Samuel L Katz
CIK 1118957 · View on SEC EDGAR ↗
Insider
First SEC filing: April 15, 2011 · Latest: April 15, 2011
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 34 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
34 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 9, 2023 | PNNT | P | 4,000 | $5.86 | $23,440 | 74,710 Direct | +5.66% | Acquired | -36.2% (price as of 2026-08-20) |
| June 9, 2023 | PNNT | P | 4,000 | $5.86 | $23,440 | 70,710 Direct | +6.00% | Acquired | -36.2% (price as of 2026-08-20) |
| June 2, 2023 | PNNT | P | 5,000 | $5.55 | $27,750 | 66,710 Direct | +8.10% | Acquired | -32.6% (price as of 2026-08-20) |
| June 2, 2023 | PNNT | P | 5,000 | $5.52 | $27,600 | 61,710 Direct | +8.82% | Acquired | -32.2% (price as of 2026-08-20) |
| June 1, 2023 | PNNT | P | 15,000 | $5.49 | $82,350 | 56,710 Direct | +35.96% | Acquired | -31.9% (price as of 2026-08-20) |
| Dec. 18, 2020 | PNNT | P | 5,000 | $4.45 | $22,250 | 41,710 Direct | +13.62% | Acquired | -16.0% (price as of 2026-08-20) |
| Dec. 18, 2020 | PFLA | S | 8,618 | $10.41 | $89,713 | 26,500 Direct | -24.54% | Disposed | 142.9% (price as of 2026-08-20) |
| Dec. 17, 2020 | PNNT | P | 2,500 | $4.40 | $11,000 | 36,710 Direct | +7.31% | Acquired | -15.0% (price as of 2026-08-20) |
| Dec. 17, 2020 | PFLA | S | 8,929 | $10.54 | $94,112 | 35,118 Direct | -20.27% | Disposed | 139.9% (price as of 2026-08-20) |
| Dec. 16, 2020 | PNNT | P | 5,000 | $4.42 | $22,100 | 34,210 Direct | +17.12% | Acquired | -15.4% (price as of 2026-08-20) |
| Dec. 16, 2020 | PFLA | S | 7,453 | $10.65 | $79,374 | 44,047 Direct | -14.47% | Disposed | 137.5% (price as of 2026-08-20) |
| Dec. 15, 2020 | PNNT | P | 9,490 | $4.47 | $42,420 | 29,210 Direct | +48.12% | Acquired | -16.3% (price as of 2026-08-20) |
| Dec. 15, 2020 | PFLA | S | 17,700 | $10.87 | $192,399 | 51,500 Direct | -25.58% | Disposed | 132.7% (price as of 2026-08-20) |
| Dec. 14, 2020 | PNNT | P | 3,010 | $4.48 | $13,485 | 19,720 Direct | +18.01% | Acquired | -16.5% (price as of 2026-08-20) |
| Dec. 14, 2020 | PFLA | S | 10,737 | $10.85 | $116,496 | 69,200 Direct | -13.43% | Disposed | 133.1% (price as of 2026-08-20) |
| Dec. 11, 2020 | PNNT | P | 5,000 | $4.52 | $22,600 | 16,710 Direct | +42.70% | Acquired | -17.3% (price as of 2026-08-20) |
| Dec. 11, 2020 | PFLA | S | 6,563 | $10.84 | $71,143 | 79,937 Direct | -7.59% | Disposed | 133.3% (price as of 2026-08-20) |
| June 10, 2020 | PFLA | P | 15,000 | $8.83 | $132,450 | 206,800 Direct | +7.82% | Acquired | 186.4% (price as of 2026-08-20) |
| Sept. 4, 2019 | PFLA | P | 25,000 | $11.42 | $285,500 | 191,800 Direct | +14.99% | Acquired | 121.5% (price as of 2026-08-20) |
| May 13, 2019 | PFLA | P | 19,900 | $12.11 | $240,989 | 166,800 Direct | +13.55% | Acquired | 108.8% (price as of 2026-08-20) |
| May 10, 2019 | PFLA | P | 100 | $12.20 | $1,220 | 146,900 Direct | +0.07% | Acquired | 107.3% (price as of 2026-08-20) |
| Feb. 27, 2018 | PFLA | P | 10,000 | $12.73 | $127,300 | 146,800 Direct | +7.31% | Acquired | 98.7% (price as of 2026-08-20) |
| Feb. 26, 2018 | PFLA | P | 17,000 | $12.64 | $214,880 | 136,800 Direct | +14.19% | Acquired | 100.1% (price as of 2026-08-20) |
| Feb. 11, 2016 | PNNT | P | 7,250 | $4.97 | $36,032 | 188,991 Direct | +3.99% | Acquired | -24.7% (price as of 2026-08-20) |
