Sebastian J Bufalino
Insider
First SEC filing: March 8, 2013 · Latest: March 8, 2013
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 3, 2016 | BAX | A | 2,938 | · | · | 22,208 Direct | +15.25% | Acquired | |
| March 3, 2016 | BAX | F | 647 | $39.33 | $25,447 | 21,561 Direct | -2.91% | Disposed | -35.7% (price as of ) |
| March 3, 2016 | BAX | A | 33,532 | · | · | 33,532 Direct | · | Acquired | |
| March 1, 2016 | BAX | F | 845 | $39.98 | $33,783 | 19,270 Direct | -4.20% | Disposed | -36.7% (price as of ) |
| Feb. 16, 2016 | BAX | A | 714 | · | · | 20,368 Direct | +3.63% | Acquired | |
| Feb. 16, 2016 | BAX | F | 793 | $37.41 | $29,666 | 19,575 Direct | -3.89% | Disposed | -32.4% (price as of ) |
| Feb. 16, 2016 | BAX | A | 541 | · | · | 20,116 Direct | +2.76% | Acquired | |
| Aug. 11, 2015 | BAX | A | 167 | · | · | 19,381 Direct | +0.87% | Acquired | |
| Aug. 11, 2015 | BAX | A | 168 | · | · | 19,549 Direct | +0.87% | Acquired | |
| July 1, 2015 | BAX | J | 2,840 | · | · | 19,042 Direct | +17.53% | Acquired | |
| July 1, 2015 | BAX | J | 21,356 | · | · | 46,273 Direct | +85.71% | Acquired | |
| March 6, 2015 | BAX | F | 156 | $67.73 | $10,566 | 16,103 Direct | -0.96% | Disposed | -31.2% (price as of ) |
| March 3, 2015 | BAX | A | 3,288 | · | · | 16,260 Direct | +25.35% | Acquired | |
| March 3, 2015 | BAX | A | 24,917 | · | · | 24,917 Direct | · | Acquired | |
| Feb. 16, 2015 | BAX | A | 730 | · | · | 12,236 Direct | +6.34% | Acquired | |
| Feb. 16, 2015 | BAX | A | 736 | · | · | 12,972 Direct | +6.02% | Acquired | |
| June 2, 2014 | BAX | A | 5,000 | · | · | 11,302 Direct | +79.34% | Acquired | |
| March 27, 2014 | BAX | M 10b5-1 | 21,600 | $38.35 | $828,360 | 27,875 Direct | +344.22% | Acquired | 21.5% (price as of ) |
| March 27, 2014 | BAX | S 10b5-1 | 21,600 | $75.10 | $1,622,160 | 6,275 Direct | -77.49% | Disposed | -38.0% (price as of ) |
| March 27, 2014 | BAX | M 10b5-1 | 21,600 | · | · | 0 Direct | -100.00% | Disposed | |
| March 6, 2014 | BAX | F | 131 | $67.57 | $8,852 | 6,275 Direct | -2.04% | Disposed | -31.1% (price as of ) |
| March 4, 2014 | BAX | F | 160 | $69.03 | $11,045 | 6,406 Direct | -2.44% | Disposed | -32.5% (price as of ) |
| March 4, 2014 | BAX | A | 19,347 | · | · | 19,347 Direct | · | Acquired | |
| Jan. 29, 2014 | BAX | A | 435 | · | · | 6,136 Direct | +7.63% | Acquired | |
| Jan. 29, 2014 | BAX | F | 165 | $68.40 | $11,286 | 5,971 Direct | -2.69% | Disposed | -31.9% (price as of ) |
| Jan. 29, 2014 | BAX | A | 596 | · | · | 6,567 Direct | +9.98% | Acquired | |
| May 20, 2013 | BAX | M 10b5-1 | 24,000 | $34.85 | $836,400 | 29,599 Direct | +428.65% | Acquired | 33.7% (price as of ) |
| May 20, 2013 | BAX | S 10b5-1 | 24,000 | $73.75 | $1,770,000 | 5,599 Direct | -81.08% | Disposed | -36.8% (price as of ) |
| May 20, 2013 | BAX | M 10b5-1 | 24,000 | · | · | 0 Direct | -100.00% | Disposed | |
| March 6, 2013 | BAX | F | 131 | $69.97 | $9,166 | 5,563 Direct | -2.30% | Disposed | -33.4% (price as of ) |
| March 5, 2013 | BAX | A | 15,860 | · | · | 15,860 Direct | · | Acquired | |
| March 4, 2013 | BAX | F | 140 | $69.18 | $9,685 | 5,662 Direct | -2.41% | Disposed | -32.7% (price as of ) |
| March 1, 2013 | BAX | A | 2,500 | · | · | 5,802 Direct | +75.71% | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 3, 2016 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $39.33 | March 3, 2026 | 33,532 | Acquired |
| July 1, 2015 | BAX | Stock Option (Right to Buy) | Common Stock, par value $1.00 per share | · | March 3, 2025 | 21,356 | Acquired |
| March 3, 2015 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $69.42 | March 3, 2025 | 24,917 | Acquired |
| March 27, 2014 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $38.35 | March 14, 2016 | 21,600 | Disposed |
| March 4, 2014 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $69.03 | March 4, 2024 | 19,347 | Acquired |
| May 20, 2013 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $34.85 | March 16, 2015 | 24,000 | Disposed |
| March 5, 2013 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $70.24 | March 3, 2023 | 15,860 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 23 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 8, 2013 | BAX | Common Stock, $1 par value | · | Direct |
| March 4, 2013 | BAX | Common Stock, $1 par value | 3,302 | Direct |
| March 4, 2013 | BAX | Deferred Comp Plan Baxter Common Stock Fund | 759 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 24,000 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 21,600 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 3,333 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 3,333 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 3,334 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 2,666 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 2,667 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 2,667 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 2,600 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 2,600 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 2,600 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 3,072 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 3,073 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 3,073 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 3,584 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 3,584 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 3,585 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 3,691 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 3,692 | Direct |
| March 4, 2013 | BAX | Stock Option (Right to Buy) | 3,692 | Direct |
Holdings reported on Form 4 8 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 10,000 | · | March 15, 2017 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 8,000 | · | March 5, 2018 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 7,800 | · | March 4, 2019 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 9,218 | · | March 3, 2020 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 10,753 | · | March 4, 2021 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 11,075 | · | March 6, 2022 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 15,860 | · | March 5, 2023 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 19,347 | · | March 4, 2024 | Direct |