Insider at

04

Insider transactions

05
0 buys (P) 12 sells (S) Net: $-1,414,721 + 54 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

54 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 20, 2026 UPST S 7,696 $28.09 $216,181 73,306 Direct -9.50% Disposed -18.8% (price as of 2026-10-02)
Aug. 17, 2026 UPST S 814 $29.36 $23,899 87,186 Direct -0.92% Disposed -22.3% (price as of 2026-10-02)
May 20, 2026 UPST S 6,634 $28.78 $190,927 88,728 Direct -6.96% Disposed -20.7% (price as of 2026-10-02)
May 15, 2026 UPST S 286 $28.84 $8,248 103,864 Direct -0.27% Disposed -20.9% (price as of 2026-10-02)
May 15, 2026 UPST S 441 $29.99 $13,226 102,609 Direct -0.43% Disposed -23.9% (price as of 2026-10-02)
Feb. 20, 2026 UPST S 6,478 $29.85 $193,368 86,120 Direct -7.00% Disposed -23.6% (price as of 2026-10-02)
Feb. 20, 2026 UPST S 10b5-1 390 $30.25 $11,798 31,637 Indirect -1.22% Disposed -24.6% (price as of 2026-10-02)
Jan. 5, 2026 UPST S 10b5-1 1,000 $50.00 $50,000 17,435 Indirect -5.42% Disposed -54.4% (price as of 2026-10-02)
Dec. 12, 2025 UPST S 10b5-1 7,392 $50.00 $369,600 17,435 Indirect -29.77% Disposed -54.4% (price as of 2026-10-02)
Nov. 20, 2025 UPST S 7,323 $36.55 $267,656 98,390 Direct -6.93% Disposed -37.6% (price as of 2026-10-02)
Nov. 20, 2025 UPST S 400 $37.02 $14,808 97,990 Direct -0.41% Disposed -38.4% (price as of 2026-10-02)
Oct. 24, 2025 UPST S 10b5-1 1,000 $55.01 $55,010 123,148 Indirect -0.81% Disposed -58.5% (price as of 2026-10-02)
Oct. 1, 2025 UPST S 10b5-1 1,000 $54.64 $54,640 123,898 Direct -0.80% Disposed -58.3% (price as of 2026-10-02)
Sept. 17, 2025 UPST S 10b5-1 1,000 $70.01 $70,010 123,898 Direct -0.80% Disposed -67.4% (price as of 2026-10-02)
Sept. 3, 2025 UPST S 10b5-1 4,000 $69.41 $277,640 123,898 Direct -3.13% Disposed -67.1% (price as of 2026-10-02)
Aug. 25, 2025 UPST S 10b5-1 6,402 $68.00 $435,336 123,898 Direct -4.91% Disposed -66.5% (price as of 2026-10-02)
Aug. 20, 2025 UPST S 6,713 $61.12 $410,299 130,440 Direct -4.89% Disposed -62.7% (price as of 2026-10-02)
Aug. 20, 2025 UPST S 1 $61.80 $62 130,439 Direct 0.00% Disposed -63.1% (price as of 2026-10-02)
Aug. 20, 2025 UPST S 10b5-1 139 $63.31 $8,800 130,300 Direct -0.11% Disposed -64.0% (price as of 2026-10-02)
Aug. 1, 2025 UPST S 10b5-1 3,000 $77.93 $233,790 138,014 Direct -2.13% Disposed -70.7% (price as of 2026-10-02)
Aug. 1, 2025 UPST S 10b5-1 1,000 $80.00 $80,000 137,014 Direct -0.72% Disposed -71.5% (price as of 2026-10-02)
July 8, 2025 UPST S 10b5-1 5,000 $80.04 $400,200 137,014 Direct -3.52% Disposed -71.5% (price as of 2026-10-02)
July 2, 2025 UPST S 10b5-1 5,000 $70.04 $350,200 137,014 Direct -3.52% Disposed -67.4% (price as of 2026-10-02)
July 1, 2025 UPST S 10b5-1 2,000 $63.56 $127,120 137,014 Direct -1.44% Disposed -64.1% (price as of 2026-10-02)
June 11, 2025 UPST S 10b5-1 3,000 $60.00 $180,000 137,014 Direct -2.14% Disposed -62.0% (price as of 2026-10-02)
June 3, 2025 UPST S 10b5-1 1,000 $50.02 $50,020 143,397 Direct -0.69% Disposed -54.4% (price as of 2026-10-02)
June 3, 2025 UPST S 10b5-1 6,383 $50.00 $319,150 137,014 Direct -4.45% Disposed -54.4% (price as of 2026-10-02)
May 20, 2025 UPST S 6,732 $46.98 $316,269 143,397 Direct -4.48% Disposed -51.4% (price as of 2026-10-02)
