Samuel L. Smolik

Insider

First SEC filing: Oct. 13, 2010 · Latest: Oct. 13, 2010

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 45 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

45 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 28, 2023	AXTA	A	6,711	—	—	6,711 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 15, 2023	AXTA	M	6,939	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 15, 2023	AXTA	M	6,939	—	—	47,773 Direct	+16.99%	Acquired	(price as of 2026-08-20)
March 3, 2022	AXTA	M	7,208	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 3, 2022	AXTA	M	7,208	—	—	40,834 Direct	+21.44%	Acquired	(price as of 2026-08-20)
Feb. 15, 2022	AXTA	A	6,939	—	—	6,939 Direct	—	Acquired	(price as of 2026-08-20)
March 3, 2021	AXTA	A	7,208	—	—	7,208 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 19, 2021	AXTA	M	6,727	—	—	33,626 Direct	+25.01%	Acquired	(price as of 2026-08-20)
Feb. 19, 2021	AXTA	M	6,727	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 25, 2020	AXTA	M	8,025	—	—	26,899 Direct	+42.52%	Acquired	(price as of 2026-08-20)
Feb. 19, 2020	AXTA	A	6,727	—	—	6,727 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 8, 2019	AXTA	M	734	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 8, 2019	AXTA	M	734	—	—	18,874 Direct	+4.05%	Acquired	(price as of 2026-08-20)
Feb. 25, 2019	AXTA	M	8,025	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 25, 2019	AXTA	A	8,025	—	—	8,025 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 21, 2019	AXTA	M	6,391	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 21, 2019	AXTA	M	6,391	—	—	18,140 Direct	+54.40%	Acquired	(price as of 2026-08-20)
Sept. 8, 2018	AXTA	M	733	—	—	734 Direct	-49.97%	Disposed	(price as of 2026-08-20)
Sept. 8, 2018	AXTA	M	733	—	—	11,749 Direct	+6.65%	Acquired	(price as of 2026-08-20)
April 26, 2018	AXTA	M	6,283	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 26, 2018	AXTA	M	6,283	—	—	11,016 Direct	+132.75%	Acquired	(price as of 2026-08-20)
Feb. 21, 2018	AXTA	A	6,391	—	—	6,391 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 8, 2017	AXTA	M	733	—	—	1,467 Direct	-33.32%	Disposed	(price as of 2026-08-20)
Sept. 8, 2017	AXTA	M	733	—	—	4,733 Direct	+18.32%	Acquired	(price as of 2026-08-20)
Aug. 7, 2017	AXTA	P	4,000	$28.16	$112,640	4,000 Direct	—	Acquired	27.4% (price as of 2026-08-20)
Aug. 7, 2017	AXTA	P	4,000	$28.16	$112,640	4,000 Direct	—	Acquired	27.4% (price as of 2026-08-20)
April 26, 2017	AXTA	A	6,283	—	—	6,283 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 8, 2016	AXTA	A	2,200	—	—	2,200 Direct	—	Acquired	(price as of 2026-08-20)
June 22, 2015	LYB	S 10b5-1	20,000	$105.00	$2,100,000	7,499 Direct	-72.73%	Disposed	-35.0% (price as of 2026-08-20)
April 30, 2015	LYB	F	14,637	$103.52	$1,515,222	27,499 Direct	-34.74%	Disposed	-34.1% (price as of 2026-08-20)
Feb. 17, 2015	LYB	F	646	$89.94	$58,101	42,080 Direct	-1.51%	Disposed	-24.1% (price as of 2026-08-20)
Feb. 17, 2015	LYB	F	34	$89.94	$3,058	42,726 Direct	-0.08%	Disposed	-24.1% (price as of 2026-08-20)
Feb. 17, 2015	LYB	A	2,344	—	—	41,784 Direct	+5.94%	Acquired	(price as of 2026-08-20)
Feb. 17, 2015	LYB	A	3,138	—	—	3,138 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 17, 2015	LYB	F	655	$89.94	$58,911	42,062 Direct	-1.53%	Disposed	-24.1% (price as of 2026-08-20)
Feb. 17, 2015	LYB	F	33	$89.94	$2,968	42,717 Direct	-0.08%	Disposed	-24.1% (price as of 2026-08-20)
Feb. 17, 2015	LYB	A	121	—	—	42,750 Direct	+0.28%	Acquired	(price as of 2026-08-20)