| Feb. 11, 2016 | PFLA | P | 4,140 | $10.50 | $43,470 | 119,800 Direct | +3.58% | Acquired | 140.9% (price as of 2026-08-20) |
| Feb. 10, 2016 | PNNT | P | 1,896 | $5.05 | $9,575 | 181,741 Direct | +1.05% | Acquired | -25.9% (price as of 2026-08-20) |
| Feb. 9, 2016 | PNNT | P | 3,400 | $5.10 | $17,340 | 179,845 Direct | +1.93% | Acquired | -26.7% (price as of 2026-08-20) |
| Feb. 9, 2016 | PFLA | P | 5,860 | $10.52 | $61,647 | 115,660 Direct | +5.34% | Acquired | 140.4% (price as of 2026-08-20) |
| Feb. 8, 2016 | PNNT | P | 7,454 | $5.28 | $39,357 | 176,445 Direct | +4.41% | Acquired | -29.2% (price as of 2026-08-20) |
| Nov. 13, 2015 | PNNT | P | 5,809 | $6.42 | $37,294 | 168,991 Direct | +3.56% | Acquired | -41.7% (price as of 2026-08-20) |
| Sept. 4, 2015 | PFLA | P | 20,000 | $12.23 | $244,600 | 109,800 Direct | +22.27% | Acquired | 106.8% (price as of 2026-08-20) |
| Aug. 26, 2015 | PFLA | P | 7,482 | $12.00 | $89,784 | 79,500 Direct | +10.39% | Acquired | 110.8% (price as of 2026-08-20) |
| Aug. 24, 2015 | PFLA | P | 2,518 | $12.00 | $30,216 | 72,018 Direct | +3.62% | Acquired | 110.8% (price as of 2026-08-20) |
| Aug. 24, 2015 | PFLA | P | 10,000 | $12.10 | $121,000 | 69,500 Direct | +16.81% | Acquired | 109.0% (price as of 2026-08-20) |
| Feb. 10, 2015 | PNNT | P | 17,492 | $9.44 | $165,124 | 163,182 Direct | +12.01% | Acquired | -60.4% (price as of 2026-08-20) |
| Feb. 6, 2015 | PNNT | P | 12,508 | $9.44 | $118,076 | 145,690 Direct | +9.39% | Acquired | -60.4% (price as of 2026-08-20) |
| Aug. 26, 2014 | PFLA | P | 7,969 | $14.16 | $112,841 | 69,633 Direct | +12.92% | Acquired | 78.6% (price as of 2026-08-20) |
| Aug. 22, 2014 | PFLA | P | 167 | $14.03 | $2,343 | 61,831 Direct | +0.27% | Acquired | 80.3% (price as of 2026-08-20) |
| Aug. 21, 2014 | PFLA | P | 1,864 | $14.03 | $26,152 | 61,664 Direct | +3.12% | Acquired | 80.3% (price as of 2026-08-20) |
| May 15, 2014 | PFLA | P | 300 | $13.65 | $4,095 | 59,800 Direct | +0.50% | Acquired | 85.3% (price as of 2026-08-20) |
| May 9, 2014 | PNNT | P | 300 | $10.59 | $3,177 | 300 Indirect | — | Acquired | -64.7% (price as of 2026-08-20) |
| May 9, 2014 | PNNT | P | 19,700 | $10.59 | $208,623 | 133,182 Direct | +17.36% | Acquired | -64.7% (price as of 2026-08-20) |
| March 21, 2013 | PFLA | P | 30,000 | $14.00 | $420,000 | 59,500 Direct | +101.69% | Acquired | 80.6% (price as of 2026-08-20) |
| Aug. 12, 2011 | PFLA | P | 2,000 | $10.60 | $21,200 | 29,500 Direct | +7.27% | Acquired | 138.6% (price as of 2026-08-20) |
| Aug. 10, 2011 | PFLA | P | 10,000 | $10.80 | $108,000 | 27,500 Direct | +57.14% | Acquired | 134.2% (price as of 2026-08-20) |
| Aug. 9, 2011 | PFLA | P | 13,000 | $10.87 | $141,310 | 17,500 Direct | +288.89% | Acquired | 132.7% (price as of 2026-08-20) |
| Aug. 8, 2011 | PFLA | P | 4,500 | $10.83 | $48,735 | 4,500 Direct | — | Acquired | 133.5% (price as of 2026-08-20) |
| May 7, 2010 | PNNT | P | 20,000 | $9.34 | $186,800 | 112,421 Direct | +21.64% | Acquired | -60.0% (price as of 2026-08-20) |
| March 2, 2010 | PNNT | P | 10,000 | $10.00 | $100,000 | 92,078 Direct | +12.18% | Acquired | -62.6% (price as of 2026-08-20) |
| Nov. 20, 2009 | PNNT | P | 10,000 | $8.10 | $81,000 | 81,713 Direct | +13.94% | Acquired | -53.8% (price as of 2026-08-20) |
| Feb. 24, 2009 | PNNT | P | 1,200 | $3.00 | $3,600 | 70,195 Direct | +1.74% | Acquired | 24.7% (price as of 2026-08-20) |
