Schwab Charles R.
CIK 923738 · View on SEC EDGAR ↗
Insider
Activist
First SEC filing: Nov. 6, 2023 · Latest: March 18, 2026
On this page
Insider at
Insider transactions
4 buys (P)
28 sells (S)
Net:
$-199,032,700
+ 40 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
40 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 12, 2026 | SCHW | S | 46,410 | $108.18 | $5,020,634 | 30,021,463 Indirect | -0.15% | Disposed | 2.7% (price as of 2026-08-20) |
| Aug. 11, 2026 | SCHW | S | 46,445 | $107.78 | $5,005,842 | 30,067,873 Indirect | -0.15% | Disposed | 3.1% (price as of 2026-08-20) |
| Aug. 7, 2026 | LOCL | P | None | — | — | — Indirect | — | Acquired | (price as of 2026-08-20) |
| Aug. 7, 2026 | LOCL | P | 1,000,000 | — | — | 1,000,000 Indirect | — | Acquired | (price as of 2026-08-20) |
| Aug. 4, 2026 | SCHW | S | 47,650 | $106.08 | $5,054,712 | 53,877,941 Indirect | -0.09% | Disposed | 4.7% (price as of 2026-08-20) |
| Aug. 3, 2026 | SCHW | S | 95,250 | $105.52 | $10,050,780 | 53,925,591 Indirect | -0.18% | Disposed | 5.3% (price as of 2026-08-20) |
| July 29, 2026 | SCHW | S | 95,450 | $105.82 | $10,100,519 | 30,114,318 Indirect | -0.32% | Disposed | 5.0% (price as of 2026-08-20) |
| July 28, 2026 | SCHW | S | 48,000 | $105.60 | $5,068,800 | 54,080,841 Indirect | -0.09% | Disposed | 5.2% (price as of 2026-08-20) |
| July 24, 2026 | SCHW | S | 45,500 | $101.72 | $4,628,260 | 54,128,841 Indirect | -0.08% | Disposed | 9.2% (price as of 2026-08-20) |
| May 19, 2026 | SCHW | S | 27,500 | $92.22 | $2,536,050 | 30,209,768 Indirect | -0.09% | Disposed | 20.4% (price as of 2026-08-20) |
| May 18, 2026 | SCHW | S | 27,500 | $92.40 | $2,541,000 | 30,237,268 Indirect | -0.09% | Disposed | 20.2% (price as of 2026-08-20) |
| May 6, 2026 | SCHW | S | 109,300 | $92.01 | $10,056,693 | 30,264,768 Indirect | -0.36% | Disposed | 20.7% (price as of 2026-08-20) |
| May 4, 2026 | SCHW | S | 109,300 | $91.50 | $10,000,950 | 30,374,068 Indirect | -0.36% | Disposed | 21.4% (price as of 2026-08-20) |
| May 1, 2026 | SCHW | S | 55,000 | $91.86 | $5,052,300 | 54,389,641 Indirect | -0.10% | Disposed | 20.9% (price as of 2026-08-20) |
| April 30, 2026 | SCHW | S | 50,000 | $91.81 | $4,590,500 | 54,444,641 Indirect | -0.09% | Disposed | 21.0% (price as of 2026-08-20) |
| April 29, 2026 | SCHW | S | 63,743 | $90.49 | $5,768,104 | 55,609,641 Indirect | -0.11% | Disposed | 22.7% (price as of 2026-08-20) |
| April 27, 2026 | SCHW | S | 36,450 | $90.00 | $3,280,500 | 55,673,384 Indirect | -0.07% | Disposed | 23.4% (price as of 2026-08-20) |
| April 23, 2026 | SCHW | S | 36,450 | $90.50 | $3,298,725 | 55,709,834 Indirect | -0.07% | Disposed | 22.7% (price as of 2026-08-20) |
| March 13, 2026 | LOCL | P | 5,500,000 | — | — | 5,500,000 Indirect | — | Acquired | (price as of 2026-08-20) |
| March 13, 2026 | LOCL | P | None | — | — | — Indirect | — | Acquired | (price as of 2026-08-20) |
| Feb. 10, 2026 | SCHW | S | 32,413 | $105.58 | $3,422,165 | 30,483,368 Indirect | -0.11% | Disposed | 5.2% (price as of 2026-08-20) |
| Feb. 9, 2026 | SCHW | S | 126,200 | $106.55 | $13,446,610 | 30,515,781 Indirect | -0.41% | Disposed | 4.2% (price as of 2026-08-20) |
