Samuel H Smith
CIK 1220206 · View on SEC EDGAR ↗
Insider
First SEC filing: July 3, 2012 · Latest: July 3, 2012
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 3 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
3 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 17, 2011 | SMBC | P | 2,000 | $19.00 | $38,000 | 75,554 Direct | +2.72% | Acquired | 673.7% (price as of 2026-08-20) |
| May 30, 2008 | SMBC | S | 5,000 | $15.00 | $75,000 | 73,554 Direct | -6.37% | Disposed | 880.0% (price as of 2026-08-20) |
| Oct. 29, 2007 | SMBC | S | 5,000 | $14.96 | $74,800 | 78,554 Direct | +6.80% | Acquired | 882.6% (price as of 2026-08-20) |
| Aug. 16, 2007 | SMBC | S | 5,000 | $14.80 | $74,000 | 83,554 Direct | -5.65% | Disposed | 893.2% (price as of 2026-08-20) |
| Nov. 11, 2005 | SMBC | P | 6,500 | $14.50 | $94,250 | 6,500 Indirect | — | Acquired | 913.8% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 8, 2004 | SMBC | Option to Buy | common Stock | — | April 13, 2004 | 11,424 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).