Shannon S Warren
CIK 1530922 · View on SEC EDGAR ↗
First SEC filing: Sept. 26, 2011 · Latest: Sept. 26, 2011
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 18, 2012 | JPM | A | 62,430 | — | — | 62,430 Direct | — | Acquired | (price as of 2026-08-21) |
| Jan. 18, 2012 | JPM | A | 11,256 | — | — | 11,256 Direct | — | Acquired | (price as of 2026-08-21) |
| Jan. 13, 2012 | JPM | F | 4,594 | $35.52 | $163,179 | 44,087 Direct | -9.44% | Disposed | 900.5% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 18, 2012 | JPM | Stock Appreciation Rights | Common Stock (62,430) | $35.61 | Jan. 18, 2022 | 62,430 | Acquired |
| Jan. 18, 2012 | JPM | Restricted Stock Units | Common Stock (11,256) | — | Jan. 13, 2015 | 11,256 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 26, 2011 | JPM | Common Stock | 48,678 | Direct |
| Sept. 26, 2011 | JPM | Common Stock | 460 | Indirect |
| Sept. 26, 2011 | JPM | Stock Appreciation Rights→ Common Stock (50,000) | 50,000 | Direct |
| Sept. 26, 2011 | JPM | Stock Appreciation Rights→ Common Stock (50,000) | 50,000 | Direct |
| Sept. 26, 2011 | JPM | Stock Appreciation Rights→ Common Stock (35,000) | 35,000 | Direct |
| Sept. 26, 2011 | JPM | Stock Appreciation Rights→ Common Stock (35,000) | 35,000 | Direct |
| Sept. 26, 2011 | JPM | Stock Appreciation Rights→ Common Stock (25,000) | 25,000 | Direct |
| Sept. 26, 2011 | JPM | Stock Appreciation Rights→ Common Stock (25,000) | 25,000 | Direct |