| Feb. 4, 2026 | SCHW | S | 67,975 | $103.81 | $7,056,485 | 55,782,729 Indirect | -0.12% | Disposed | 7.0% (price as of 2026-08-20) |
| Feb. 3, 2026 | SCHW | S | 96,625 | $103.74 | $10,023,878 | 55,850,704 Indirect | -0.17% | Disposed | 7.1% (price as of 2026-08-20) |
| Jan. 29, 2026 | SCHW | S | 145,650 | $103.16 | $15,025,254 | 55,947,329 Indirect | -0.26% | Disposed | 7.7% (price as of 2026-08-20) |
| Jan. 28, 2026 | SCHW | S | 26,475 | $103.22 | $2,732,750 | 56,092,979 Indirect | -0.05% | Disposed | 7.6% (price as of 2026-08-20) |
| Jan. 28, 2026 | SCHW | S | 44,962 | $103.20 | $4,640,078 | 56,119,454 Indirect | -0.08% | Disposed | 7.6% (price as of 2026-08-20) |
| Jan. 26, 2026 | SCHW | S | 134,895 | $103.09 | $13,906,326 | 56,119,454 Indirect | -0.24% | Disposed | 7.7% (price as of 2026-08-20) |
| Oct. 29, 2025 | SCHW | S | 44,750 | $94.52 | $4,229,770 | 56,171,954 Indirect | -0.08% | Disposed | 17.5% (price as of 2026-08-20) |
| Oct. 28, 2025 | SCHW | S | 64,400 | $94.00 | $6,053,600 | 56,216,704 Indirect | -0.11% | Disposed | 18.2% (price as of 2026-08-20) |
| Aug. 27, 2025 | SCHW | S | 136,500 | $97.04 | $13,245,960 | 56,331,449 Indirect | -0.24% | Disposed | 14.5% (price as of 2026-08-20) |
| Aug. 26, 2025 | SCHW | S | 136,500 | $96.67 | $13,195,455 | 56,467,949 Indirect | -0.24% | Disposed | 14.9% (price as of 2026-08-20) |
| Aug. 8, 2025 | SCHW | S | 104,500 | $96.84 | $10,119,780 | 56,604,449 Indirect | -0.18% | Disposed | 14.7% (price as of 2026-08-20) |
| Aug. 8, 2025 | SCHW | S | 28,653 | $96.60 | $2,767,880 | 56,708,949 Indirect | -0.05% | Disposed | 15.0% (price as of 2026-08-20) |
| Aug. 7, 2025 | SCHW | S | 22,721 | $96.02 | $2,181,670 | 56,737,602 Indirect | -0.04% | Disposed | 15.7% (price as of 2026-08-20) |
| Aug. 1, 2025 | LOCL | P | 550,000 | — | — | 550,000 Indirect | — | Acquired | (price as of 2026-08-20) |
| Aug. 1, 2025 | LOCL | P | None | — | — | — Indirect | — | Acquired | (price as of 2026-08-20) |
| May 22, 2025 | SCHW | S | 34,585 | $87.50 | $3,026,188 | 57,569,203 Indirect | -0.06% | Disposed | 26.9% (price as of 2026-08-20) |
| May 12, 2025 | SCHW | S | 120,000 | $85.39 | $10,246,800 | 59,002,353 Indirect | -0.20% | Disposed | 30.1% (price as of 2026-08-20) |
| April 28, 2025 | SCHW | S | 37,585 | $79.55 | $2,989,887 | 59,970,853 Indirect | -0.06% | Disposed | 39.6% (price as of 2026-08-20) |
| March 31, 2025 | LOCL | P | 10,299,277 | $2.00 | $20,598,554 | 10,299,277 Indirect | — | Acquired | -47.5% (price as of 2026-08-20) |
| March 31, 2025 | LOCL | P | 1,700,723 | $2.00 | $3,401,446 | 1,700,723 Indirect | — | Acquired | -47.5% (price as of 2026-08-20) |
| Feb. 27, 2025 | SCHW | S | 55,598 | $79.14 | $4,400,026 | 59,968,250 Indirect | -0.09% | Disposed | 40.4% (price as of 2026-08-20) |
| Feb. 21, 2025 | SCHW | S | 100 | $82.36 | $8,236 | 60,161,358 Indirect | 0.00% | Disposed | 34.9% (price as of 2026-08-20) |
| Feb. 21, 2025 | SCHW | S | 123,900 | $81.90 | $10,147,410 | 60,161,458 Indirect | -0.21% | Disposed | 35.6% (price as of 2026-08-20) |
| Feb. 19, 2025 | SCHW | S | 124,000 | $81.96 | $10,163,040 | 60,285,358 Indirect | -0.21% | Disposed | 35.5% (price as of 2026-08-20) |
| Feb. 18, 2025 | SCHW | S | 5,865 | $81.40 | $477,411 | 60,409,358 Indirect | -0.01% | Disposed | 36.5% (price as of 2026-08-20) |
