 27, 2022 194,722 Acquired
Jan. 31, 2012 817473 Options Common Stock (220,349) $8.22 Jan. 31, 2022 220,349 Acquired
Oct. 20, 2011 817473 Options Common Stock (220,349) $6.77 Oct. 20, 2021 220,349 Acquired
July 21, 2011 817473 Options Common Stock (220,349) $10.08 July 21, 2021 220,349 Acquired
April 28, 2011 817473 Options Common Stock (390,173) $10.19 April 28, 2021 390,173 Acquired
Feb. 1, 2011 817473 Options Common Stock (390,173) $8.47 Feb. 1, 2021 390,173 Acquired
Oct. 21, 2010 817473 Options Common Stock (390,173) $6.51 Oct. 21, 2020 390,173 Acquired
July 22, 2010 817473 Option Common Stock (390,173) $5.19 July 22, 2010 390,173 Acquired
April 29, 2010 817473 Option Common Stock (89,957) $6.45 April 29, 2020 89,957 Acquired
Feb. 11, 2010 817473 Option Common Stock (90,491) $3.48 Feb. 11, 2020 90,491 Acquired
Dec. 29, 2009 817473 Stock Option Common Stock (96,480) $27.08 Jan. 31, 2018 96,480 Disposed
Dec. 29, 2009 817473 Stock Option Common Stock (129,910) $25.38 Nov. 1, 2017 129,910 Disposed
Dec. 29, 2009 817473 Stock Option Common Stock (114,106) $32.34 Oct. 26, 2017 114,106 Disposed
Dec. 29, 2009 817473 Stock Option Common Stock (143,732) $29.36 July 27, 2017 143,732 Disposed
Dec. 29, 2009 817473 Stock Option Common Stock (102,587) $33.49 June 22, 2017 102,587 Disposed
Dec. 29, 2009 817473 Stock Option Common Stock (59,212) $38.01 Feb. 1, 2017 59,212 Disposed
Dec. 29, 2009 817473 Stock Option Common Stock (59,214) $32.96 Oct. 26, 2016 59,214 Disposed
Dec. 29, 2009 817473 Stock Option Common Stock (59,214) $26.69 July 27, 2016 59,214 Disposed
Dec. 29, 2009 817473 Stock Option Common Stock (59,214) $26.26 May 11, 2016 59,214 Disposed
Dec. 29, 2009 817473 Stock Option Common Stock (86,537) $26.57 Jan. 19, 2016 86,537 Disposed
Dec. 29, 2009 817473 Stock Option Common Stock (103,061) $28.24 Oct. 27, 2015 103,061 Disposed
Dec. 29, 2009 817473 Stock Option Common Stock (103,061) $27.42 June 20, 2015 103,061 Disposed
Nov. 12, 2009 817473 Option Common Stock (91,504) $2.77 Nov. 12, 2019 91,504 Acquired
Aug. 13, 2009 817473 Option Common Stock (33,647) $2.96 Aug. 13, 2019 33,647 Acquired
July 23, 2009 817473 Option Common Stock (55,696) $3.10 July 23, 2019 55,696 Acquired
June 24, 2009 817473 Option Common Stock (56,798) $2.71 June 24, 2019 56,798 Acquired
May 26, 2009 817473 Option Common Stock (56,798) $3.26 May 26, 2019 56,798 Acquired
April 24, 2009 817473 Option Common Stock (56,798) $2.79 April 24, 2019 56,798 Acquired
April 24, 2009 817473 Option Common Stock (275,000) $2.79 April 24, 2019 275,000 Acquired
Jan. 7, 2009 817473 Option Common Stock (275,000) $6.24 Jan. 7, 2019 275,000 Acquired
July 24, 2008 817473 Option Common Stock (196,791) $21.70 July 24, 2018 196,791 Acquired
Jan. 31, 2008 817473 Option Common Stock (74,267) $35.17 Jan. 31, 2018 74,267 Acquired
Jan. 31, 2008 817473 Option Common Stock (87,835) $35.17 Jan. 31, 2018 87,835 Acquired
Oct. 26, 2007 817473 Option Common Stock (87,835) $42.00 Oct. 26, 2017 87,835 Acquired
July 27, 2007 817473 Option Common Stock (110,640) $38.14 July 27, 2017 110,640 Acquired
July 27, 2007 817473 Option Common Stock (110,640) $38.14 July 27, 2017 110,640 Acquired
June 22, 2007 817473 Option Common Stock (78,968) $43.50 June 22, 2017 78,968 Acquired
Feb. 1, 2007 817473 Option Common Stock (45,580) $49.37 Feb. 1, 2017 45,580 Acquired
Oct. 26, 2006 817473 Option Common Stock (45,581) $42.81 Oct. 26, 2016 45,581 Acquired
July 27, 2006 817473 Option Common Stock (45,581) $34.66 July 27, 2016 45,581 Acquired
May 11, 2006 817473 Option Common Stock (45,581) $34.11 May 11, 2016 45,581 Acquired
Jan. 19, 2006 817473 Option Common Stock (66,641) $34.51 Jan. 19, 2016 66,641 Acquired
Oct. 27, 2005 817473 Common Stock Common Stock (79,333) $36.68 Oct. 27, 2015 79,333 Acquired
June 20, 2005 817473 Common Stock Common Stock (79,333) $35.61 June 20, 2015 79,333 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 1, 2011 AGNCP Common Stock, par value $0.01 per share 0 Direct
May 14, 2008 AGNCP Common Stock, par value $0.01 per share 0 Direct