May 1, 2025 UPST S 10b5-1 1,000 $50.16 $50,160 150,129 Direct -0.66% Disposed -54.5% (price as of 2026-10-02)
April 29, 2025 UPST S 10b5-1 1,000 $50.27 $50,270 150,129 Direct -0.66% Disposed -54.6% (price as of 2026-10-02)
March 3, 2025 UPST S 10b5-1 2,000 $67.89 $135,780 150,129 Direct -1.31% Disposed -66.4% (price as of 2026-10-02)
Feb. 28, 2025 UPST S 10b5-1 6,407 $64.68 $414,405 144,563 Direct -4.24% Disposed -64.7% (price as of 2026-10-02)
Feb. 28, 2025 UPST S 10b5-1 8,681 $65.46 $568,258 135,882 Direct -6.00% Disposed -65.2% (price as of 2026-10-02)
Feb. 28, 2025 UPST S 10b5-1 419 $64.65 $27,088 135,463 Direct -0.31% Disposed -64.7% (price as of 2026-10-02)
Feb. 20, 2025 UPST S 4,694 $79.03 $370,967 143,506 Direct -3.17% Disposed -71.1% (price as of 2026-10-02)
Feb. 20, 2025 UPST S 100 $79.58 $7,958 143,406 Direct -0.07% Disposed -71.3% (price as of 2026-10-02)
Nov. 25, 2024 UPST S 10b5-1 1,131 $75.47 $85,357 149,650 Direct -0.75% Disposed -69.8% (price as of 2026-10-02)
Nov. 25, 2024 UPST S 10b5-1 1,769 $76.56 $135,435 147,881 Direct -1.18% Disposed -70.2% (price as of 2026-10-02)
Nov. 25, 2024 UPST S 10b5-1 100 $77.26 $7,726 147,781 Direct -0.07% Disposed -70.5% (price as of 2026-10-02)
Nov. 20, 2024 UPST S 4,649 $69.60 $323,570 152,522 Direct -2.96% Disposed -67.2% (price as of 2026-10-02)
Nov. 20, 2024 UPST S 1,741 $70.50 $122,740 150,781 Direct -1.14% Disposed -67.6% (price as of 2026-10-02)
Nov. 1, 2024 UPST S 10b5-1 8,681 $48.31 $419,379 159,381 Direct -5.17% Disposed -52.8% (price as of 2026-10-02)
Nov. 1, 2024 UPST S 10b5-1 2,210 $48.86 $107,981 157,171 Direct -1.39% Disposed -53.3% (price as of 2026-10-02)
Oct. 14, 2024 UPST S 10b5-1 75,000 $50.02 $3,751,500 161,043 Direct -31.77% Disposed -54.4% (price as of 2026-10-02)
Oct. 14, 2024 UPST S 10b5-1 9,000 $50.02 $450,180 152,043 Direct -5.59% Disposed -54.4% (price as of 2026-10-02)
Oct. 11, 2024 UPST S 10b5-1 20,000 $45.00 $900,000 161,043 Direct -11.05% Disposed -49.3% (price as of 2026-10-02)

Showing latest 100 of 382 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 28, 2026 UPST Performance-based Restricted Stock Unit Common Stock (74,003) $0.00 · 74,003 Acquired
Jan. 22, 2026 UPST Employee Stock Option (Right to buy) Common Stock (7,564) $13.22 Dec. 31, 2032 7,564 Disposed
Jan. 5, 2026 UPST Employee Stock Option (Right to buy) Common Stock (1,000) $13.22 Dec. 31, 2032 1,000 Disposed
Dec. 12, 2025 UPST Employee Stock Option (Right to buy) Common Stock (2,000) $13.22 Dec. 31, 2032 2,000 Disposed
Oct. 24, 2025 UPST Employee Stock Option (Right to buy) Common Stock (1,000) $13.22 Dec. 31, 2032 1,000 Disposed
Oct. 1, 2025 UPST Employee Stock Option (Right to buy) Common Stock (1,000) $13.22 Dec. 31, 2032 1,000 Disposed
Sept. 17, 2025 UPST Employee Stock Option (Right to buy) Common Stock (1,000) $13.22 Dec. 31, 2032 1,000 Disposed
Sept. 3, 2025 UPST Employee Stock Option (Right to buy) Common Stock (4,000) $13.22 Dec. 31, 2032 4,000 Disposed
Aug. 1, 2025 UPST Employee Stock Option (Right to buy) Common Stock (4,000) $13.22 Dec. 31, 2032 4,000 Disposed
July 8, 2025 UPST Employee Stock Option (Right to buy) Common Stock (5,000) $13.22 Dec. 31, 2032 5,000 Disposed
July 2, 2025 UPST Employee Stock Option (Right to buy) Common Stock (5,000) $13.22 Dec. 31, 2032 5,000 Disposed