| Feb. 13, 2025 | SCHW | S | 11,949 | $81.60 | $975,038 | 60,415,223 Indirect | -0.02% | Disposed | 36.1% (price as of 2026-08-20) |
| Feb. 13, 2025 | SCHW | S | 113,051 | $81.20 | $9,179,741 | 60,427,172 Indirect | -0.19% | Disposed | 36.8% (price as of 2026-08-20) |
| Feb. 12, 2025 | SCHW | S | 180,506 | $82.09 | $14,817,738 | 60,540,223 Indirect | -0.30% | Disposed | 35.3% (price as of 2026-08-20) |
| Oct. 21, 2024 | SCHW | S | 17,225 | $70.90 | $1,221,252 | 60,602,146 Indirect | -0.03% | Disposed | 56.7% (price as of 2026-08-20) |
| Oct. 16, 2024 | SCHW | S | 62,345 | $72.52 | $4,521,259 | 60,619,371 Indirect | -0.10% | Disposed | 53.2% (price as of 2026-08-20) |
| July 31, 2024 | SCHW | S | 67,386 | $65.11 | $4,387,502 | 60,619,371 Indirect | -0.11% | Disposed | 70.6% (price as of 2026-08-20) |
| May 15, 2024 | SCHW | S | 58,065 | $78.08 | $4,533,715 | 60,683,471 Indirect | -0.10% | Disposed | 42.3% (price as of 2026-08-20) |
| May 14, 2024 | SCHW | S | 65,360 | $76.89 | $5,025,530 | 60,741,536 Indirect | -0.11% | Disposed | 44.5% (price as of 2026-08-20) |
| May 6, 2024 | SCHW | S | 65,790 | $76.40 | $5,026,356 | 60,906,686 Indirect | -0.11% | Disposed | 45.4% (price as of 2026-08-20) |
| May 3, 2024 | SCHW | S | 66,225 | $75.51 | $5,000,650 | 60,972,476 Indirect | -0.11% | Disposed | 47.1% (price as of 2026-08-20) |
| April 29, 2024 | SCHW | S | 59,906 | $74.78 | $4,479,771 | 61,038,701 Indirect | -0.10% | Disposed | 48.5% (price as of 2026-08-20) |
| April 26, 2024 | SCHW | S | 59,905 | $74.96 | $4,490,479 | 61,098,607 Indirect | -0.10% | Disposed | 48.2% (price as of 2026-08-20) |
| April 22, 2024 | SCHW | S | 89,275 | $74.62 | $6,661,700 | 30,641,981 Indirect | -0.29% | Disposed | 48.9% (price as of 2026-08-20) |
Showing latest 100 of 2987 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 7, 2026 | LOCL | Convertible Note [F1] | Common Stock (9,124,088) | $1.37 | Aug. 7, 2031 | — | Acquired |
| Aug. 7, 2026 | LOCL | Common Stock Purchase Warrant [F1] | Common Stock (1,000,000) | $0.12 | Aug. 7, 2036 | 1,000,000 | Acquired |
| March 13, 2026 | LOCL | Common Stock Purchase Warrant [F1] | Common Stock (5,500,000) | $0.12 | March 13, 2036 | 5,500,000 | Acquired |
| March 13, 2026 | LOCL | Convertible Note [F1] | Common Stock | $2.50 | March 13, 2031 | — | Acquired |
| March 2, 2026 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (72,489) | $95.49 | March 2, 2036 | 72,489 | Acquired |
| Jan. 28, 2026 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (44,962) | $26.39 | March 1, 2026 | 44,962 | Disposed |
| Jan. 26, 2026 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (134,895) | $26.39 | March 1, 2026 | 134,895 | Disposed |
| Aug. 1, 2025 | LOCL | Common Stock Purchase Warrant [F1,F2] | Common Stock (550,000) | $0.12 | Aug. 1, 2035 | 550,000 | Acquired |
| Aug. 1, 2025 | LOCL | Convertible Note [F1,F2] | Common Stock (4,000,000) | $2.50 | Aug. 1, 2030 | — | Acquired |
| June 11, 2025 | LOCL | Series A Convertible Preferred Stock | Common Stock (10,299,277) | — | — | 10,299,277 | Disposed |
| March 31, 2025 | LOCL | Series A Non-Voting Convertible Preferred Stock | Common Stock (10,299,277) | — | — | 10,299,277 | Acquired |
