Sanjay Datta
Insider
First SEC filing: Dec. 15, 2020 · Latest: June 11, 2026
Insider at
Insider transactions
0 buys (P)
11 sells (S)
Net: $-5,267,388
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 8, 2026 | UPST | M | 300,000 | $1.35 | $405,000 | 592,578 Direct | +102.54% | Acquired | 1694.1% (price as of 2026-10-05) |
| Sept. 8, 2026 | UPST | S | 116,000 | $27.29 | $3,165,640 | 476,578 Direct | -19.58% | Disposed | -11.2% (price as of 2026-10-05) |
| Sept. 8, 2026 | UPST | M | 300,000 | · | · | 302,607 Direct | -49.78% | Disposed | (price as of 2026-10-05) |
| Aug. 20, 2026 | UPST | S | 8,945 | $28.09 | $251,265 | 292,578 Direct | -2.97% | Disposed | -13.8% (price as of 2026-10-05) |
| Aug. 19, 2026 | UPST | S | 10,000 | $31.46 | $314,600 | 301,523 Direct | -3.21% | Disposed | -23.0% (price as of 2026-10-05) |
| Aug. 17, 2026 | UPST | S | 2,033 | $29.36 | $59,689 | 311,523 Direct | -0.65% | Disposed | -17.5% (price as of 2026-10-05) |
| June 9, 2026 | UPST | S | 15,000 | $30.41 | $456,150 | 313,556 Direct | -4.57% | Disposed | -20.4% (price as of 2026-10-05) |
| May 20, 2026 | UPST | S | 7,985 | $28.77 | $229,728 | 328,556 Direct | -2.37% | Disposed | -15.8% (price as of 2026-10-05) |
| May 15, 2026 | UPST | S | 806 | $28.96 | $23,342 | 337,552 Direct | -0.24% | Disposed | -16.4% (price as of 2026-10-05) |
| May 15, 2026 | UPST | S | 1,011 | $30.03 | $30,360 | 336,541 Direct | -0.30% | Disposed | -19.3% (price as of 2026-10-05) |
| Feb. 28, 2026 | UPST | A | 61,670 | · | · | 338,358 Direct | +22.29% | Acquired | (price as of 2026-10-05) |
| Feb. 28, 2026 | UPST | A | 185,008 | · | · | 185,008 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 20, 2026 | UPST | S | 7,982 | $29.86 | $238,343 | 276,688 Direct | -2.80% | Disposed | -18.9% (price as of 2026-10-05) |
| Nov. 20, 2025 | UPST | S | 12,624 | $36.54 | $461,281 | 285,280 Direct | -4.24% | Disposed | -33.7% (price as of 2026-10-05) |
| Nov. 20, 2025 | UPST | S | 1,000 | $36.99 | $36,990 | 284,280 Direct | -0.35% | Disposed | -34.5% (price as of 2026-10-05) |
| Aug. 20, 2025 | UPST | S | 13,473 | $61.12 | $823,470 | 297,904 Direct | -4.33% | Disposed | -60.4% (price as of 2026-10-05) |
| May 20, 2025 | UPST | S | 13,512 | $46.97 | $634,659 | 311,356 Direct | -4.16% | Disposed | -48.4% (price as of 2026-10-05) |
| Feb. 28, 2025 | UPST | A | 29,331 | · | · | 324,868 Direct | +9.92% | Acquired | (price as of 2026-10-05) |
| Feb. 28, 2025 | UPST | A | 55,728 | · | · | 55,728 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 20, 2025 | UPST | S | 15,828 | $79.01 | $1,250,570 | 295,779 Direct | -5.08% | Disposed | -69.3% (price as of 2026-10-05) |
| Feb. 20, 2025 | UPST | S | 242 | $79.59 | $19,261 | 295,537 Direct | -0.08% | Disposed | -69.6% (price as of 2026-10-05) |
| Nov. 20, 2024 | UPST | S | 13,941 | $69.59 | $970,154 | 315,652 Direct | -4.23% | Disposed | -65.2% (price as of 2026-10-05) |
| Nov. 20, 2024 | UPST | S | 4,678 | $70.50 | $329,799 | 310,974 Direct | -1.48% | Disposed | -65.6% (price as of 2026-10-05) |
| Nov. 18, 2024 | UPST | S 10b5-1 | 1,500 | $68.56 | $102,840 | 329,593 Direct | -0.45% | Disposed | -64.7% (price as of 2026-10-05) |
| Nov. 11, 2024 | UPST | S 10b5-1 | 1,500 | $79.54 | $119,310 | 331,093 Direct | -0.45% | Disposed | -69.5% (price as of 2026-10-05) |
