Scott Bergren

CIK 1381049 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 7, 2006 · Latest: Dec. 7, 2006

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 86 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

86 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 12, 2013 YUM S 10b5-1 6,590 $75.08 $494,777 36,897 Direct -15.15% Disposed 172.1% (price as of 2026-08-19)
Nov. 26, 2012 YUM S 10b5-1 26,439 $73.24 $1,936,392 11,237 Direct -70.17% Disposed 178.9% (price as of 2026-08-19)
Nov. 6, 2012 YUM S 10b5-1 24,400 $73.07 $1,782,908 11,237 Direct -68.47% Disposed 179.6% (price as of 2026-08-19)
Nov. 2, 2012 YUM S 10b5-1 27,632 $73.16 $2,021,557 11,237 Direct -71.09% Disposed 179.2% (price as of 2026-08-19)
Oct. 15, 2012 YUM S 280 $70.00 $19,600 11,237 Direct -2.43% Disposed 191.8% (price as of 2026-08-19)
Oct. 11, 2012 YUM S 52,126 $70.14 $3,656,118 11,517 Direct -81.90% Disposed 191.2% (price as of 2026-08-19)
Oct. 26, 2010 YUM S 11,887 $49.67 $590,427 11,255 Direct -51.37% Disposed 311.3% (price as of 2026-08-19)
Oct. 13, 2010 YUM S 10b5-1 87,200 $48.00 $4,185,600 23,142 Direct -79.03% Disposed 325.6% (price as of 2026-08-19)
Oct. 8, 2010 YUM S 10b5-1 690 $48.00 $33,120 23,142 Direct -2.90% Disposed 325.6% (price as of 2026-08-19)
Sept. 13, 2010 YUM S 10b5-1 90,704 $45.09 $4,089,843 23,142 Direct -79.67% Disposed 353.1% (price as of 2026-08-19)
April 20, 2010 YUM S 76,048 $42.72 $3,248,771 20,159 Direct -79.05% Disposed 378.2% (price as of 2026-08-19)
Aug. 21, 2009 YUM S 10b5-1 11,251 $36.02 $405,261 4 Direct -99.96% Disposed 467.1% (price as of 2026-08-19)
April 4, 2008 YUM S 10b5-1 100 $38.30 $3,830 4 Direct -96.15% Disposed 433.4% (price as of 2026-08-19)
April 4, 2008 YUM S 10b5-1 917 $38.30 $35,121 104 Direct -89.81% Disposed 433.4% (price as of 2026-08-19)

