Shannon S Warren

CIK 1530922 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 26, 2011 · Latest: Sept. 26, 2011

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 18, 2012 JPM A 62,430 62,430 Direct Acquired (price as of 2026-08-21)
Jan. 18, 2012 JPM A 11,256 11,256 Direct Acquired (price as of 2026-08-21)
Jan. 13, 2012 JPM F 4,594 $35.52 $163,179 44,087 Direct -9.44% Disposed 900.5% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 18, 2012 JPM Stock Appreciation Rights Common Stock (62,430) $35.61 Jan. 18, 2022 62,430 Acquired
Jan. 18, 2012 JPM Restricted Stock Units Common Stock (11,256) Jan. 13, 2015 11,256 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 26, 2011 JPM Common Stock 48,678 Direct
Sept. 26, 2011 JPM Common Stock 460 Indirect
Sept. 26, 2011 JPM Stock Appreciation Rights→ Common Stock (50,000) 50,000 Direct
Sept. 26, 2011 JPM Stock Appreciation Rights→ Common Stock (50,000) 50,000 Direct
Sept. 26, 2011 JPM Stock Appreciation Rights→ Common Stock (35,000) 35,000 Direct
Sept. 26, 2011 JPM Stock Appreciation Rights→ Common Stock (35,000) 35,000 Direct
Sept. 26, 2011 JPM Stock Appreciation Rights→ Common Stock (25,000) 25,000 Direct
Sept. 26, 2011 JPM Stock Appreciation Rights→ Common Stock (25,000) 25,000 Direct