| Nov. 4, 2024 | UPST | S 10b5-1 | 1,500 | $48.66 | $72,990 | 332,593 Direct | -0.45% | Disposed | -50.2% (price as of 2026-10-05) |
| Oct. 28, 2024 | UPST | S 10b5-1 | 1,500 | $51.70 | $77,550 | 334,093 Direct | -0.45% | Disposed | -53.2% (price as of 2026-10-05) |
| Oct. 21, 2024 | UPST | S 10b5-1 | 1,500 | $53.81 | $80,715 | 335,593 Direct | -0.44% | Disposed | -55.0% (price as of 2026-10-05) |
| Oct. 14, 2024 | UPST | S 10b5-1 | 1,500 | $48.68 | $73,020 | 337,093 Direct | -0.44% | Disposed | -50.2% (price as of 2026-10-05) |
| Oct. 7, 2024 | UPST | S 10b5-1 | 1,500 | $41.29 | $61,935 | 338,593 Direct | -0.44% | Disposed | -41.3% (price as of 2026-10-05) |
| Sept. 30, 2024 | UPST | S 10b5-1 | 1,500 | $40.32 | $60,480 | 340,093 Direct | -0.44% | Disposed | -39.9% (price as of 2026-10-05) |
| Sept. 23, 2024 | UPST | S 10b5-1 | 1,500 | $40.00 | $60,000 | 341,593 Direct | -0.44% | Disposed | -39.5% (price as of 2026-10-05) |
| Sept. 16, 2024 | UPST | S 10b5-1 | 1,500 | $34.42 | $51,630 | 343,093 Direct | -0.44% | Disposed | -29.6% (price as of 2026-10-05) |
| Sept. 9, 2024 | UPST | S 10b5-1 | 1,500 | $34.85 | $52,275 | 344,593 Direct | -0.43% | Disposed | -30.5% (price as of 2026-10-05) |
| Sept. 3, 2024 | UPST | S 10b5-1 | 1,500 | $41.77 | $62,655 | 346,093 Direct | -0.43% | Disposed | -42.0% (price as of 2026-10-05) |
| Aug. 26, 2024 | UPST | S 10b5-1 | 1,500 | $42.44 | $63,660 | 347,593 Direct | -0.43% | Disposed | -42.9% (price as of 2026-10-05) |
| Aug. 20, 2024 | UPST | S | 19,105 | $38.32 | $732,104 | 349,293 Direct | -5.19% | Disposed | -36.8% (price as of 2026-10-05) |
| Aug. 20, 2024 | UPST | S | 200 | $38.93 | $7,786 | 349,093 Direct | -0.06% | Disposed | -37.8% (price as of 2026-10-05) |
| Aug. 19, 2024 | UPST | S 10b5-1 | 1,500 | $37.00 | $55,500 | 368,398 Direct | -0.41% | Disposed | -34.5% (price as of 2026-10-05) |
| Aug. 12, 2024 | UPST | S 10b5-1 | 1,500 | $35.39 | $53,085 | 369,898 Direct | -0.40% | Disposed | -31.6% (price as of 2026-10-05) |
| Aug. 5, 2024 | UPST | S 10b5-1 | 1,000 | $20.98 | $20,980 | 371,398 Direct | -0.27% | Disposed | 15.4% (price as of 2026-10-05) |
| July 29, 2024 | UPST | S 10b5-1 | 1,000 | $26.31 | $26,310 | 372,398 Direct | -0.27% | Disposed | -7.9% (price as of 2026-10-05) |
| July 22, 2024 | UPST | S 10b5-1 | 1,000 | $28.15 | $28,150 | 373,398 Direct | -0.27% | Disposed | -14.0% (price as of 2026-10-05) |
| July 15, 2024 | UPST | S 10b5-1 | 1,000 | $27.80 | $27,800 | 374,398 Direct | -0.27% | Disposed | -12.9% (price as of 2026-10-05) |
| July 8, 2024 | UPST | S 10b5-1 | 1,000 | $23.41 | $23,410 | 375,398 Direct | -0.27% | Disposed | 3.5% (price as of 2026-10-05) |
| July 1, 2024 | UPST | S 10b5-1 | 1,000 | $23.63 | $23,630 | 376,398 Direct | -0.26% | Disposed | 2.5% (price as of 2026-10-05) |
| June 24, 2024 | UPST | S 10b5-1 | 1,000 | $21.68 | $21,680 | 377,398 Direct | -0.26% | Disposed | 11.7% (price as of 2026-10-05) |
| June 17, 2024 | UPST | S 10b5-1 | 1,000 | $22.22 | $22,220 | 378,398 Direct | -0.26% | Disposed | 9.0% (price as of 2026-10-05) |
| June 10, 2024 | UPST | S 10b5-1 | 1,000 | $24.00 | $24,000 | 379,398 Direct | -0.26% | Disposed | 0.9% (price as of 2026-10-05) |