| March 3, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (91,200) | $78.12 | March 3, 2035 | 91,200 | Acquired |
| Feb. 12, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (180,506) | $30.17 | March 2, 2025 | 180,506 | Disposed |
| Oct. 16, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (62,345) | $28.44 | Nov. 3, 2024 | 62,345 | Disposed |
| July 31, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (67,386) | $27.45 | Aug. 1, 2024 | 67,386 | Disposed |
| March 1, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (104,767) | $66.47 | March 1, 2034 | 104,767 | Acquired |
| Feb. 15, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (71,226) | $25.86 | March 3, 2024 | 71,226 | Disposed |
| July 24, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (72,047) | $23.12 | Nov. 1, 2023 | 72,047 | Disposed |
| May 22, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (77,640) | $22.67 | Aug. 1, 2023 | 77,640 | Disposed |
| March 1, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (91,200) | $77.41 | March 1, 2033 | 91,200 | Acquired |
| Feb. 1, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (121,066) | $16.40 | March 1, 2023 | 121,066 | Disposed |
| March 1, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (89,446) | $77.86 | March 1, 2032 | 89,446 | Acquired |
| Oct. 29, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (150,000) | $13.64 | Nov. 1, 2022 | 150,000 | Disposed |
| Oct. 28, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (155,890) | $12.45 | Aug. 1, 2022 | 155,890 | Disposed |
| Oct. 27, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (768) | $12.45 | Aug. 1, 2022 | 768 | Disposed |
| April 23, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (123,967) | $13.91 | March 1, 2022 | 123,967 | Disposed |
| March 1, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (91,557) | $64.10 | March 1, 2031 | 91,557 | Acquired |
| Feb. 4, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (165,877) | $11.75 | Nov. 1, 2021 | 165,877 | Disposed |
| Feb. 4, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (147,992) | $15.05 | Aug. 1, 2021 | 147,992 | Disposed |
| Feb. 3, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (126,812) | $18.66 | March 1, 2021 | 126,812 | Disposed |
| Oct. 30, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (66,288) | $15.43 | Nov. 1, 2020 | 66,288 | Disposed |
| Oct. 29, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (66,288) | $15.43 | Nov. 1, 2020 | 66,288 | Disposed |
| July 31, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (65,056) | $15.00 | Aug. 2, 2020 | 65,056 | Disposed |
| July 30, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (65,056) | $15.00 | Aug. 2, 2020 | 65,056 | Disposed |
| March 2, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (134,367) | $41.98 | March 2, 2030 | 134,367 | Acquired |
| Jan. 30, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (112,360) | $18.25 | March 1, 2020 | 112,360 | Disposed |
| Sept. 11, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (105,422) | $17.38 | Nov. 2, 2019 | 105,422 | Disposed |
| Sept. 5, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (105,422) | $17.38 | Nov. 2, 2019 | 105,422 | Disposed |
