SANDELL ASSET MANAGEMENT CORP

CIK 1140474 · View on SEC EDGAR ↗

Insider

First SEC filing: March 26, 2010 · Latest: March 26, 2010

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Institution The 13F filer entity this person is associated with.
Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Institution

View 13F portfolio

Insider at

FICO

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 38 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

38 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 24, 2010	1140474	J	5,300,000	$0.49	$2,597,000	5,300,000 Indirect	—	Acquired
March 24, 2010	1140474	J	5,600,000	—	—	0 Indirect	-100.00%	Disposed
Feb. 3, 2009	FICO	A	14,266	$13.26	$189,167	14,266 Direct	—	Acquired	8691.1% (price as of 2026-08-21)
Dec. 24, 2008	1140474	J	2,000,000	—	—	0 Indirect	-100.00%	Disposed
Nov. 12, 2008	1140474	C	None	—	—	— Indirect	—	Disposed
Nov. 12, 2008	1140474	C	100,000	$10.00	$1,000,000	5,600,000 Indirect	+1.82%	Acquired
Oct. 22, 2008	1140474	C	None	—	—	— Indirect	—	Disposed
Oct. 22, 2008	1140474	C	5,500,000	$10.00	$55,000,000	5,500,000 Indirect	—	Acquired
Aug. 19, 2008	1140474	J	1	—	—	1 Indirect	—	Acquired
Aug. 19, 2008	1140474	J	1	—	—	1 Indirect	—	Acquired
May 12, 2008	1140474	A	1	—	—	1 Indirect	—	Acquired
May 2, 2008	1140474	M	492	—	—	987 Indirect	-33.27%	Disposed
May 2, 2008	1140474	M	495	—	—	495 Indirect	-50.00%	Disposed
May 2, 2008	1140474	M	492	$10.32	$5,077	2,772,191 Indirect	+0.02%	Acquired
May 2, 2008	1140474	M	495	$10.32	$5,108	2,771,699 Indirect	+0.02%	Acquired
March 17, 2008	1140474	J	1	—	—	1,302,400 Direct	0.00%	Acquired
March 17, 2008	1140474	J	1	—	—	0 Direct	-100.00%	Disposed
March 17, 2008	1140474	J	1	—	—	0 Direct	-100.00%	Disposed
March 17, 2008	1140474	J	1	—	—	0 Direct	-100.00%	Disposed
Feb. 5, 2008	FICO	A	30,000	$25.25	$757,500	30,000 Direct	—	Acquired	4516.6% (price as of 2026-08-21)
Jan. 18, 2008	1140474	A	492	—	—	987 Indirect	+99.39%	Acquired
Jan. 18, 2008	1140474	A	492	—	—	987 Indirect	+99.39%	Acquired
Jan. 14, 2008	1140474	P	800,000	$9.06	$7,248,000	3,470,000 Direct	+29.96%	Acquired
Jan. 10, 2008	1140474	O	1	—	—	43,200 Direct	0.00%	Disposed
Jan. 10, 2008	1140474	O	373,300	$8.39	$3,131,987	2,670,000 Direct	+16.25%	Acquired
Jan. 10, 2008	1140474	O	373,300	$8.39	$3,131,987	2,296,700 Direct	-13.98%	Disposed
Jan. 10, 2008	1140474	P	470,000	$8.49	$3,990,300	2,670,000 Direct	+21.36%	Acquired
Jan. 9, 2008	1140474	O	1	—	—	416,500 Direct	0.00%	Disposed
Jan. 9, 2008	1140474	O	1	—	—	0 Direct	-100.00%	Disposed
Jan. 9, 2008	1140474	O	256,800	$8.17	$2,098,056	2,200,000 Direct	+13.22%	Acquired
Jan. 9, 2008	1140474	O	256,800	$8.17	$2,098,056	1,943,200 Direct	-11.67%	Disposed
Jan. 9, 2008	1140474	O	493,200	$8.17	$4,029,444	2,200,000 Direct	+28.90%	Acquired
Jan. 9, 2008	1140474	O	493,200	$8.17	$4,029,444	1,706,800 Direct	-22.42%	Disposed
Jan. 9, 2008	1140474	P	750,000	$8.23	$6,172,500	2,200,000 Direct	+51.72%	Acquired
Jan. 8, 2008	1140474	X	1	—	—	493,200 Direct	0.00%	Disposed
Jan. 8, 2008	1140474	X	1	—	—	0 Direct	-100.00%	Disposed