July 1, 2025 UPST Employee Stock Option (Right to buy) Common Stock (2,000) $13.22 Dec. 31, 2032 2,000 Disposed
June 11, 2025 UPST Employee Stock Option (Right to buy) Common Stock (3,000) $13.22 Dec. 31, 2032 3,000 Disposed
June 3, 2025 UPST Employee Stock Option (Right to buy) Common Stock (1,000) $13.22 Dec. 31, 2032 1,000 Disposed
May 1, 2025 UPST Employee Stock Option (Right to buy) Common Stock (1,000) $13.22 Dec. 31, 2032 1,000 Disposed
April 29, 2025 UPST Employee Stock Option (Right to buy) Common Stock (1,000) $13.22 Dec. 31, 2032 1,000 Disposed
March 3, 2025 UPST Employee Stock Option (Right to buy) Common Stock (2,000) $13.22 Dec. 31, 2032 2,000 Disposed
Feb. 28, 2025 UPST Employee Stock Option (Right to buy) Common Stock (7,564) $13.22 Dec. 31, 2032 7,564 Disposed
Feb. 28, 2025 UPST Employee Stock Option (Right to buy) Common Stock (27,864) $66.67 Feb. 27, 2035 27,864 Acquired
Nov. 1, 2024 UPST Employee Stock Option (Right to buy) Common Stock (5,128) $13.22 Dec. 31, 2032 5,128 Disposed
Nov. 1, 2024 UPST Employee Stock Option (Right to buy) Common Stock (10,891) $13.22 Dec. 31, 2032 10,891 Disposed
Oct. 14, 2024 UPST Employee Stock Option (Right to buy) Common Stock (75,000) $13.22 Dec. 31, 2032 75,000 Disposed
Oct. 11, 2024 UPST Employee Stock Option (Right to buy) Common Stock (20,000) $13.22 Dec. 31, 2032 20,000 Disposed
Oct. 4, 2024 UPST Employee Stock Option (Right to buy) Common Stock (1,300) $13.22 Dec. 31, 2032 1,300 Disposed
Oct. 1, 2024 UPST Employee Stock Option (Right to buy) Common Stock (6,200) $13.22 Dec. 31, 2032 6,200 Disposed
Sept. 3, 2024 UPST Employee Stock Option (Right to buy) Common Stock (7,500) $13.22 Dec. 31, 2032 7,500 Disposed
Aug. 29, 2024 UPST Employee Stock Option (Right to buy) Common Stock (30,000) $13.22 Dec. 31, 2032 30,000 Disposed
Aug. 19, 2024 UPST Employee Stock Option (Right to buy) Common Stock (15,000) $13.22 Dec. 31, 2032 15,000 Disposed
Aug. 7, 2024 UPST Employee Stock Option (Right to buy) Common Stock (7,500) $13.22 Dec. 31, 2032 7,500 Disposed
Feb. 29, 2024 UPST Employee Stock Option (Right to buy) Common Stock (58,141) $25.75 Feb. 28, 2034 58,141 Acquired
Feb. 15, 2024 UPST Employee Stock Option (Right to buy) Common Stock (10,000) $13.22 Dec. 31, 2032 10,000 Disposed
Jan. 29, 2024 UPST Employee Stock Option (Right to buy) Common Stock (388) $13.22 Dec. 31, 2032 388 Disposed
Jan. 25, 2024 UPST Employee Stock Option (Right to buy) Common Stock (20) $13.22 Dec. 31, 2032 20 Disposed
Jan. 24, 2024 UPST Employee Stock Option (Right to buy) Common Stock (842) $13.22 Dec. 31, 2032 842 Disposed
Dec. 27, 2023 UPST Employee Stock Option (Right to buy) Common Stock (672) $13.22 Dec. 31, 2032 672 Disposed
Dec. 26, 2023 UPST Employee Stock Option (Right to buy) Common Stock (2,043) $13.22 Dec. 31, 2032 2,043 Disposed
Dec. 22, 2023 UPST Employee Stock Option (Right to buy) Common Stock (2,285) $13.22 Dec. 31, 2032 2,285 Disposed
Dec. 8, 2023 UPST Employee Stock Option (Right to buy) Common Stock (594) $13.22 Dec. 31, 2032 594 Disposed
Dec. 6, 2023 UPST Employee Stock Option (Right to buy) Common Stock (4,206) $13.22 Dec. 31, 2032 4,206 Disposed
Sept. 6, 2023 UPST Employee Stock Option (Right to buy) Common Stock (200) $13.22 Dec. 31, 2032 200 Disposed