| Sept. 4, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (22,810) | $17.38 | Nov. 2, 2019 | 22,810 | Disposed |
| Sept. 3, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (82,612) | $17.38 | Nov. 2, 2019 | 82,612 | Disposed |
| March 1, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (149,919) | $46.81 | March 1, 2029 | 149,919 | Acquired |
| March 1, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (109,594) | $52.05 | March 1, 2028 | 109,594 | Acquired |
| March 1, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (126,147) | $42.99 | March 1, 2027 | 126,147 | Acquired |
| March 1, 2016 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (179,857) | $26.39 | March 1, 2026 | 179,857 | Acquired |
| March 2, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (180,506) | $30.17 | March 2, 2025 | 180,506 | Acquired |
| March 2, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (180,506) | $30.17 | March 2, 2025 | 180,506 | Acquired |
| March 2, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (180,506) | $30.17 | March 2, 2025 | 180,506 | Acquired |
| Nov. 3, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (62,345) | $28.44 | Nov. 10, 2024 | 62,345 | Acquired |
| Aug. 1, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (67,386) | $27.45 | Aug. 1, 2024 | 67,386 | Acquired |
| July 18, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (327,466) | $23.33 | Nov. 1, 2014 | 327,466 | Disposed |
| July 17, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (160,000) | $23.33 | Nov. 1, 2014 | 160,000 | Disposed |
| March 3, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (71,226) | $25.86 | March 3, 2024 | 71,226 | Acquired |
| Nov. 7, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (157,335) | $13.12 | Jan. 20, 2014 | 157,335 | Disposed |
| Nov. 6, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (157,335) | $13.12 | Jan. 20, 2014 | 157,335 | Disposed |
| Nov. 1, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (72,047) | $23.12 | Nov. 1, 2023 | 72,047 | Acquired |
| Oct. 23, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (188,991) | $18.29 | Oct. 30, 2013 | 188,991 | Disposed |
| Oct. 22, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (188,991) | $18.29 | Oct. 30, 2013 | 188,991 | Disposed |
| Oct. 21, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (188,991) | $18.29 | Oct. 30, 2013 | 188,991 | Disposed |
| Aug. 1, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (77,640) | $22.67 | Aug. 1, 2023 | 77,640 | Acquired |
| March 1, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (121,066) | $16.40 | March 1, 2023 | 121,066 | Acquired |
| Nov. 1, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (150,000) | $13.64 | Nov. 1, 2022 | 150,000 | Acquired |
| Aug. 1, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (156,658) | $12.45 | Aug. 1, 2022 | 156,658 | Acquired |
| March 1, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (123,967) | $13.91 | March 1, 2022 | 123,967 | Acquired |
| Nov. 1, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (165,877) | $11.75 | Nov. 1, 2021 | 165,877 | Acquired |