Jan. 8, 2008	1140474	X	100,800	$8.38	$844,704	1,450,000 Direct	+7.47%	Acquired
Jan. 8, 2008	1140474	X	100,800	$8.38	$844,704	1,349,200 Direct	-6.95%	Disposed
Jan. 8, 2008	1140474	X	649,200	$8.38	$5,440,296	1,450,000 Direct	+81.07%	Acquired
Jan. 8, 2008	1140474	X	649,200	$8.38	$5,440,296	800,800 Direct	-44.77%	Disposed
Jan. 8, 2008	1140474	P	750,000	$8.44	$6,330,000	1,450,000 Direct	+107.14%	Acquired
June 22, 2007	1140474	A	495	—	—	495 Indirect	—	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 3, 2009	FICO	Non-Qualified Stock Option (right to buy)	Common Stock (14,266)	$13.26	Feb. 2, 2019	14,266	Acquired
Dec. 24, 2008	1140474	Convertible and Exchangeable Series B Note	common stock, par value $0.001 per share ("Common Stock") (200,000)	$10.00	June 25, 2010	2,000,000	Disposed
Nov. 12, 2008	1140474	Convertible and Exchangeable Note	Common Stock (100,000)	$10.00	June 25, 2010	—	Disposed
Oct. 22, 2008	1140474	Convertible and Exchangeable Note	Common Stock (55,000,000)	$10.00	June 25, 2010	—	Disposed
Aug. 19, 2008	1140474	Warrant (the "Bridge Warrant")	Common Stock	$10.00	Aug. 19, 2018	1	Acquired
Aug. 19, 2008	1140474	15% Subordinated Convertible Promissory Note	Common Stock	$10.00	Aug. 19, 2010	1	Acquired
May 12, 2008	1140474	Stock Option (right to buy)	Common Stock (7,500)	$9.64	—	1	Acquired
May 2, 2008	1140474	Restricted Stock Units	Common Stock (492)	—	—	492	Disposed
May 2, 2008	1140474	Restricted Stock Units	Common Stock (495)	—	—	495	Disposed
March 17, 2008	1140474	Equity Swap (Obligation to Buy) [F1,F2,F3]	Common Stock (1,302,400)	$6.96	April 20, 2009	1	Acquired
March 17, 2008	1140474	Equity Swap (Obligation to Buy) [F1,F2,F3]	Common Stock (1,000,000)	$8.91	Feb. 2, 2009	1	Disposed
March 17, 2008	1140474	Equity Swap (Obligation to Buy) [F1,F2,F3]	Common Stock (259,200)	$8.67	Feb. 2, 2009	1	Disposed
March 17, 2008	1140474	Equity Swap (Obligation to Buy) [F1,F2,F3]	Common Stock (43,200)	$8.58	Jan. 28, 2009	1	Disposed
Feb. 5, 2008	FICO	Non-Qualified Stock Option (right to buy)	Common Stock (30,000)	$25.25	Feb. 4, 2018	30,000	Acquired
Jan. 18, 2008	1140474	Restricted Stock Units	Common Stock (492)	—	—	492	Acquired
Jan. 18, 2008	1140474	Restricted Stock Units	Common Stock (492)	—	—	492	Acquired
Jan. 10, 2008	1140474	Equity Swap (Obligation to Buy) [F1,F2]	Common Stock (373,300)	$8.58	Jan. 28, 2009	1	Disposed
Jan. 9, 2008	1140474	Equity Swap (Obligation to Buy) [F1,F2]	Common Stock (256,800)	$8.58	Jan. 28, 2009	1	Disposed
Jan. 9, 2008	1140474	Equity Swap (Obligation to Buy) [F1,F2]	Common Stock (493,200)	$8.38	Jan. 27, 2009	1	Disposed
Jan. 8, 2008	1140474	Equity Swap (Obligation to Buy) [F1,F2]	Common Stock (100,800)	$8.36	Jan. 27, 2009	1	Disposed
Jan. 8, 2008	1140474	Equity Swap (Obligation to Buy) [F1,F2]	Common Stock (649,200)	$8.06	Jan. 26, 2009	1	Disposed
June 22, 2007	1140474	Restricted Stock Units	Common Stock (495)	—	—	495	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 7, 2008	FICO	Common Stock	2,874,000	Indirect