Sara Wardell-Smith
CIK 2001931 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 6, 2025 · Latest: Aug. 6, 2025
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 5 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
5 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 8, 2025 | CFND | P | 30,000 | $10.00 | $300,000 | 30,000 Direct | — | Acquired | -74.8% (price as of 2026-08-21) |
| March 4, 2025 | AX | P | 3,000 | $64.73 | $194,190 | 10,250 Direct | +41.38% | Acquired | 50.0% (price as of 2026-08-21) |
| March 15, 2024 | AX | P | 5,000 | $49.75 | $248,750 | 5,000 Direct | — | Acquired | 95.2% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 15, 2024 | AX | Restricted Stock Units [F3] | Common Stock (4,500) | — | — | 4,500 | Disposed |
| Nov. 14, 2024 | AX | Restricted Stock Units [F1] | Common Stock (4,289) | — | — | 4,289 | Acquired |
| Dec. 15, 2023 | AX | Restricted Stock Units [F1] | Common Stock (4,500) | — | — | 4,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 6, 2025 | CFND | Common Stock | 0 | Direct |