| Aug. 1, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (147,992) | $15.05 | Aug. 1, 2021 | 147,992 | Acquired |
| March 1, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (126,812) | $18.66 | March 1, 2021 | 126,812 | Acquired |
| March 1, 2010 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (112,360) | $18.25 | March 1, 2020 | 112,360 | Acquired |
| Nov. 2, 2009 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (316,266) | $17.38 | Nov. 2, 2019 | 316,266 | Acquired |
| April 25, 2008 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (375,000) | $7.35 | May 11, 2008 | 375,000 | Disposed |
| April 24, 2008 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,429,035) | $7.35 | May 11, 2008 | 2,429,035 | Disposed |
| April 23, 2008 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (500,000) | $7.35 | May 11, 2008 | 500,000 | Disposed |
| Nov. 1, 2007 | SCHW | Nonqualified Stock Option (Right to Buy) | Common Stock (487,466) | — | Nov. 1, 2014 | 487,466 | Acquired |
| Oct. 30, 2006 | SCHW | Non-Qualified Stock Option (Right to Buy) | Common Stock (540,541) | — | Oct. 30, 2013 | 540,541 | Acquired |
| Sept. 7, 2005 | SCHW | Non-Qualified Stock Option (Right to Buy) | Common Stock (800,000) | — | Sept. 7, 2012 | 800,000 | Acquired |
| Sept. 7, 2005 | SCHW | Non-Qualified Stock Option (Right to Buy) | Common Stock (800,000) | — | Sept. 7, 2012 | 800,000 | Acquired |
| Sept. 7, 2005 | SCHW | Non-Qualified Stock Option (Right to Buy) | Common Stock (800,000) | — | Sept. 7, 2012 | 800,000 | Acquired |
| Aug. 23, 2005 | SCHW | Non-Qualified Stock Options (Right to Buy) | Common Stock (281,250) | $3.80 | Oct. 17, 2005 | 281,250 | Disposed |
| Aug. 22, 2005 | SCHW | Non-Qualified Stock Options (Right to Buy) | Common Stock (281,250) | $3.80 | Oct. 17, 2005 | 281,250 | Disposed |
| Aug. 16, 2005 | SCHW | Non-Qualified Stock Options (Right to Buy) | Common Stock (281,250) | $3.80 | Oct. 17, 2005 | 281,250 | Disposed |
| Aug. 15, 2005 | SCHW | Non-Qualified Stock Options (Right to Buy) | Common Stock (281,250) | $3.80 | Oct. 17, 2005 | 281,250 | Disposed |
| July 27, 2005 | SCHW | Non-Qualified Stock Option (Right to Buy) | Common Stock (281,250) | $3.80 | Oct. 17, 2005 | 281,250 | Disposed |
| July 26, 2005 | SCHW | Non-Qualified Stock Option | Common Stock (281,250) | $3.80 | Oct. 17, 2005 | 281,250 | Disposed |
| April 30, 2004 | GAP | Stock Option (right to buy) | Common Stock (937) | $8.89 | April 30, 2011 | 937 | Acquired |
| Jan. 30, 2004 | GAP | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK (1,153) | $4.63 | Jan. 30, 2011 | 1,153 | Acquired |
| Jan. 20, 2004 | SCHW | Non-Qualified Stock Options (right to buy) | Common Stock (300,000) | $13.76 | Jan. 20, 2014 | 300,000 | Acquired |
| Oct. 31, 2003 | GAP | Stock Option (right to buy) | Common Stock (1,221) | $4.78 | Oct. 31, 2010 | 1,221 | Acquired |
| Oct. 31, 2003 | GAP | Stock Option (right to buy) | Common Stock (1,570) | $4.78 | Oct. 31, 2010 | 1,570 | Acquired |
| Aug. 1, 2003 | GAP | Stock Option (right to buy) | Common Stock (1,569) | $4.46 | Aug. 1, 2010 | 1,569 | Acquired |
| Aug. 1, 2003 | GAP | Stock Option (right to buy) | Common Stock (1,942) | $4.46 | Aug. 1, 2010 | 1,942 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.