Shankar Musunuri

CIK 1791820 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 13, 2019 · Latest: Dec. 13, 2019

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 36 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

36 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 16, 2023 OCGN S 10b5-1 100,000 $1.08 $108,000 2,190,073 Direct -4.37% Disposed 30.1% (price as of 2026-08-21)
Jan. 17, 2023 OCGN S 10b5-1 100,000 $1.28 $128,000 2,227,950 Direct -4.30% Disposed 9.8% (price as of 2026-08-21)
Dec. 16, 2022 OCGN S 10b5-1 95,809 $1.43 $137,007 752,540 Direct -11.29% Disposed -1.7% (price as of 2026-08-21)
Oct. 14, 2022 OCGN S 10b5-1 100,000 $1.66 $166,000 752,540 Direct -11.73% Disposed -15.4% (price as of 2026-08-21)
July 14, 2022 OCGN S 10b5-1 150,000 $2.72 $408,000 752,540 Direct -16.62% Disposed -48.3% (price as of 2026-08-21)
May 13, 2022 OCGN S 10b5-1 125,000 $1.92 $240,000 752,540 Direct -14.24% Disposed -26.8% (price as of 2026-08-21)
March 16, 2022 OCGN S 10b5-1 81,823 $2.65 $216,831 752,540 Direct -9.81% Disposed -47.0% (price as of 2026-08-21)
Feb. 14, 2022 OCGN S 10b5-1 90,000 $3.74 $336,600 752,540 Direct -10.68% Disposed -62.4% (price as of 2026-08-21)
Dec. 16, 2021 OCGN S 10b5-1 115,000 $5.22 $600,300 1,145,299 Indirect -9.12% Disposed -73.1% (price as of 2026-08-21)
Nov. 16, 2021 OCGN S 10b5-1 115,000 $8.04 $924,600 1,260,299 Indirect -8.36% Disposed -82.5% (price as of 2026-08-21)
Oct. 15, 2021 OCGN S 10b5-1 125,000 $9.80 $1,225,000 406,000 Direct -23.54% Disposed -85.7% (price as of 2026-08-21)
Sept. 15, 2021 OCGN S 10b5-1 125,000 $7.52 $940,000 406,000 Direct -23.54% Disposed -81.3% (price as of 2026-08-21)
May 3, 2021 OCGN S 10b5-1 195,809 $14.24 $2,788,320 406,000 Direct -32.54% Disposed -90.1% (price as of 2026-08-21)
Dec. 12, 2019 OCGN P 143,000 $0.35 $50,050 406,000 Direct +54.37% Acquired 301.4% (price as of 2026-08-21)
Dec. 11, 2019 OCGN P 263,000 $0.41 $107,830 263,000 Direct — Acquired 242.7% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 2, 2025 OCGN Option (Right to Buy) Common Stock (1,827,485) $0.90 Jan. 2, 2035 1,827,485 Acquired
Jan. 2, 2024 OCGN Option (Right to Buy) Common Stock (492,126) $0.66 Jan. 2, 2034 492,126 Acquired
Feb. 16, 2023 OCGN Option (Right to Buy) Common Stock (100,000) $0.33 May 7, 2030 100,000 Disposed
Jan. 17, 2023 OCGN Option (Right to Buy) Common Stock (100,000) $0.51 Jan. 2, 2030 100,000 Disposed
Jan. 3, 2023 OCGN Option (Right to Buy) Common Stock (1,771,654) $1.25 Jan. 3, 2033 1,771,654 Acquired
Dec. 16, 2022 OCGN Option (Right to Buy) Common Stock (95,809) $0.51 Jan. 2, 2030 95,809 Disposed
Oct. 14, 2022 OCGN Option (Right to Buy) Common Stock (100,000) $0.51 Jan. 2, 2030 100,000 Disposed
July 14, 2022 OCGN Option (Right to Buy) Common Stock (150,000) $0.33 May 7, 2030 150,000 Disposed
May 13, 2022 OCGN Option (Right to Buy) Common Stock (125,000) $0.33 May 7, 2030 125,000 Disposed
March 16, 2022 OCGN Option (Right to Buy) Common Stock (81,823) $0.33 May 7, 2030 81,823 Disposed
Feb. 14, 2022 OCGN Option (Right to Buy) Common Stock (90,000) $0.33 May 7, 2030 90,000 Disposed
Jan. 3, 2022 OCGN Option (Right to Buy) Common Stock (1,253,299) $4.72 Jan. 3, 2032 1,253,299 Acquired
Dec. 16, 2021 OCGN Option (Right to Buy) Common Stock (197,000) — April 19, 2031 197,000 Acquired
Nov. 16, 2021 OCGN Option (Right to Buy) Common Stock (197,000) — April 19, 2031 197,000 Acquired
Oct. 15, 2021 OCGN Option (Right to Buy) Common Stock (125,000) $0.33 May 7, 2030 125,000 Disposed
Sept. 15, 2021 OCGN Option (Right to Buy) Common Stock (125,000) $0.33 May 7, 2030 125,000 Disposed
May 3, 2021 OCGN Options (Right to Buy) Common Stock (195,809) $0.51 Jan. 2, 2030 195,809 Disposed
Jan. 1, 2021 OCGN Option (Right to Buy) Common Stock (1,757,000) $1.83 Jan. 1, 2031 1,757,000 Acquired
May 7, 2020 OCGN Options (Right to Buy) Common Stock (1,357,145) $0.33 May 7, 2030 1,357,145 Acquired
Jan. 2, 2020 OCGN Options (Right to Buy) Common Stock (933,528) $0.51 Jan. 2, 2030 933,528 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 13, 2019 OCGN Common Stock 1,375,299 Indirect
Dec. 13, 2019 OCGN Warrants (Right to Buy)→ Common Stock — Direct
Dec. 13, 2019 OCGN Warrants (Right to Buy)→ Common Stock — Indirect
Dec. 13, 2019 OCGN Stock Option (right to buy)→ Common Stock — Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

OCGN

CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $757,900 $500,214 $2,194,445 $1,385,871 — — $3,392 $4,841,822
2024 $757,900 $385,165 $520,492 $269,749 — — $8,233 $1,941,538
2023 $757,900 $102,544 $1,844,263 $1,826,722 — — $3,802 $4,535,231

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.