| June 3, 2024 | UPST | S 10b5-1 | 1,000 | $25.49 | $25,490 | 380,398 Direct | -0.26% | Disposed | -5.0% (price as of 2026-10-05) |
| May 28, 2024 | UPST | S 10b5-1 | 1,000 | $23.71 | $23,710 | 381,398 Direct | -0.26% | Disposed | 2.2% (price as of 2026-10-05) |
| May 20, 2024 | UPST | S | 18,138 | $25.61 | $464,514 | 382,398 Direct | -4.53% | Disposed | -5.4% (price as of 2026-10-05) |
| March 11, 2024 | UPST | S 10b5-1 | 1,000 | $27.50 | $27,500 | 400,536 Direct | -0.25% | Disposed | -11.9% (price as of 2026-10-05) |
| March 4, 2024 | UPST | S 10b5-1 | 1,000 | $26.21 | $26,210 | 401,536 Direct | -0.25% | Disposed | -7.6% (price as of 2026-10-05) |
| Feb. 29, 2024 | UPST | A | 61,201 | · | · | 402,536 Direct | +17.93% | Acquired | (price as of 2026-10-05) |
| Feb. 29, 2024 | UPST | A | 116,281 | · | · | 116,281 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 26, 2024 | UPST | S 10b5-1 | 1,000 | $24.13 | $24,130 | 341,335 Direct | -0.29% | Disposed | 0.4% (price as of 2026-10-05) |
| Feb. 20, 2024 | UPST | S 10b5-1 | 1,000 | $25.35 | $25,350 | 353,845 Direct | -0.28% | Disposed | -4.5% (price as of 2026-10-05) |
| Feb. 20, 2024 | UPST | S | 11,510 | $25.28 | $290,973 | 342,335 Direct | -3.25% | Disposed | -4.2% (price as of 2026-10-05) |
| Feb. 12, 2024 | UPST | S 10b5-1 | 1,000 | $33.84 | $33,840 | 354,090 Direct | -0.28% | Disposed | -28.4% (price as of 2026-10-05) |
| Feb. 5, 2024 | UPST | S 10b5-1 | 1,000 | $31.70 | $31,700 | 355,090 Direct | -0.28% | Disposed | -23.6% (price as of 2026-10-05) |
| Jan. 29, 2024 | UPST | S 10b5-1 | 1,000 | $32.62 | $32,620 | 356,090 Direct | -0.28% | Disposed | -25.8% (price as of 2026-10-05) |
| Jan. 22, 2024 | UPST | S 10b5-1 | 1,000 | $33.71 | $33,710 | 357,090 Direct | -0.28% | Disposed | -28.2% (price as of 2026-10-05) |
| Jan. 16, 2024 | UPST | S 10b5-1 | 1,000 | $31.04 | $31,040 | 358,090 Direct | -0.28% | Disposed | -22.0% (price as of 2026-10-05) |
| Jan. 8, 2024 | UPST | S 10b5-1 | 1,000 | $34.14 | $34,140 | 359,090 Direct | -0.28% | Disposed | -29.1% (price as of 2026-10-05) |
| Jan. 2, 2024 | UPST | S 10b5-1 | 1,000 | $39.62 | $39,620 | 360,090 Direct | -0.28% | Disposed | -38.9% (price as of 2026-10-05) |
| Dec. 26, 2023 | UPST | S 10b5-1 | 1,000 | $44.55 | $44,550 | 361,090 Direct | -0.28% | Disposed | -45.6% (price as of 2026-10-05) |
| Dec. 18, 2023 | UPST | S 10b5-1 | 1,000 | $43.99 | $43,990 | 362,090 Direct | -0.28% | Disposed | -44.9% (price as of 2026-10-05) |
| Dec. 11, 2023 | UPST | S 10b5-1 | 1,000 | $37.76 | $37,760 | 363,090 Direct | -0.27% | Disposed | -35.9% (price as of 2026-10-05) |
| Dec. 4, 2023 | UPST | S 10b5-1 | 1,000 | $31.51 | $31,510 | 364,090 Direct | -0.27% | Disposed | -23.1% (price as of 2026-10-05) |
| Nov. 27, 2023 | UPST | S 10b5-1 | 1,000 | $23.80 | $23,800 | 365,090 Direct | -0.27% | Disposed | 1.8% (price as of 2026-10-05) |
| Nov. 21, 2023 | UPST | S | 21,674 | $24.01 | $520,393 | 366,090 Direct | -5.59% | Disposed | 0.9% (price as of 2026-10-05) |
| Nov. 20, 2023 | UPST | S 10b5-1 | 1,000 | $25.79 | $25,790 | 387,764 Direct | -0.26% | Disposed | -6.1% (price as of 2026-10-05) |
| Nov. 13, 2023 | UPST | S 10b5-1 | 1,000 | $20.57 | $20,570 | 388,764 Direct | -0.26% | Disposed | 17.7% (price as of 2026-10-05) |