| Nov. 24, 2008 | PNNT | P | 36,928 | $2.80 | $103,398 | 68,330 Direct | +117.60% | Acquired | 33.6% (price as of 2026-08-20) |
| May 13, 2008 | PNNT | P | 20,000 | $7.90 | $158,000 | 30,751 Direct | +186.03% | Acquired | -52.7% (price as of 2026-08-20) |
| July 8, 2004 | CAR | S 10b5-1 | 90,000 | $24.90 | $2,241,000 | 86,600 Direct | -50.96% | Disposed | 254.1% (price as of 2026-08-20) |
| April 6, 2004 | CAR | S 10b5-1 | 90,233 | $24.90 | $2,246,802 | 86,600 Direct | -51.03% | Disposed | 254.1% (price as of 2026-08-20) |
| Dec. 1, 2003 | CAR | S 10b5-1 | 50,000 | $22.10 | $1,105,000 | 86,596 Direct | -36.60% | Disposed | 299.0% (price as of 2026-08-20) |
| Nov. 3, 2003 | CAR | S 10b5-1 | 50,000 | $20.40 | $1,020,000 | 86,596 Direct | -36.60% | Disposed | 332.3% (price as of 2026-08-20) |
| Oct. 21, 2003 | CAR | S 10b5-1 | 200,000 | $20.00 | $4,000,000 | 86,596 Direct | -69.78% | Disposed | 340.9% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 27, 2005 | CAR | Performance - Vesting Restricted Stock Units | Common Stock (series designated CD stock) (11,329) | $0.00 | — | 11,329 | Disposed |
| April 26, 2005 | CAR | Stock Option (right to buy) | Common Stock (series designated CD stock) (355,092) | $16.10 | Jan. 22, 2006 | 355,092 | Disposed |
| April 22, 2005 | CAR | Restricted Stock Units | Common Stock (series designated CD stock) (27,844) | $0.00 | — | 27,844 | Disposed |
| July 8, 2004 | CAR | Stock Option (right to buy) | Common Stock (series designated CD stock) (90,000) | $9.81 | Oct. 14, 2008 | 90,000 | Disposed |
| June 3, 2004 | CAR | Performance - Vesting Stock Options | Common Stock (series designated CD stock) (289,856) | $23.12 | June 3, 2014 | 289,856 | Acquired |
| June 3, 2004 | CAR | Performance - Vesting Restricted Stock Units | Common Stock (series designated CD stock) (86,505) | — | — | 86,505 | Acquired |
| April 22, 2004 | CAR | Restricted Stock Units | Common Stock (series designated CD stock) (26,576) | $0.00 | — | 26,576 | Disposed |
| April 22, 2004 | CAR | Restricted Stock Units | Common Stock (series designated CD stock) (26,576) | $0.00 | — | 26,576 | Disposed |
| April 6, 2004 | CAR | Stock Option (right to buy) | Common Stock (series designated CD stock) (50,000) | $9.81 | Oct. 14, 2008 | 50,000 | Disposed |
| April 6, 2004 | CAR | Stock Option (right to buy) | Common Stock (series designated CD stock) (40,233) | $9.81 | Oct. 14, 2008 | 40,233 | Disposed |
| Dec. 1, 2003 | CAR | Stock Option (right to buy) | Common Stock (series designated CD stock) (50,000) | $9.81 | Oct. 14, 2008 | 50,000 | Disposed |
| Nov. 3, 2003 | CAR | Stock Option (right to buy) | Common Stock (series designated CD stock) (50,000) | $9.81 | Oct. 14, 2008 | 50,000 | Disposed |
| Oct. 21, 2003 | CAR | Stock Option (right to buy) | Common Stock (series designated CD stock) (119,768) | $9.81 | Dec. 17, 2007 | 119,768 | Disposed |
| Oct. 21, 2003 | CAR | Stock Option (right to buy) | Common Stock (series designated CD stock) (10,000) | $9.81 | March 2, 2008 | 10,000 | Disposed |
| Oct. 21, 2003 | CAR | Stock Option (right to buy) | Common Stock (series designated CD stock) (60,465) | $9.81 | April 30, 2007 | 60,465 | Disposed |
| Oct. 21, 2003 | CAR | Stock Option (right to buy) | Common Stock (series designated CD stock) (9,767) | $9.81 | Oct. 14, 2008 | 9,767 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.