Dec. 31, 2022 UPST Employee Stock Option (Right to buy) Common Stock (435,860) $13.22 Dec. 31, 2032 435,860 Acquired
Dec. 14, 2021 SFIX Employee Stock Option Class A Common Stock (119,306) $18.50 Dec. 13, 2031 119,306 Acquired
Jan. 7, 2021 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F7,F8] (18,742) $4.94 Oct. 28, 2026 18,742 Disposed
Jan. 7, 2021 SFIX Class B Common Stock Class A Common Stock (18,742) $4.94 · 18,742 Acquired
Jan. 7, 2021 SFIX Class B Common Stock Class A Common Stock (18,742) · · 18,742 Disposed
Dec. 15, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F5,F6] (1,500) $4.94 Oct. 28, 2026 1,500 Disposed
Dec. 15, 2020 SFIX Class B Common Stock Class A Common Stock (1,500) $4.94 · 1,500 Acquired
Dec. 15, 2020 SFIX Class B Common Stock Class A Common Stock (1,500) · · 1,500 Disposed
Dec. 9, 2020 SFIX Employee Stock Option (Right to Buy) Class A Common Stock (37,152) $56.05 Dec. 8, 2030 37,152 Acquired
Nov. 27, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F5,F6] (23,032) $4.94 Oct. 28, 2026 23,032 Disposed
Nov. 27, 2020 SFIX Class B Common Stock Class A Common Stock (23,032) $4.94 · 23,032 Acquired
Nov. 27, 2020 SFIX Class B Common Stock Class A Common Stock (23,032) · · 23,032 Disposed
Oct. 28, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F5,F6] (6,000) $4.94 Oct. 28, 2026 6,000 Disposed
Oct. 28, 2020 SFIX Class B Common Stock Class A Common Stock (6,000) $4.94 · 6,000 Acquired
Oct. 28, 2020 SFIX Class B Common Stock Class A Common Stock (6,000) · · 6,000 Disposed
Oct. 12, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F5,F6] (2,000) $4.94 Oct. 28, 2026 2,000 Disposed
Oct. 12, 2020 SFIX Class B Common Stock Class A Common Stock (2,000) $4.94 · 2,000 Acquired
Oct. 12, 2020 SFIX Class B Common Stock Class A Common Stock (2,000) · · 2,000 Disposed
Oct. 8, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F5,F6] (2,000) $4.94 Oct. 28, 2026 2,000 Disposed
Oct. 8, 2020 SFIX Class B Common Stock Class A Common Stock (2,000) $4.94 · 2,000 Acquired
Oct. 8, 2020 SFIX Class B Common Stock Class A Common Stock (2,000) · · 2,000 Disposed
Sept. 28, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F6,F7] (2,000) $4.94 Oct. 28, 2026 2,000 Disposed
Sept. 28, 2020 SFIX Class B Common Stock Class A Common Stock (2,000) $4.94 · 2,000 Acquired
Sept. 28, 2020 SFIX Class B Common Stock Class A Common Stock (2,000) · · 2,000 Disposed
Sept. 22, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F5,F6] (2,000) $4.94 Oct. 28, 2026 2,000 Disposed
Sept. 22, 2020 SFIX Class B Common Stock Class A Common Stock (2,000) $4.94 · 2,000 Acquired
Sept. 22, 2020 SFIX Class B Common Stock Class A Common Stock (2,000) · · 2,000 Disposed
Sept. 8, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F5,F6] (2,000) $4.94 Oct. 28, 2026 2,000 Disposed
Sept. 8, 2020 SFIX Class B Common Stock Class A Common Stock (2,000) $4.94 · 2,000 Acquired
Sept. 8, 2020 SFIX Class B Common Stock Class A Common Stock (2,000) · · 2,000 Disposed
Sept. 1, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F5,F6] (1,000) $4.94 Oct. 28, 2026 1,000 Disposed
Sept. 1, 2020 SFIX Class B Common Stock Class A Common Stock (1,000) $4.94 · 1,000 Acquired
