Samuel L Shimer
CIK 1281105 · View on SEC EDGAR ↗
First SEC filing: March 11, 2024 · Latest: March 11, 2024
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 13, 2023 | HGBL | P | 10,000 | $2.95 | $29,500 | 297,500 Direct | +3.48% | Acquired | -61.2% (price as of 2026-08-20) |
| May 27, 2022 | HGBL | P | 20,000 | $1.19 | $23,800 | 175,000 Direct | +12.90% | Acquired | -3.8% (price as of 2026-08-20) |
| Nov. 30, 2021 | HGBL | P | 8,800 | $1.51 | $13,288 | 145,000 Direct | +6.46% | Acquired | -24.2% (price as of 2026-08-20) |
| Nov. 26, 2021 | HGBL | P | 1,200 | $1.59 | $1,908 | 136,200 Direct | +0.89% | Acquired | -28.0% (price as of 2026-08-20) |
| Nov. 12, 2021 | HGBL | P | 11,611 | $1.59 | $18,461 | 135,000 Direct | +9.41% | Acquired | -28.0% (price as of 2026-08-20) |
| May 28, 2015 | HGBL | P | 75,000 | $0.36 | $27,000 | 103,389 Direct | +264.19% | Acquired | 218.1% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 14, 2023 | HGBL | Option to purchase common stock | Common Stock (2,500) | $0.53 | March 29, 2029 | 2,500 | Disposed |
| Aug. 14, 2023 | HGBL | Option to purchase common stock | Common Stock (2,500) | $0.83 | March 31, 2030 | 2,500 | Disposed |
| July 26, 2022 | HGBL | Option to purchase common stock | Common Stock (10,000) | $0.24 | March 31, 2026 | 10,000 | Disposed |
| July 26, 2022 | HGBL | Option to purchase common stock | Common Stock (25,000) | $0.45 | Dec. 9, 2026 | 25,000 | Disposed |
| July 26, 2022 | HGBL | Option to purchase common stock | Common Stock (10,000) | $0.48 | March 31, 2027 | 10,000 | Disposed |
| July 26, 2022 | HGBL | Option to purchase common stock | Common Stock (10,000) | $0.40 | March 30, 2028 | 10,000 | Disposed |
| July 26, 2022 | HGBL | Option to purchase common stock | Common Stock (7,500) | $0.53 | March 29, 2029 | 7,500 | Disposed |
| July 26, 2022 | HGBL | Option to purchase common stock | Common Stock (5,000) | $0.83 | March 31, 2030 | 5,000 | Disposed |
| March 21, 2022 | HGBL | Option to purchase common stock | Common Stock (10,000) | $0.42 | March 31, 2022 | 10,000 | Disposed |
| March 31, 2021 | HGBL | Option to purchase common stock | Common Stock (10,000) | $2.85 | March 31, 2031 | 10,000 | Acquired |
| March 29, 2021 | HGBL | Option to purchase common stock | Common Stock (10,000) | $0.69 | March 31, 2021 | 10,000 | Disposed |
| March 31, 2020 | HGBL | Option to purchase common stock | Common Stock (10,000) | $0.83 | March 31, 2030 | 10,000 | Acquired |
| March 29, 2019 | HGBL | Option to purchase common stock | Common Stock (10,000) | $0.53 | March 29, 2029 | 10,000 | Acquired |
| March 31, 2018 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.92 | March 31, 2018 | 10,000 | Disposed |
| March 30, 2018 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.40 | March 30, 2028 | 10,000 | Acquired |
| March 31, 2017 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.48 | March 31, 2027 | 10,000 | Acquired |
| March 28, 2017 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.08 | March 29, 2017 | 10,000 | Disposed |
| Dec. 9, 2016 | HGBL | Option to purchase common stock | Common stock (25,000) | $0.45 | Dec. 9, 2026 | 25,000 | Acquired |
| March 31, 2016 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.24 | March 31, 2026 | 10,000 | Acquired |
| March 31, 2015 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.42 | March 31, 2022 | 10,000 | Acquired |
| March 31, 2014 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.69 | March 31, 2021 | 10,000 | Acquired |
| May 30, 2013 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.51 | May 30, 2013 | 10,000 | Disposed |
| April 1, 2013 | HGBL | Option to purchase common stock | Common stock (10,000) | $1.00 | April 1, 2020 | 10,000 | Acquired |
| April 2, 2012 | HGBL | Option to purchase common stock | Common stock (10,000) | $2.00 | April 2, 2019 | 10,000 | Acquired |
| Jan. 18, 2012 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.56 | April 1, 2012 | 10,000 | Disposed |
| Sept. 9, 2011 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.83 | Sept. 10, 2011 | 10,000 | Disposed |
| March 31, 2011 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.92 | March 31, 2018 | 10,000 | Acquired |
| March 31, 2010 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.08 | March 31, 2017 | 10,000 | Acquired |
| March 31, 2009 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.15 | March 31, 2016 | 10,000 | Acquired |
| March 31, 2008 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.90 | March 31, 2015 | 10,000 | Acquired |
| April 2, 2007 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.70 | April 2, 2014 | 10,000 | Acquired |
| April 3, 2006 | HGBL | Option to purchase common stock | Common stock (10,000) | $0.51 | April 3, 2013 | 10,000 | Acquired |
| April 1, 2005 | HGBL | Option to purchase common stock | common stock (10,000) | $0.56 | April 1, 2012 | 10,000 | Acquired |
| Aug. 10, 2004 | HGBL | Option to purchase common stock | common stock (10,000) | $0.83 | Aug. 10, 2011 | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).