| Nov. 6, 2023 | UPST | S 10b5-1 | 1,000 | $31.00 | $31,000 | 389,764 Direct | -0.26% | Disposed | -21.9% (price as of 2026-10-05) |
| Oct. 30, 2023 | UPST | S 10b5-1 | 1,000 | $23.73 | $23,730 | 390,764 Direct | -0.26% | Disposed | 2.1% (price as of 2026-10-05) |
| Oct. 23, 2023 | UPST | S 10b5-1 | 1,000 | $23.97 | $23,970 | 391,764 Direct | -0.25% | Disposed | 1.0% (price as of 2026-10-05) |
| Oct. 16, 2023 | UPST | S 10b5-1 | 1,000 | $27.35 | $27,350 | 392,764 Direct | -0.25% | Disposed | -11.4% (price as of 2026-10-05) |
| Oct. 9, 2023 | UPST | S 10b5-1 | 1,000 | $26.73 | $26,730 | 393,764 Direct | -0.25% | Disposed | -9.4% (price as of 2026-10-05) |
| Oct. 2, 2023 | UPST | S 10b5-1 | 1,000 | $28.74 | $28,740 | 394,764 Direct | -0.25% | Disposed | -15.7% (price as of 2026-10-05) |
| Sept. 25, 2023 | UPST | S 10b5-1 | 1,000 | $26.00 | $26,000 | 395,764 Direct | -0.25% | Disposed | -6.8% (price as of 2026-10-05) |
| Sept. 18, 2023 | UPST | S 10b5-1 | 1,000 | $29.50 | $29,500 | 396,764 Direct | -0.25% | Disposed | -17.9% (price as of 2026-10-05) |
| Sept. 11, 2023 | UPST | S 10b5-1 | 1,000 | $31.09 | $31,090 | 397,764 Direct | -0.25% | Disposed | -22.1% (price as of 2026-10-05) |
| Sept. 5, 2023 | UPST | S 10b5-1 | 1,000 | $32.53 | $32,530 | 398,764 Direct | -0.25% | Disposed | -25.5% (price as of 2026-10-05) |
| Aug. 22, 2023 | UPST | S | 18,513 | $32.57 | $602,968 | 401,264 Direct | -4.41% | Disposed | -25.6% (price as of 2026-10-05) |
| Aug. 22, 2023 | UPST | S | 1,500 | $33.18 | $49,770 | 399,764 Direct | -0.37% | Disposed | -27.0% (price as of 2026-10-05) |
| May 26, 2023 | UPST | S | 26,072 | $23.99 | $625,467 | 419,777 Direct | -5.85% | Disposed | 1.0% (price as of 2026-10-05) |
| May 23, 2023 | UPST | S | 17,419 | $26.92 | $468,919 | 445,849 Direct | -3.76% | Disposed | -10.0% (price as of 2026-10-05) |
| May 8, 2023 | UPST | M 10b5-1 | 3,200 | $1.35 | $4,320 | 466,468 Direct | +0.69% | Acquired | 1694.1% (price as of 2026-10-05) |
| May 8, 2023 | UPST | S 10b5-1 | 3,200 | $13.25 | $42,400 | 463,268 Direct | -0.69% | Disposed | 82.8% (price as of 2026-10-05) |
| May 8, 2023 | UPST | M 10b5-1 | 3,200 | · | · | 18,739 Direct | -14.59% | Disposed | (price as of 2026-10-05) |
| May 1, 2023 | UPST | M 10b5-1 | 3,200 | $1.35 | $4,320 | 466,468 Direct | +0.69% | Acquired | 1694.1% (price as of 2026-10-05) |
| May 1, 2023 | UPST | S 10b5-1 | 3,200 | $13.84 | $44,288 | 463,268 Direct | -0.69% | Disposed | 75.0% (price as of 2026-10-05) |
| May 1, 2023 | UPST | M 10b5-1 | 3,200 | · | · | 21,939 Direct | -12.73% | Disposed | (price as of 2026-10-05) |
| April 24, 2023 | UPST | M 10b5-1 | 3,200 | $1.35 | $4,320 | 466,468 Direct | +0.69% | Acquired | 1694.1% (price as of 2026-10-05) |
| April 24, 2023 | UPST | S 10b5-1 | 3,200 | $15.00 | $48,000 | 463,268 Direct | -0.69% | Disposed | 61.5% (price as of 2026-10-05) |
| April 24, 2023 | UPST | M 10b5-1 | 3,200 | · | · | 25,139 Direct | -11.29% | Disposed | (price as of 2026-10-05) |
| April 20, 2023 | UPST | M | 15,000 | $1.35 | $20,250 | 463,268 Direct | +3.35% | Acquired | 1694.1% (price as of 2026-10-05) |
| April 20, 2023 | UPST | M | 15,000 | · | · | 602,607 Direct | -2.43% | Disposed | (price as of 2026-10-05) |
| April 17, 2023 | UPST | M 10b5-1 | 3,200 | $1.35 | $4,320 | 451,468 Direct | +0.71% | Acquired | 1694.1% (price as of 2026-10-05) |