Sept. 1, 2020 SFIX Class B Common Stock Class A Common Stock (1,000) · · 1,000 Disposed
Aug. 18, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F5,F6] (1,000) $4.94 Oct. 28, 2026 1,000 Disposed
Aug. 18, 2020 SFIX Class B Common Stock Class A Common Stock (1,000) $4.94 · 1,000 Acquired
Aug. 18, 2020 SFIX Class B Common Stock Class A Common Stock (1,000) · · 1,000 Disposed
July 7, 2020 SFIX Class B Common Stock Class A Common Stock (8,000) · · 8,000 Disposed
July 7, 2020 SFIX Class B Common Stock Class A Common Stock (8,000) $4.94 · 8,000 Acquired
July 7, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F6,F7] (8,000) $4.94 Oct. 28, 2026 8,000 Disposed
July 2, 2020 SFIX Class B Common Stock Class A Common Stock (3,000) · · 3,000 Disposed
July 2, 2020 SFIX Class B Common Stock Class A Common Stock (3,000) $4.94 · 3,000 Acquired
July 2, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F6,F7] (3,000) $4.94 Oct. 28, 2026 3,000 Disposed
June 29, 2020 SFIX Class B Common Stock Class A Common Stock (1,000) · · 1,000 Disposed
June 29, 2020 SFIX Class B Common Stock Class A Common Stock (1,000) $4.94 · 1,000 Acquired
June 29, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F5,F6] (1,000) $4.94 Oct. 28, 2026 1,000 Disposed
June 3, 2020 SFIX Class B Common Stock Class A Common Stock (1,000) $4.94 · 1,000 Acquired
June 3, 2020 SFIX Class B Common Stock Class A Common Stock (1,000) · · 1,000 Disposed
June 3, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F4,F5] (1,000) $4.94 Oct. 28, 2026 1,000 Disposed
May 26, 2020 SFIX Class B Common Stock Class A Common Stock (1,000) $4.94 · 1,000 Acquired
May 26, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F4,F5] (1,000) $4.94 Oct. 28, 2026 1,000 Disposed
May 26, 2020 SFIX Class B Common Stock Class A Common Stock (1,000) · · 1,000 Disposed
Jan. 6, 2020 SFIX Class B Common Stock Class A Common Stock (24,726) $4.94 · 24,726 Acquired
Jan. 6, 2020 SFIX Class B Common Stock Class A Common Stock (24,726) · · 24,726 Disposed
Jan. 6, 2020 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F4,F5] (24,726) $4.94 Oct. 28, 2026 24,726 Disposed
Dec. 10, 2019 SFIX Class B Common Stock Class A Common Stock (5,000) $4.94 · 5,000 Acquired
Dec. 10, 2019 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F4,F5] (5,000) $4.94 Oct. 28, 2026 5,000 Disposed
Dec. 10, 2019 SFIX Class B Common Stock Class A Common Stock (5,000) · · 5,000 Disposed
Dec. 9, 2019 SFIX Class B Common Stock Class A Common Stock (4,000) $4.94 · 4,000 Acquired
Dec. 9, 2019 SFIX Employee Stock Option (Right to Buy) Class B Common Stock [F4,F5] (4,000) $4.94 Oct. 28, 2026 4,000 Disposed
Dec. 9, 2019 SFIX Class B Common Stock Class A Common Stock (4,000) · · 4,000 Disposed

Showing latest 100 of 135 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Nov. 16, 2017 SFIX Employee Stock Option (Right to Buy)→ Class B Common Stock [F2,F3] (170,000) 170,000 Direct
Nov. 16, 2017 SFIX Class B Common Stock→ Class A Common Stock (55,000) 55,000 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2023 $179,046 · · · · · $253,923 $432,969
2022 $469,751 · $1,739,323 $1,061,525 · · $11,192 $3,281,791
2021 $393,028 · $1,045,220 $1,045,238 $174,408 · · $2,657,894

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.