Feb. 17, 2015	LYB	A	855	—	—	42,629 Direct	+2.05%	Acquired	(price as of 2026-08-20)
Feb. 17, 2015	LYB	A	2,334	—	—	41,774 Direct	+5.92%	Acquired	(price as of 2026-08-20)
April 30, 2014	LYB	F	470	$92.50	$43,475	39,303 Direct	-1.18%	Disposed	-26.2% (price as of 2026-08-20)
Jan. 6, 2014	LYB	M	22,029	$78.41	$1,727,294	22,029 Direct	-50.00%	Disposed	-13.0% (price as of 2026-08-20)
Jan. 6, 2014	LYB	S 10b5-1	22,029	$78.41	$1,727,294	39,583 Direct	-35.75%	Disposed	-13.0% (price as of 2026-08-20)
Jan. 6, 2014	LYB	M	22,029	$13.11	$288,800	61,612 Direct	+55.65%	Acquired	420.5% (price as of 2026-08-20)
May 17, 2013	LYB	M	22,033	—	—	44,058 Direct	-33.34%	Disposed	(price as of 2026-08-20)
May 17, 2013	LYB	S 10b5-1	22,033	$67.00	$1,476,211	39,583 Direct	-35.76%	Disposed	1.9% (price as of 2026-08-20)
May 17, 2013	LYB	M	22,033	$13.11	$288,853	61,616 Direct	+55.66%	Acquired	420.5% (price as of 2026-08-20)
April 30, 2013	LYB	F	306	$60.70	$18,574	39,583 Direct	-0.77%	Disposed	12.4% (price as of 2026-08-20)
Dec. 11, 2012	LYB	A	2,243	$54.05	$121,234	39,622 Direct	+6.00%	Acquired	26.3% (price as of 2026-08-20)
Dec. 16, 2011	LYB	D	66,091	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 16, 2011	LYB	A	66,091	—	—	66,091 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 28, 2023	AXTA	Restricted Stock Units	Common Shares (6,711)	—	—	6,711	Acquired
Feb. 15, 2023	AXTA	Restricted Stock Units	Common Shares (6,939)	—	—	6,939	Disposed
March 3, 2022	AXTA	Restricted Stock Units	Common Shares (7,208)	—	—	7,208	Disposed
Feb. 15, 2022	AXTA	Restricted Stock Units	Common Shares (6,939)	—	—	6,939	Acquired
March 3, 2021	AXTA	Restricted Stock Units	Common Shares (7,208)	—	—	7,208	Acquired
Feb. 19, 2021	AXTA	Restricted Stock Units	Common Shares (6,727)	—	—	6,727	Disposed
Feb. 19, 2020	AXTA	Restricted Stock Units	Common Shares (6,727)	—	—	6,727	Acquired
Sept. 8, 2019	AXTA	Restricted Stock Units	Common Shares (734)	—	—	734	Disposed
Feb. 25, 2019	AXTA	Restricted Stock Units	Common Shares (8,025)	—	—	8,025	Disposed
Feb. 25, 2019	AXTA	Restricted Stock Unit	Common Shares (8,025)	—	—	8,025	Acquired
Feb. 21, 2019	AXTA	Restricted Stock Unit	Common Shares (6,391)	—	—	6,391	Disposed
Sept. 8, 2018	AXTA	Restricted Stock Unit	Common Shares (733)	—	—	733	Disposed
April 26, 2018	AXTA	Restricted Stock Unit	Common Shares (6,283)	—	—	6,283	Disposed
Feb. 21, 2018	AXTA	Restricted Stock Unit	Common Shares (6,391)	—	—	6,391	Acquired
Sept. 8, 2017	AXTA	Restricted Stock Unit	Common Shares (733)	—	—	733	Disposed
April 26, 2017	AXTA	Restricted Stock Unit	Common Shares (6,283)	—	—	6,283	Acquired
Sept. 8, 2016	AXTA	Restricted Stock Unit	Common Shares (2,200)	—	—	2,200	Acquired
Feb. 17, 2015	LYB	Opt - Stock Option	Class A ordinary shares (3,138)	$89.94	Feb. 17, 2025	3,138	Acquired
Jan. 6, 2014	LYB	Opt - Stock Option [F1]	Class A ordinary shares (22,029)	$13.11	April 30, 2020	22,029	Disposed
May 17, 2013	LYB	Opt - Stock Option [F1]	Class A ordinary shares (22,033)	$13.11	April 30, 2020	22,033	Disposed
Dec. 16, 2011	LYB	Opt - Stock Option	Class A ordinary shares (66,091)	$17.61	April 30, 2020	66,091	Disposed
Dec. 16, 2011	LYB	Opt - Stock Option	Class A ordinary shares (66,091)	$13.11	April 30, 2020	66,091	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 13, 2010	LYB	Class A ordinary shares [F1]	37,379	Direct
Oct. 13, 2010	LYB	Opt - Stock Option→ Class A ordinary shares (66,091)	66,091	Direct