Showing latest 100 of 130 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 5, 2014 YUM Stock Appreciation Right Common Stock (68,767) $70.54 Feb. 5, 2024 68,767 Acquired
Feb. 5, 2014 YUM Stock Appreciation Right Common Stock (64,985) $70.54 Feb. 5, 2024 64,985 Acquired
Aug. 12, 2013 YUM Stock Appreciation Right Common Stock (71,444) $29.61 Jan. 19, 2017 71,444 Disposed
Feb. 6, 2013 YUM Stock Appreciation Right Common Stock (68,193) $62.93 Feb. 6, 2023 68,193 Acquired
Nov. 26, 2012 YUM Stock Appreciation Right Common Stock (62,158) $24.47 Jan. 26, 2016 62,158 Disposed
Nov. 6, 2012 YUM Employee Stock Option (Right to Buy) Common Stock (24,400) $22.53 Jan. 28, 2015 24,400 Disposed
Nov. 2, 2012 YUM Employee Stock Option (Right to Buy) Common Stock (27,632) $22.53 Jan. 28, 2015 27,632 Disposed
Feb. 8, 2012 YUM Stock Appreciation Right Common Stock (74,479) $64.44 Feb. 8, 2021 74,479 Acquired
Dec. 13, 2011 YUM Phantom Stock Common Stock (328) — — 328 Disposed
Dec. 13, 2011 YUM Phantom Stock Common Stock (14,065) — — 14,065 Disposed
Dec. 13, 2011 YUM Phantom Stock Common Stock (43,409) — — 43,409 Disposed
April 1, 2011 YUM Phantom Stock Common Stock (3,651) — — 3,651 Disposed
Feb. 4, 2011 YUM Stock Appreciation Right Common Stock (81,467) $49.30 Feb. 4, 2021 81,467 Acquired
Jan. 1, 2011 YUM Phantom Stock Common Stock (5,247) — — 5,247 Disposed
Oct. 13, 2010 YUM Employee Stock Option (Right to Buy) Common Stock (87,200) $17.23 Jan. 27, 2014 87,200 Disposed
Oct. 8, 2010 YUM Employee Stock Option (Right to Buy) Common Stock (690) $17.23 Jan. 27, 2014 690 Disposed
Sept. 13, 2010 YUM Employee Stock Option (Right to Buy) Common Stock (90,704) $12.16 Jan. 23, 2013 90,704 Disposed
July 1, 2010 YUM Phantom Stock Common Stock (4,590) — — 4,590 Disposed
April 20, 2010 YUM Employee Stock Option (Right to Buy) Common Stock (38,024) $14.46 April 1, 2012 38,024 Disposed
April 20, 2010 YUM Employee Stock Option (Right to Buy) Common Stock (38,024) $14.46 April 1, 2012 38,024 Disposed
Feb. 8, 2010 YUM Phantom Stock Common Stock (189) — — 189 Disposed
Feb. 5, 2010 YUM Stock Appreciation Right Common Stock (81,756) $32.98 Feb. 5, 2020 81,756 Acquired
Dec. 18, 2009 YUM Phantom Stock Common Stock (13,699) — — 13,699 Disposed
Dec. 15, 2009 YUM Phantom Stock Common Stock (735) — — 735 Disposed
April 1, 2009 YUM Phantom Stock Common Stock (7,235) — — 7,235 Disposed
Feb. 5, 2009 YUM YUM Stock Appreciation Right Common Stock (67,659) $29.29 Feb. 5, 2009 67,659 Acquired
Feb. 5, 2009 YUM Phantom Stock Common Stock (44,333) — — 44,333 Acquired
Feb. 5, 2009 YUM YUM Stock Appreciation Right Common Stock (135,318) $29.29 Feb. 5, 2019 135,318 Acquired
Feb. 4, 2009 YUM Phantom Stock Common Stock (1) — — 1 Disposed
Feb. 4, 2009 YUM Phantom Stock Common Stock (358) — — 358 Disposed
Dec. 26, 2008 YUM Phantom Stock Common Stock (2) — — 2 Disposed
Dec. 26, 2008 YUM Phantom Stock Common Stock (468) — — 468 Disposed
Dec. 18, 2008 YUM Phantom Stock Common Stock (1) — — 1 Disposed
Dec. 18, 2008 YUM Phantom Stock Common Stock (155) — — 155 Disposed
July 1, 2008 YUM Phantom Stock Common Stock (7,767) — — 7,767 Disposed
April 1, 2008 YUM Phantom Stock Common Stock (4,690) — — 4,690 Disposed
Feb. 4, 2008 YUM Phantom Stock Common Stock (223) — — 223 Acquired
Jan. 24, 2008 YUM Phantom Stock Common Stock (35,603) — — 35,603 Acquired