Showing latest 100 of 180 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 8, 2026 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 300,000 | Disposed |
| Feb. 28, 2026 | UPST | Performance-based Restricted Stock Unit | Common Stock | $0.00 | · | 185,008 | Acquired |
| Feb. 28, 2025 | UPST | Employee Stock Option (Right to buy) | Common Stock | $66.67 | Feb. 27, 2035 | 55,728 | Acquired |
| Feb. 29, 2024 | UPST | Employee Stock Option (Right to buy) | Common Stock | $25.75 | Feb. 28, 2034 | 116,281 | Acquired |
| May 8, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| May 1, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| April 24, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| April 20, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 15,000 | Disposed |
| April 17, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| April 10, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| April 3, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| March 27, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| March 20, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| March 17, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $15.23 | March 17, 2033 | 318,436 | Acquired |
| March 13, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| March 6, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Feb. 27, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Feb. 21, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Feb. 13, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Feb. 6, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 2,300 | Disposed |
| Jan. 30, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Jan. 26, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 15,000 | Disposed |
| Jan. 23, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Jan. 17, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Jan. 9, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Jan. 3, 2023 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Dec. 27, 2022 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Dec. 20, 2022 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 18,300 | Disposed |
| Dec. 19, 2022 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Dec. 12, 2022 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Dec. 5, 2022 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Nov. 28, 2022 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Nov. 21, 2022 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 3,200 | Disposed |
| Nov. 14, 2022 | UPST | Employee Stock Option (Right to buy) | Common Stock | $1.35 | Dec. 28, 2026 | 2,300 | Disposed |
| Feb. 20, 2022 | UPST | Employee Stock Option (Right to buy) | Common Stock | $130.05 | Feb. 20, 2032 | 57,027 | Acquired |
| March 20, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock | $125.28 | March 20, 2031 | 50,824 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy) | 650,907 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy) | 100,139 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy) | 100,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy) | 150,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy) | 200,000 | Direct |