Jan. 24, 2008 YUM YUM Stock Appreciation Right Common Stock (133,856) $37.30 Jan. 24, 2018 133,856 Acquired
Jan. 1, 2008 YUM Phantom Stock Common Stock (6,292) — — 6,292 Disposed
Dec. 12, 2007 YUM Phantom Stock Common Stock (636) — — 636 Disposed
Dec. 12, 2007 YUM Phantom Stock Common Stock (349) — — 349 Disposed
Dec. 12, 2007 YUM Phantom Stock Common Stock (6) — — 6 Disposed
Jan. 29, 2007 YUM Phantom Stock Common Stock (118) — — 118 Disposed
Jan. 26, 2007 YUM Phantom Stock Common Stock (168) — — 168 Acquired
Jan. 19, 2007 YUM Phantom Stock Common Stock (9,033) — — 9,033 Acquired
Jan. 19, 2007 YUM Stock Appreciation Right Common Stock (35,722) $59.22 Jan. 19, 2017 35,722 Acquired
Dec. 15, 2006 YUM Phantom Stock Common Stock (110) — — 110 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 30 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 7, 2006 YUM Common Stock 2 Direct
Dec. 7, 2006 YUM Phantom Stock→ Common Stock (2,309) 2,309 Direct
Dec. 7, 2006 YUM Employee Stock Option (right to buy)→ Common Stock (19,012) 19,012 Direct
Dec. 7, 2006 YUM Employee Stock Option (right to buy)→ Common Stock (19,012) 19,012 Direct
Dec. 7, 2006 YUM Phantom Stock→ Common Stock (2,345) 2,345 Direct
Dec. 7, 2006 YUM Phantom Stock→ Common Stock (10,468) 10,468 Direct
Dec. 7, 2006 YUM Employee Stock Option (right to buy)→ Common Stock (45,352) 45,352 Direct
Dec. 7, 2006 YUM Phantom Stock→ Common Stock (3,146) 3,146 Direct
Dec. 7, 2006 YUM Stock Option Right to Buy→ Common Stock (43,945) 43,945 Direct
Dec. 7, 2006 YUM Stock Option (Right to Buy)→ Common Stock (26,016) 26,016 Direct
Dec. 7, 2006 YUM Phantom Stock→ Common Stock (4,002) 4,002 Direct
Dec. 7, 2006 YUM YUM Stock Appreciation Right→ Common Stock (31,079) 31,079 Direct
Dec. 7, 2006 YUM Phantom Stock→ Common Stock (16,461) 16,461 Direct
Dec. 7, 2006 YUM Phantom Stock→ Common Stock (2,295) 2,295 Direct
Dec. 7, 2006 YUM Phantom Stock→ Common Stock (2,513) 2,513 Direct
Dec. 1, 2006 YUM Common Stock 2 Direct
Dec. 1, 2006 YUM Phantom Stock→ Common Stock (2,309) 2,309 Direct
Dec. 1, 2006 YUM Employee Stock Option (right to buy)→ Common Stock (19,012) 19,012 Direct
Dec. 1, 2006 YUM Employee Stock Option (right to buy)→ Common Stock (19,012) 19,012 Direct
Dec. 1, 2006 YUM Phantom Stock→ Common Stock (2,345) 2,345 Direct
Dec. 1, 2006 YUM Phantom Stock→ Common Stock (10,468) 10,468 Direct
Dec. 1, 2006 YUM Employee Stock Option (right to buy)→ Common Stock (45,352) 45,352 Direct
Dec. 1, 2006 YUM Phantom Stock→ Common Stock (3,146) 3,146 Direct
Dec. 1, 2006 YUM Stock Option Right to Buy→ Common Stock (43,945) 43,945 Direct
Dec. 1, 2006 YUM Stock Option (Right to Buy)→ Common Stock (26,016) 26,016 Direct
Dec. 1, 2006 YUM Phantom Stock→ Common Stock (4,002) 4,002 Direct
Dec. 1, 2006 YUM YUM Stock Appreciation Right→ Common Stock (31,079) 31,079 Direct
Dec. 1, 2006 YUM Phantom Stock→ Common Stock (16,461) 16,461 Direct
Dec. 1, 2006 YUM Phantom Stock→ Common Stock (2,295) 2,295 Direct
Dec. 1, 2006 YUM Phantom Stock→ Common Stock (2,425) 2,425 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

YUM

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2014 $725,000 — $275,035 — $241,425 $127,083 $428,872 $4,131,387
2010 $650,000 — $180,005 — $1,367,438 $6,006 $417,813 $3,280,352
2009 $647,692 — $179,995 — $291,168 — $397,011 $2,995,433

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.